Holden v. Alexander

39 A.D.2d 476, 336 N.Y.S.2d 649, 1972 N.Y. App. Div. LEXIS 3663
CourtAppellate Division of the Supreme Court of the State of New York
DecidedOctober 24, 1972
StatusPublished
Cited by11 cases

This text of 39 A.D.2d 476 (Holden v. Alexander) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Holden v. Alexander, 39 A.D.2d 476, 336 N.Y.S.2d 649, 1972 N.Y. App. Div. LEXIS 3663 (N.Y. Ct. App. 1972).

Opinion

Latham, J.

In this action for damages for the wrongful death and pain and .suffering of the plaintiff’s intestate, the plaintiff administrator appeals from an order of the Special Term in Orange County which granted a motion by defendant Charlotte Alexander to dismiss the first cause of action, for wrongful death, on the ground that the complaint fails to state a cause of action. The principal issue, which appears to be one of first impression for an appellate tribunal in this jurisdiction, is whether a putative father of an illegitimate daughter who died intestate may maintain an action for the child’s wrongful death, when there exists no prior order of filiation and there are no known surviving distributees.

On May 21,1966, Terry Holden (the plaintiff’s intestate) was a passenger in an automobile owned by defendant Charlotte Alexander and operated by the latter’s intestate, Charles Alexander. The vehicle left the highway and struck a tree, causing injuries to Miss Holden from which she died five months later. The plaintiff was duly appointed administrator with limited letters.

Miss Holden was born out of wedlock on March 22,1949. Her mother died in 1961, without being survived by any other known relatives. The plaintiff administrator claims that he is Miss Holden’s father and that he and his wife reared her from the time she was seven days old until she was placed in a foster home by the Orange County Welfare Department, just shortly before her premature death.

The plaintiff never obtained an order of filiation declaring him to be the father; nor does it appear that any adoption or other legal proceedings were ever instituted to establish a legal relationship between him and his intestate .sufficient to have enabled either to inherit from the estate of the other as a distributee (EPTL 4r-1.2, suhd. [a], par. [2]; suhd. [b]).

The defendant, in support of her motion to dismiss the wrongful death cause, contended that there were no distributees surviving the plaintiff’s intestate and, therefore, pursuant to the wrongful death statute (EPTL 5-4.1), an action for wrongful death could not be maintained. The Special Term, in granting the motion, rejected the plaintiff’s contentions that EPTL 4-1.2 and 5-4.1 were unconstitutional, stating that the Legislature did not act arbitrarily when it excluded fathers from being dis[478]*478tributees of illegitimate children unless paternity had been established in a court proceeding instituted within two years following the birth of the child.

On this appeal, the plaintiff seeks, essentially, to have EPTL 4-1.2 (subd. [a], par. [2]; subd. [b]) declared unconstitutional insofar as those provisions of the statute operate to bar him from any recovery for the wrongful death of Miss Holden by precluding him from being her distributee in the absence of an order of filiation.

EPTL 5-4.1 states, inter alia, that an action may be maintained to recover damages for wrongful death by “ the personal representative, duly appointed in this state or any other jurisdiction, of a decedent who is survived by distributees ” (emphasis added). Pursuant to EPTL 5-4.4 (subd. [a]), the damages recoverable in such an action are solely for the benefit of the distributees of the decedent, who are determined by reference to EPTL 4-1.1, which governs the order of inheritance in intestacy.

An illegitimate child is deemed to be the legitimate child of his father, so that either may inherit from the other, provided an order of filiation declaring paternity is made in a proceeding instituted during the mother’s pregnancy or within two years following the child’s birth (EPTL 4-1.2, subd. [a], par. [2]; subd. [b]).

The crux of this appeal, therefore, involves the determination of whether the application of the above statutes to the facts of this case, and especially of EPTL A-1.2, with its requirement of an order of filiation, would operate to deprive the plaintiff of equal protection of the law. In arriving at a determination, several recent decisions serve as valuable guides.

In Levy v. Louisiana (391 U. S. 68), the Supreme Court of the United States in reversing the Supreme Court of Louisiana, which had construed its State’s wrongful death statute to deny recovery to illegitimate children for the wrongful death of their mother, held that, so construed, the Louisiana statute denied equal protection of the law and was, therefore, unconstitutional. As the court stated, " Legitimacy or illegitimacy of birth has no relation to the nature of the wrong allegedly inflicted on the mother ” (p. 72).

In the companion wrongful death case of Glona v. American Guar. Co. (391 U. S. 73), a Federal District Court in Louisiana granted summary judgment to the defendant on the ground that, under Louisiana law, a mother had no right of action for the death of her illegitimate son. The Court of Appeals affirmed, [479]*479rejecting the contention that the Equal Protection Clause of the Fourteenth Amendment was violated. The Supreme Court reversed, in an opinion by Mr. Justice Douglas, stating, inter alia, ‘ ‘ A law which creates an open season on illegitimates in the area of automobile accidents gives a windfall to tortfeasors. * * * To say that the test of equal protection should be the legal ’ rather than the biological relationship is to avoid the issue ” (pp. 75-76).

Next came the decision in Labine v. Vincent (401 U. S. 532), wherein a trial court in Louisiana had ruled that, under its State law, collateral relations took property of a decedent to the exclusion of the decedent’s daughter, who, although she had been acknowledged by her father, was not legitimated. The Supreme Court, in upholding the constitutionality of the statute, distinguished its decisions in Levy and Glona (supra), pointing out that a State has a valid interest in " directing the disposition of property left within the State ” (p. 536, n. 6). Thus, the Supreme Court has held that, while a State may constitutionally discriminate between legitimates and illegitimates when dealing with intestate succession, it may not do so in instances involving wrongful death actions (at least between mother and child).

Several recent lower court cases in New York follow and give further expression to this line of reasoning.

' In Matter of Ortiz (60 Misc 2d 756, 759), no rational legislative purpose was found which justified discrimination in the application of the wrongful death statute to either the mother-child or father-child relationship. Noting that under wrongful death statutes recovery by illegitimates in no way impaired recovery by legitimates, the court concluded that the statute governing-distribution of damages recovered for wrongful death (EPTL 5-4.4) denied equal protection, by excluding illegitimate children who suffered pecuniary loss from sharing in the proceeds of an action for the wrongful death of their putative father (p. 762).

In Matter of Ross (67 Misc 2d 320), both the mother and the illegitimate daughter of the decedent cross-petitioned for limited letters of administration for the purpose of maintaining an action for his wrongful death.

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Bluebook (online)
39 A.D.2d 476, 336 N.Y.S.2d 649, 1972 N.Y. App. Div. LEXIS 3663, Counsel Stack Legal Research, https://law.counselstack.com/opinion/holden-v-alexander-nyappdiv-1972.