In re Disqualification of Floyd

2012 Ohio 6353, 985 N.E.2d 488, 135 Ohio St. 3d 1204
CourtOhio Supreme Court
DecidedAugust 10, 2012
Docket12-AP-060 and 12-AP-069
StatusPublished
Cited by3 cases

This text of 2012 Ohio 6353 (In re Disqualification of Floyd) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Disqualification of Floyd, 2012 Ohio 6353, 985 N.E.2d 488, 135 Ohio St. 3d 1204 (Ohio 2012).

Opinion

O’Connor, CJ.

{¶ 1} Attorney John H. Lawson has filed two affidavits with the clerk of this court under R.C. 2701.03 seeking to disqualify Judge Alison L. Floyd from acting on any further proceedings in case Nos. AD10915427 and CU03109953 in the Juvenile Division of the Court of Common Pleas of Cuyahoga County. Lawson also requests a “standing order” that disqualifies Judge Floyd from any matter in which Lawson represents a party.

{¶ 2} Lawson and Judge Floyd were opponents in the March 2012 primary election for Judge Floyd’s juvenile court seat. Because of the “contentious nature of the campaign,” Lawson claims that Judge Floyd’s impartiality “might reasonably be questioned” in the two underlying cases, as well as all future cases involving Lawson as counsel.

{¶ 3} Judge Floyd has responded in writing to the concerns raised in the affidavits, stating that she “takes seriously her solemn obligation to perform her judicial duties impartially” and “harbors no hostile feelings against affiant [or] his clients.”

{¶ 4} Joseph J. Triscaro, opposing counsel to Lawson in case No. CU03109953, has also filed an affidavit and memorandum. Triscaro asserts that Judge Floyd has presided over the matter for eight years and that it would be “extremely prejudicial” to his client if Judge Floyd were now disqualified after such a lengthy and complex proceeding.

{¶ 5} For the following reasons, no basis has been established for ordering disqualification of Judge Floyd.

*1205 In re J.K., case No. AD10915427

{¶ 6} It is well established that “a judge ordinarily will not be disqualified based solely on the fact that a lawyer in a pending case is or has been the judge’s election opponent.” In re Disqualification of Maschari, 88 Ohio St.3d 1212, 1213, 723 N.E.2d 1101 (1999), citing In re Disqualification of Burnside, 74 Ohio St.3d 1240, 657 N.E.2d 1346 (1992). See also In re Disqualification of Krueger, 74 Ohio St.3d 1267, 1268, 657 N.E.2d 1365 (1995) (“Affiant has failed to demonstrate the existence of bias or prejudice based on the fact that she and Judge Krueger were opponents in the previous election”); In re Disqualification of Osowik, 117 Ohio St.3d 1237, 2006-Ohio-7224, 884 N.E.2d 1089, ¶ 6 (“The fact that the defendant may have opposed the judge’s bid for elected office is insufficient to warrant disqualification, absent some evidence of actual bias”). This court has also held, however, that disqualification may be warranted where a “combination of factors” creates an “appearance of impropriety.” Maschari at 1213. For example, in Maschari, the affiant was not only the judge’s previous election opponent, but the affiant would likely be a witness in any disciplinary proceeding against the judge. Id. Under this unique “combination of factors,” an appearance of impropriety existed, which mandated disqualification. Id.

{¶ 7} Lawson relies on the Maschari decision to support disqualification, but he has failed to demonstrate that a similar unique combination of factors exists here. In the underlying case, Lawson represents the mother in a child-custody proceeding. Lawson alleges that Judge Floyd’s ability to remain impartial may be “reasonably questioned” based on the following: (1) Judge Floyd denied Lawson’s motion for recusal, which is “inconsistent” with recusal decisions in two other cases involving Lawson, (2) Judge Floyd’s supporters during the campaign “attempted to intimidate” Lawson’s supporters, including a “key member” of Lawson’s campaign committee, (3) Judge Floyd received “negative publicity” during the campaign, including several articles in the Cleveland Plain Dealer endorsing Lawson over Judge Floyd, and (4) the election was “hotly contested,” with Lawson making “highly critical” public comments about Judge Floyd.

{¶ 8} Only the first allegation suggests that Judge Floyd’s own actions convey a personal bias against Lawson, i.e., Judge Floyd’s allegedly “inconsistent” recusal orders. However, it has long been held that a judge’s voluntary removal from an earlier case does not by itself support disqualification from another unrelated case involving that same party. In re Disqualification of Martin, 74 Ohio St.3d 1221, 657 N.E.2d 1334 (1990). Moreover, Judge Floyd has thoroughly explained her decisions to step aside in the two unrelated cases involving Lawson. In the first case, Judge Floyd recused herself because one of the parties sought sanctions against Lawson during the election campaign. In the second case, *1206 Judge Floyd recused herself because the best interests of the child necessitated that the juvenile-court case continue without interruption by a lengthy disqualification proceeding. Lawson has failed to demonstrate that the same disqualifying interests present in those cases are present in the underlying case here, and therefore he has failed to demonstrate any inconsistency in Judge Floyd’s decisions. In an affidavit-of-disqualification proceeding, the burden falls on the affiant to submit sufficient evidence and argument demonstrating that disqualification is warranted. See R.C. 2701.03(B)(1) (requiring affiant to include specific allegations of bias, prejudice, or disqualifying interest and the facts to support those allegations). Lawson has not met that burden here.

{¶ 9} Similarly, Lawson has failed to substantiate his claim that Judge Floyd’s supporters intimidated a key member of his campaign. As an initial matter, this allegation is not directed against Judge Floyd’s conduct, but that of her supporters. Further, Lawson failed to set forth evidence to support his allegation, which is generally required in affidavit-of-disqualification proceedings. See, e.g., In re Disqualification of Crow, 91 Ohio St.3d 1209, 741 N.E.2d 137 (2000) (denying affidavit where affiants failed to provide supporting affidavits from participants in alleged improper conversations). Lawson has not included a third-party affidavit from this “key member” of his campaign to substantiate the claim. Vague or unsubstantiated allegations, such as those alleged here, are insufficient to establish bias or prejudice. In re Disqualification of Walker, 36 Ohio St.3d 606, 522 N.E.2d 460 (1988).

{¶ 10} The only remaining allegations are Lawson’s claims that he was “highly critical” of Judge Floyd during the campaign and that Judge Floyd received “negative publicity.” Lawson speculates that because of these facts, Judge Floyd will not remain impartial to him in future proceedings. Such speculation, however, cannot demonstrate bias or an appearance of bias. See, e.g., Burnside, 74 Ohio St.3d at 1241, 657 N.E.2d 1346

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Bluebook (online)
2012 Ohio 6353, 985 N.E.2d 488, 135 Ohio St. 3d 1204, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-disqualification-of-floyd-ohio-2012.