In re Estate of Martin

2020 IL App (2d) 190140
Appellate Court of Illinois·Decided July 14, 2020·No. 2-19-01402-19-0830·Published·Cited by 6 cases

Opinion

2020 IL App (2d) 190140

Nos. 2-19-0140 & 2-19-0830 cons.

Opinion filed July 14, 2020

IN THE

APPELLATE COURT OF ILLINOIS

SECOND DISTRICT

In re ESTATE OF LILLIE MARTIN, ) Appeal from the Circuit Court a Disabled Person ) of Du Page County.

)

) No. 17-P-811

(Tina Hiatt, Petitioner and Counterespondent- ) Appellee; Paul Martin, Respondent- ) Counterpetitioner, and Counterespondent- ) Appellee; Alan J. Martin, Respondent, ) Honorable Counterpetitioner and Counterespondent- ) Robert G. Gibson, Appellant). ) Judge, Presiding.

JUSTICE McLAREN delivered the judgment of the court, with opinion.

Justices Zenoff and Hudson concurred in the judgment and opinion.

OPINION

¶1 This case arises from a guardianship dispute. Three siblings―petitioner, Tina Hiatt, and counterpetitioners, Alan Martin and Paul Martin―all petitioned the trial court for guardianship of the person and property of their mother, Lillian Martin (Lillie). Alan moved to disqualify Tina’s attorneys. The court appointed a guardian ad litem (GAL), but Lillie died before a guardian was appointed. Tina, Alan, and Paul each filed a petition for attorney fees; Alan is an attorney and he represented himself during the proceedings. The court granted Tina’s and Paul’s fee petitions and denied Alan’s, and it ordered the approved fees to be paid from a transfer-on-death (TOD) account.

¶2 Alan appeals, arguing that (1) the trial court lacked subject-matter jurisdiction to award attorney fees, because Lillie died before the court appointed a guardian, (2) the trial court erred by ordering the approved attorney fees to be paid from a TOD account after Lillie died, (3) the trial court erred by denying his motion to disqualify Tina’s attorneys, and (4) the trial court erred by denying his petition for pro se attorney fees. For the following reasons, we affirm in part, reverse in part, and remand for further proceedings.

¶3 I. BACKGROUND

¶4 On July 5, 2013, Lillie submitted to a psychiatric-capacity evaluation. In a letter dated July 8, 2013, the psychiatrist who evaluated Lillie opined that she “has testamentary capacity to compose a will and to understand and to sign legal documents.”

¶5 Prior to November 2013, Lillie’s trust provided that her estate would be divided equally among Alan, Tina, and Paul. Alan had assisted his parents with legal issues for many years and was Lillie’s power of attorney for healthcare and for property.

¶6 In November 2013, Tina’s attorney’s law firm, Kabbe Law Group, LLC (Kabbe Law), assisted Lillie in revoking her former estate plan and executing a new estate plan, with Tina having power of attorney for healthcare and property. The new estate plan established a revocable living trust and a pourover will. The revocable living trust named Lillie’s three children as beneficiaries, with Tina to receive 50%, Paul 25%, and Alan 25%.

¶7 Lillie had an investment account with UBS, a financial services company. The UBS account was a TOD instrument, with equal shares designated to each sibling. Kabbe Law advised Lillie to move her UBS account into her trust, but this did not occur, because both Alan and Tina represented themselves to UBS as Lillie’s power of attorney. Therefore, the UBS account remained a TOD.

¶8 In 2017, Tina, Paul, and Alan filed competing petitions to be appointed as guardian of Lillie’s person and estate. On August 10, 2017, Tina filed her original petition, alleging that Lillie, born in 1930, had been diagnosed with dementia and mental impairment and that she lacked sufficient understanding or capacity to make or communicate responsible decisions regarding her care or to manage her estate or financial affairs. Tina stated that Lillie’s anticipated gross annual income was $10,500. On August 16, 2017, Tina amended her petition, which was essentially the same as the original petition but stated that Lillie’s gross annual income was $20,100. On August 23, 2017, Tina mailed the required notice of her amended petition to Alan and Paul.

¶9 On September 8, 2017, the trial court appointed Kelly Smith as GAL for Lillie.

¶ 10 On October 4, 2017, Alan filed his appearance.

¶ 11 Paul and Alan separately filed counterpetitions for guardianship of Lillie, on October 13, and December 20, 2017, respectively. Paul was represented by Michael Powers and Alan represented himself.

¶ 12 On December 12, 2017, the GAL submitted her report to the court stating, in part, that Lillie “is able to tell you what she wants. On my last visit with Lillie on November 30, 2017, she repeatedly said ‘I decide’ and ‘my mind is right.’ She did say that if [she] cannot make decisions, then Tina is the person that she wants to make decisions for her.”

¶ 13 On February 22, 2018, the court granted Alan’s motion for Lillie’s cancer treatment to be paid from the UBS account.

¶ 14 On March 1, 2018, Alan filed a motion to disqualify Tina’s attorneys, Mari Berlin and her law firm, Kabbe Law (Tina’s attorneys), and served Kabbe Law with extensive discovery requests.

¶ 15 On March 13, 2018, Kabbe Law filed a motion to quash subpoenas served by Alan. On March 30, 2018, Tina filed her response to Alan’s motion to disqualify. Alan did not file a reply.

¶ 16 On April 10, 2018, the GAL filed a motion for the appointment of a third-party guardian of the person and estate of Lillie alleging that the three siblings had competing guardianship petitions, there were conflicting powers of attorney for healthcare and property, Alan had served the GAL with extensive discovery requests, and Alan had filed numerous and lengthy motions “that prolong[ed] this matter” and depleted Lillie’s estate. On the same day, the GAL filed a petition for interim fees.

¶ 17 On April 16, 2018, Alan filed a combined motion seeking, inter alia, to obtain assisted living placement and authorization for funding for Lillie’s medical care.

¶ 18 On May 14, 2018, Lillie died, 1 before the trial court could hear the competing petitions for her guardianship or hear Alan’s motion to disqualify Tina’s attorneys.

¶ 19 On June 4, 2018, Kabbe Law, as Tina’s attorney, filed a petition for attorney fees incurred from August 4, 2017, to June 1, 2018, in the amount of $18,765.02. Tina had paid $10,000 to Kabbe Law, so the amount due was $8765.02. Tina contended that the amount owed should be paid from the UBS account before those funds would be distributed to the three siblings.

¶ 20 On June 25, 2018, the GAL filed a fee petition for the period of April 1, 2017 to August 17, 2018, in the amount of $9821.

¶ 21 On June 27, 2018, Alan filed a petition for pro se attorney fees and costs, in the amounts of $32,910 and $1506, respectively. The same day, Paul’s attorney filed a petition for attorney fees and costs in the amounts of $4407.25 and $1060, respectively.

¶ 22 On June 28, 2018, the court approved the GAL’s petition for interim fees.

1 On May 18, 2018, a separate decedent probate case was opened (No. 2018-P-000563).

¶ 23 On July 12, 2018, Paul filed a response opposing Alan’s petition for attorney fees. On July 13, 2018, Tina filed her own response opposing Alan’s petition for attorney fees, arguing that an attorney is not entitled to fees for representing himself.

¶ 24 On July 13, 2018, Alan filed, inter alia, a response to the GAL’s fee petition, arguing that the funds should not be taken from the UBS account. Also, on July 13, 2017, Alan filed his response to Kabbe Law’s fee petition, opposing it.

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