In re E.F.

740 A.2d 547
District of Columbia Court of Appeals·Decided November 12, 1999·No. No. 96-FS-1969·Published·Cited by 2 cases

Opinion

FARRELL, Associate Judge:

Appellant, a juvenile, was adjudicated delinquent based on a finding by the trial court that he had committed second degree child sexual abuse (D.C.Code § 22-4109 (1996)). That crime prohibits sexual contact with a child by a person who is at least four years older than the child.1 The evidence at trial established that appellant, who was seventeen years old at the time, had sexual contact with twelve-year-old T.M. by conduct that, according to the trial court, included choking her, placing her on the bed and “humping” her, with his penis touching her vagina through their clothing.

The only evidence of appellant’s age came from his mother who, over appellant’s objection, testified to his date of birth and age. Appellant contends on appeal, as he did below, that the courts of this jurisdiction should adopt a parent-child adverse testimonial privilege, which would have prevented his mother’s testimony. Also, following the verdict, appellant unsuccessfully moved for judgment of acquittal on the ground that the government had failed to prove that he knew or should have known of T.M.’s age (and hence the statutory age differential). On appeal, he renews that challenge to the lack of proof of scienter. We reject both arguments and affirm.

I.

The parties have briefed at length the issue of whether this court should adopt a broad parent-child testimonial privilege. The government cites abundant decisional law, federal and state, rejecting such a privilege. Appellant cites contrary authority, primarily law review articles, urging adoption of the privilege and urges that the special purpose of juvenile proceedings — where the primary focus is on “the welfare and rehabilitation of the child rather than simply that child’s factual guilt or innocence,” In re D.H., 666 A.2d 462, 472 (D.C.1995) — makes them an especially suitable forum in which to apply a privilege holding parent-child confidences inviolate, at least qualifiedly. The government, in turn, argues that such an impediment to learning the truth about a child’s behavior, and hence whether and to what extent the child needs treatment, is antithetical to the rehabilitative purpose of the juvenile justice system.

Interesting though this dispute may be, the present case requires us only to decide a narrower question. At issue is not the asserted importance of protecting confidential communications between parent and child. Appellant’s mother was called to testify for the sole purpose of stating his date of birth and age. Certainly when no confidential communications are involved (and we consider the matter [549] no further), there is no convincing reason for this court in either juvenile or adult proceedings to erect a privilege lacking any historical pedigree, largely unrecognized by courts or legislatures, and operating as do all such privileges to obstruct the flow of relevant information to the trier of fact on material issues.

In an opinion similarly not addressing any privilege for confidential communications but rejecting a broad testimonial privilege for parents and their children, one court has accurately stated the general principles as follows:

Testimonial privileges are exceptions to the general duty imposed on all people to testify. Such privileges diminish the evidence before the court, and contravene the fundamental principle that the public ... has a right to every man’s evidence. As such, they must be strictly construed and accepted only to the very limited extent that permitting a refusal to testify or excluding relevant evidence has a public good transcending the normally predominant principle of utilizing all rational means for ascertaining the truth.

Three Juveniles v. Commonwealth, 390 Mass. 357, 455 N.E.2d 1203, 1205 (1983) (citations and internal quotation marks omitted). See also Jaffee v. Redmond, 518 U.S. 1, 9, 116 S.Ct. 1923, 135 L.Ed.2d 337 (1996); Trammel v. United States, 445 U.S. 40, 50, 100 S.Ct. 906, 63 L.Ed.2d 186 (1980). To our knowledge, no federal court of appeals or state highest court has recognized a parent-child privilege, even limited to confidential communications. See In re Grand Jury, 103 F.3d 1140, 1147-48 (3d Cir.1997) (compiling cases). The privilege did not exist at common law, see United States v. Ismail, 756 F.2d 1253, 1257-58 (6th Cir.1985), and the experience of other jurisdictions in almost uniformly rejecting a parent-child privilege of the scope appellant seeks is strong reason to reject that bar to relevant testimony. See, by contrast, Jaffee, 518 U.S. at 13, 116 S.Ct. 1923 (“the existence of a consensus among the States indicates that ‘reason and experience’ support recognition of the [psychotherapist] privilege”). Excluding testimony by a parent or child about non-confldential matters does not promote “sufficiently important interests,” Trammel, 445 U.S. at 51, 100 S.Ct. 906, to outweigh the need for that evidence in delinquency or criminal proceedings.2 Moreover, “[t]he legislature ... is institutionally better equipped to perform the balancing of the competing policy issues required in deciding whether the recognition of a parent-child privilege is in the

[550] best interests of society.” In re Grand Jury, 103 F.3d at 1154; see Three Juveniles, 455 N.E.2d at 1205-06. The trial court did not err in rejecting appellant’s request to bar his mother’s testimony as to his date of birth and age.

II.

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