In Re Emmet

300 So. 2d 435, 293 Ala. 143, 1974 Ala. LEXIS 934
CourtSupreme Court of Alabama
DecidedJuly 25, 1974
DocketSC 807
StatusPublished
Cited by10 cases

This text of 300 So. 2d 435 (In Re Emmet) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Emmet, 300 So. 2d 435, 293 Ala. 143, 1974 Ala. LEXIS 934 (Ala. 1974).

Opinions

[145]*145FAULKNER, Justice.

Richard P. Emmet, a Circuit Judge of the Fifteenth Judicial Circuit, appeals from a decision of the Court of the Judiciary censuring him for misconduct in office.1

On December 17, 1973, Judge Emmet sent a letter to each of the judges of the Court of Criminal Appeals which he termed “extraordinary and confidential.” [146]*146In the letter Judge Emmet outlined his reasons for setting very high bonds in the cases of three individuals who had just been indicted in cases involving fraudulent sales of machine parts to the State of Alabama Highway Department. Judge Emmet expressed hope that the appellate court judges would view the cases in the same light as he had and maintain the bonds at the level he had set in the event they were called upon by the defendants to review them in the future. In the letter he said he had received anonymous telephone calls to the effect that one of the defendants intended to flee the State if indicted and had been offered financial inducement to do so. As to all of the defendants, he felt, through discussions with the Attorney General and District Attorney, they could give evidence which went “to the very core of a great deal of corruption in various governmental departments.” He stated that the maintenance of high bonds might assist in getting to “the heart of the matter.” The letter did not show service on the defendants or their counsel. It was stipulated at the hearing in the Court of the Judiciary that a copy was not served on defendants or their counsel.

On the following day, December 18, 1973, the judges of the Court of Criminal Appeals sent the letter to the Judicial Inquiry Commission created by Amendment 317 to the Constitution of 1901, and with the letter a transmittal letter signed by all of them suggesting that the Commission take whatever action it deemed appropriate. Coincidentally, on December 18, 1973, the new Judicial Article was ratified, amending Article VI of the Constitution and specifically repealing Amendment 317, and establishing a Judicial Inquiry Commission. On March 5, 1974, the Judicial Inquiry Commission filed a complaint against Judge Emmet pursuant to § 6.17(b) of the new Judicial Article to the Constitution of Alabama which was proclaimed by the Governor of Alabama on December 27, 1973 to be Amendment No. 328.2 This section has now been unofficially codified as Article 6, § 156, Constitution of 1901, in the 1973 Cumulative Supplement to Volume 1 of the 1958 Recompiled Code. Subsection (b) provides that:

“The commission shall be convened permanently with authority to conduct investigations, receive or initiate complaints concerning any judge of a court of the judicial system of this state. The commission shall file a complaint with the court of the judiciary in the event that a majority of the members of the commission decide that a reasonable basis exists, (1) to charge a judge with violation of any canon of judicial ethics, misconduct in office, failure to perform his duties, or (2) to charge that the judge is physically or mentally unable to perform his duties . . . The commission shall prosecute the complaints.”

The Commission’s original complaint of March 5, 1974, filed against Judge Emmet made the following allegations in substantially the same language that follows:

1. That acting in his judicial capacity Judge Emmet wrote and caused to be delivered the letter which was incorporated by reference, to the Presiding Judge and Associate Judges of the Court of Criminal Appeals of Alabama and that such action constituted misconduct in office.
2. That he failed to notify the defendants or their counsel and that such action constituted misconduct in office.

On March 8, 1974, a motion to dismiss or quash the complaint was filed on behalf of Judge Emmet. Subsequently, on March 12, 1974, the complaint was amended to add charges 3 and 4. These charges alleged “willful misconduct in office” by sending the letter and by not notifying defendants or their counsel. Apparently this [147]*147complaint was amended to encompass the provision of Amendment 317 referring to willful misconduct in office by a judge. The new Judicial Article only refers to miscondúct in office.

The Court of the Judiciary held its hearing on the case on March 12, 1974. It heard argument on the Judge’s motions to dismiss the charges. The motion and amended motion to dismiss the amended charges were overruled. Whereupon, counsel for the Judge stated that his client admitted that he wrote the letter; that he sent it to members of the Court of Criminal Appeals; that he intended to send the letter. . Having no further evidence to offer as to the merits of the case, the matters before the court were stipulated.

Section 6.18 of the new Judicial Article referred to above provides for a Court of the Judiciary. This section has been unofficially codified as Article 6, § 157, in the 1973 Cumulative Supplement to- the 1958 Recompiled Code. The court is convened to hear complaints filed by the Judicial Inquiry Commission. It has authority to remove a judge from office, to suspend him with or without pay, or censure him, or apply such other sanctions as may be prescribed by law for violation of a canon of judicial ethics, misconduct in office, or failure to perform his duties. The court has authority to suspend with or without-pay, or to retire a judge who is physically or mentally unable to perform his duties.

Subsection (b) gives a judge aggrieved by a decision-of the Court of the Judiciary the right of appeal to the Supreme Court of Alabama, it is also provided by this subsection that the Supreme Court shall review the record of the proceedings on the law and the facts.

Subsection (c) provides that the Supreme Court shall adopt rules governing the procedures of the Court of the Judiciary. On March 11, 1974, the Supreme Court adopted rules of procedure for the Court, of the Judiciary. All parties, and ■the Court of the Judiciary, had copies of the rules on the date of the hearing, even though the hearing was held one day after their adoption by this court. Rule 10 provides that the Alabama Rules of Civil Procedure and the rules of evidence used in civil cases in' Alabama shall govern proceedings before the court, but the allegations of the complaint must be proved by clear and convincing evidence.

Judge Emmet bases his appeal primarily on the proposition that he was “convicted” for misconduct in office without any rules of conduct or canons of ethics adopted by the Supreme Court pursuant to § 6.08(c) of the Judicial Article for judges of any of the courts of Alabama, and without any definition of misconduct as applied to judges; that such absences violated his rights under the new Judicial Article. The act which is the basis of the charge occurred on December 17, 1973, one day before the .people approved the new Judicial Article, which for the first time spelled out in specific language that the Supreme Court shall establish canons- of judicial ethics. Counsel for the Judge requests that no distinction be made between an allegation of misconduct under the new Judicial Article and willful misconduct under Amendment 317 which was repealed. Therefore, the discussion of this issue is pretermitted.

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Bluebook (online)
300 So. 2d 435, 293 Ala. 143, 1974 Ala. LEXIS 934, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-emmet-ala-1974.