In re Estate of Crawford

64 Misc. 2d 758, 315 N.Y.S.2d 890, 1970 N.Y. Misc. LEXIS 1115
CourtNew York Surrogate's Court
DecidedDecember 1, 1970
StatusPublished
Cited by6 cases

This text of 64 Misc. 2d 758 (In re Estate of Crawford) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Estate of Crawford, 64 Misc. 2d 758, 315 N.Y.S.2d 890, 1970 N.Y. Misc. LEXIS 1115 (N.Y. Super. Ct. 1970).

Opinion

McKinley L. Phillips, S.

This is a motion brought on behalf of “Candy Crawford”, an infant, (1) to ratify and confirm a certain notice of election under EPTL 5-3.2, filed March 3, 1969 by Virginia Dolan, as mother and natural guardian of said infant, which claims the right of said infant to participate in the estate of the testator, Clyne Crawford, as a child born after the execution of the will, and (2) to obtain an order of this court directing Winifred S. Crawford as executrix to pay over such share of the estate as said infant may be entitled to by reason of the election against said estate.

The infant, Candy Dolan, was born out of wedlock to Virginia Dolan on April 1,1955. On or about September 8,1958, Virginia Dolan filed a filiation proceeding with the then Children’s Court of this county against the decedent, Clyne Crawford, to establish the paternity of said infant, and thereafter a filiation order was entered on November 18, 1958, declaring the said decedent to be the father of said infant, and providing for support for said infant in the amount of $40 per week, until the said child should arrive at the age of 16 years, or should sooner die or be legally adopted.

On or about January 16, 1967 proceedings were brought in Family Court by the mother of said infant against decedent for increased support and the furnishing of additional security for the payment thereof until such infant should reach the age of 21 years. A motion was made on behalf of decedent to dismiss said proceedings and for modification of the 1958 order on the grounds that the proceeding in 1958 constituted a compromise agreement which acted as a final settlement of the matter which could not be changed in the absence of fraud. The court held however on May 5, 1967 that the decree of November 18, 1958 constituted an order of filiation and support, and had been thereafter considered as such by the parties and their attorneys, and that the decedent’s motion should be denied, and a hearing held on the application.

Thereafter a hearing was held and the evidence and proof offered by the parties was received. On November 22, 1967 the court handed down a decision (1) increasing support payments for said child to $100 per week, (2) providing that such payments should continue until the child reached the age of 21 years, or “ otherwise becomes financially independent,” (3) providing for the continuance of the security then on file, and (4) making no provision for additional security for the payment of [760]*760the additional support payments allowed on the ground that the court could find no statutory authority to do so.

On November 27, 1967 an order was entered on said decision. However, upon stipulation made in open court, the order provided for the payment of $75 per week instead of $100' per week, and for the filing of security for the payment thereof.

On January 8,1968 the Liberty National Bank and Trust Company of Dunkirk, New York, executed a declaration of trust, dated January 2, 1968, supplementing a declaration of trust dated June 26, 1961; all in conformity with the support orders of the court.

On September 28, 1968 the decedent died leaving a will executed February 9, 1966, which has been .admitted to probate in this court. The decedent left no children surviving him except said infant.

The claim of the infant that she has a right to share in decedent’s estate is found in her contention that within the meaning of the statute she is an after-born child of the decedent.

Subdivision (a) of EPTL 5-3.2 reads in part as follows: ‘ ‘ Whenever a testator, during his lifetime or after his death, has a child born after the execution of a last will, and dies leaving the after-born child unprovided for by any settlement * * * such child shall succeed to a portion of the testator’s estate as herein provided ’ ’.

EPTL 4-1.2 (subd. [a], par. [2]) grants the right of an illegitimate child to inherit from his father upon condition that an ‘ ‘ order of filiation declaring paternity ’ ’ was made “in a proceeding instituted * * * within two years from the birth of the child.”

In view of the fact that the infant was born on April 1, 1955 and the filiation order was made November 18, 1958, it would appear on the face of it that she fails to qualify as a person entitled to be included in either of the above statutes. However, the infant, raises certain questions of law which require consideration. These are:

“ 1. That the decedent, by his conduct during the infant’s conception period and during the first two years and three months of her life, is estopped to deny the paternity of the infant.

“2. As applied to this particular infant and as to all other infants in a similar situation, the provisions of Section 4-1.2(2) E.P.T.L., creates an arbitrary classification and is without basis or reason when it permits illegitimate children to inherit from their fathers, where the petition was brought within two years of their birth, but excludes those illegitimate children who had [761]*761paternity orders entered in their behalf by reasons of the exceptions contained in Section 517, F.C.A. Such classification is unconstitutional in that it deprives this infant of substantial rights and property and equal protection of the law and is in violation of the 14th Amendment of the Federal Constitution in [sic} Article 1, Sec. 11 of the New York State Constitution.”

It has long been recognized that the rights given after-born children are of statutory creation and that historically such rights were intended to prevent ‘ ‘ inadvertent or unintentional disinheritance ” of a child. (Matter of Harris, 47 Misc 2d 836, 837-838.) EPTL 5-3.2, and its predecessor section 26 of the Decedent Estate Law were never intended to be a “ forced heir ” statute, whereby the Legislature sought to compel, regulate or control testamentary dispositions. (McLean v. McLean, 207 N. Y. 365.)

In Matter of Faber (305 N. Y. 200, 203) Judge Fulo set forth the statutory intent as follows: ‘ ‘ The legislature attempted neither to entail estates in favor of after-born children nor to shield them from intentional disinheritance or unequal treatment. Its sole objective was to assure that if, through oversight, they were neglected in the will, other provision would be made for them. ’ ’

In this proceeding the testator was fully aware of the existence of the infant at the time the will was executed. Its paternity had been judicially established, and he had supported it for a number of years. Furthermore, he had entered into a trust agreement which would provide for its future support, education and well-being until it would reach the age of 21 years. It is reasonable to conclude that the absence of a provision in decedent’s will was deliberate and not an oversight.

There appears to be a further reason why the infant here would be barred from participating in decedent’s estate. One of the conditions precedent to recovery under subdivision (a) of EPTL 5-3.2 is the requirement that the testator died ‘ ‘ leaving the after-born child unprovided for by any settlement ”. The exhibits show that not only is the infant adequately provided for by the settlement reached in Family Court, but payment thereof until the infant reaches the age of 21 years is secured by a trust agreement entered into by decedent and Liberty National Bank and Trust Company.

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In re the Estate of Wilkins
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In Re Estate of Ayala
702 S.W.2d 708 (Court of Appeals of Texas, 1985)
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439 U.S. 259 (Supreme Court, 1978)
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Bluebook (online)
64 Misc. 2d 758, 315 N.Y.S.2d 890, 1970 N.Y. Misc. LEXIS 1115, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-estate-of-crawford-nysurct-1970.