In re Espy

259 F.3d 725, 347 U.S. App. D.C. 256, 2001 U.S. App. LEXIS 18304, 2001 WL 909003
CourtCourt of Appeals for the D.C. Circuit
DecidedAugust 14, 2001
DocketDivision No. 94-2
StatusPublished
Cited by6 cases

This text of 259 F.3d 725 (In re Espy) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Espy, 259 F.3d 725, 347 U.S. App. D.C. 256, 2001 U.S. App. LEXIS 18304, 2001 WL 909003 (D.C. Cir. 2001).

Opinions

Opinion for the Court filed by Presiding Judge SENTELLE.

Concurring opinion filed by Senior Circuit Judge CUDAHY.

Motion for the Public Release of Final Report

ORDER

PER CURIAM.

It is ORDERED, ADJUDGED and DECREED that the Motion of the Independent Counsel to release the final report is granted.

The effects of this order to release shall be stayed for ten days or until such time as the Supreme Court shall act upon an application for stay, whichever shall last occur. The purpose of this decretal paragraph is to permit any party desiring to do so to seek a stay from the Supreme Court. If no such stay is sought within the period granted by this paragraph, then this stay shall be lifted. To achieve these ends, it is ordered that counsel for any party seeking a stay from the Supreme Court shall notify the Clerk of the United States Court of Appeals for the District of Columbia Circuit of that fact upon the filing of application for such stay, and shall further notify the Clerk promptly upon learning of the disposition of such application.

SENTELLE, Presiding Judge:

This matter comes before us on the Motion of the Independent Counsel (“IC”) appointed by the Court for the investigation of matters relating to former Secretary of Agriculture Alphonso Michael Espy to authorize public release of the final report of his investigation. The IC has prepared the report pursuant to 28 U.S.C. § 594(h) which requires that “[a]n independent counsel shall ... (B) before the termination of the independent counsel’s office under section 596(b), file a final report with the division of the court, setting forth fully and completely a description of the work of the independent counsel, including the disposition of all cases brought.”

[728]*728He addresses his motion to the Court pursuant to § 594(h)(2) which authorizes the Court to “release to the Congress, the public, or any appropriate person, such portions of the report made under this subsection as the division of the court considers appropriate.”

As we have noted before, the reporting requirement is a unique feature of the now-lapsed statute creating the unique office of independent counsel. See In re North, 16 F.3d 1234, 1239 (D.C.Cir., Spec. Div., 1994) (per curiam) (noting that “no precedent ... clearly guides our hand” in dealing with' questions arising from the reporting requirement). The issuance of a document issued by a prosecutor, not of itself under the aegis of either the court or the grand jury, yet potentially harmful to the reputation of persons investigated is certainly troubling, and we have found it troubling in our prior proceedings under this statute. See generally id. at 16 F.3d 1234. Especially is this so given that such a report often, as in this case, contains grand jury material governed by the confidentiality provisions of Fed. R.Crim. P. 6(e).

Rule 6(e) Problems

Rule 6(e) declares that “an attorney for the government ... shall not disclose matters occurring before the Grand Jury, except as otherwise provided for in these rules.” Fed. R.Crim. P. 6(e)(2). The independent counsel is an attorney for the government and his release of grand jury material is covered by Rule 6(e). In re North, 16 F.3d at 1242. Thus, insofar as the report carries with it grand jury material, that material may not be released to the public “except as otherwise provided for in” the Federal Rules of Criminal Procedure. In the past, we have found the relevant authority in Fed.R.Crim.P. 6(e)(3)(C): “Disclosure otherwise prohibited by this rule of matters occurring before the grand jury may also be made — (i) when so directed by a court preliminary to or in connection with a judicial proceeding.” That exception to the grand jury secrecy rule empowers courts to authorize release of otherwise secret material governed by Rule 6(e), in judicial proceedings. We have held that the Court’s function in the release of reports is a judicial proceeding, In re North, 16 F.3d at 1244. Therefore, this exception does apply to permit the release of material otherwise covered by the rule if we find such release to be otherwise lawful and appropriate.

The second difficulty which we have confronted in the past is the assertion that only the court which empanels a grand jury has jurisdiction over the release of grand jury material. We have, however, authoritatively rejected that proposition, holding that 28 U.S.C. § 594(h)(2), which empowers this Special Division to “ ‘make such orders as are appropriate to protect the rights of any individual named in such (independent counsel’s) report ...,’” taken in the context, confers upon this Court the necessary jurisdiction, regardless of whether that jurisdiction would otherwise be exclusive with the empaneling court. In re Sealed Motion, 880 F.2d 1367, 1374-75 (D.C.Cir., Spec. Div. 1989) (per curiam) (quoting 28 U.S.C. § 594(h)(2)). Indeed, in Morrison v. Olson, the Supreme Court “compared the ‘functions that the Special Division is empowered to perform ... to functions that federal judges perform in other contexts, such as deciding whether to allow disclosure of matters occurring before the grand jury.’ Id. at 1374 (quoting Morrison v. Olson, 487 U.S. 654, 681, 108 S.Ct., 2597, 101 L.Ed.2d 569 (1988) (emphasis and ellipses supplied in In re Sealed Motion.)) While the Supreme Court’s language is obviously not a holding, this strong dicta provided support for our holding in In re Sealed Motion that the Divi[729]*729sion does possess the necessary jurisdiction to make the Rule 6(e)(0) disclosure determination.

We therefore remain satisfied that we have jurisdiction to enter the order prayed by the Independent Counsel.

Propriety of Disclosure

In determining whether or not to order the disclosure of independent counsel reports, and specifically of grand jury materials contained therein, we adopted in In re North an analysis weighing four not necessarily exclusive factors:

[1] whether the subjects of the .investigations have already been disclosed to the public;
[2] whether the subjects do not object to the filings being released to the public;
[3] whether the filings contain information which is already publicly known; and

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Cite This Page — Counsel Stack

Bluebook (online)
259 F.3d 725, 347 U.S. App. D.C. 256, 2001 U.S. App. LEXIS 18304, 2001 WL 909003, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-espy-cadc-2001.