In Re Disciplinary Proceedings Against Carroll

343 P.2d 1023, 54 Wash. 2d 633, 1959 Wash. LEXIS 444
CourtWashington Supreme Court
DecidedSeptember 17, 1959
DocketC. D. 3602
StatusPublished
Cited by8 cases

This text of 343 P.2d 1023 (In Re Disciplinary Proceedings Against Carroll) is published on Counsel Stack Legal Research, covering Washington Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Disciplinary Proceedings Against Carroll, 343 P.2d 1023, 54 Wash. 2d 633, 1959 Wash. LEXIS 444 (Wash. 1959).

Opinions

Donworth, J.

The Washington state bar association, by its complaint, verified by its president, charged respondent, James B. Carroll, who was admitted to the practice of law by this court on August 25, 1950 (and thereafter practiced law in Seattle), with appropriating to his own use the sum of $2,500 belonging to a client, Donald W. Rogers, and with failing to prosecute the personal injury claim of another client, C. Joseph Booth, by whom respondent had been retained.

Pursuant to Rule for Discipline of Attorneys 13, 34A Wn. (2d) 185, a copy of the complaint, together with a notice requiring him to appear and answer the complaint within ten days after service of the documents, was personally served upon respondent in King county on January 26, 1958.

Thereafter, on April 2, 1958, respondent acknowledged service of a trial amendment charging him with appropriating to his own use the sum of $812.50 belonging to another client, Marlys Daily.

Respondent filed no answer to the formal complaint or to the trial amendment. Rule for Discipline of Attorneys 33, 34A Wn. (2d) 193, provides that, if no answer to the formal complaint is filed within ten days, the respondent attorney is entitled to no further notice.

Nevertheless, notice of further proceedings was given to respondent. A hearing on these charges before a trial committee composed of a member of the board of governors and two practicing attorneys was scheduled for May 16, 1958, in Seattle. Written notice thereof was given to respondent on April 8, 1958.

Respondent thereafter moved to California and, on May 4, 1958, wrote a letter to the association asking for a continuance until the fall. He gave as his address, 411 O’Farrell Street, Room 508, San Francisco, California. His motion was granted, and October 10, 1958, was fixed as the date [635]*635for the hearing. Notice of the new hearing date was mailed to him on May 13, 1958, and respondent acknowledged receipt thereof on May 14, 1958, by endorsing a copy of the notice.

Meanwhile, the term of office of the designated chairman as a member of the board of governors had expired and another member was appointed chairman of the trial committee. A letter to respondent, dated September 8, 1958, notifying him of this fact was returned unclaimed. Notice of the members of the trial committee and a reiteration of the new date of hearing was served on respondent by the sheriff of San Francisco county on September 30, 1958.

On October 6, 1958, respondent wrote a nine-page letter to the association, in which he stated in detail his attempts to obtain employment in San Francisco, and stated, in part, as follows:

“Because of my economic status I will not be able to appear at the hearing on October 10. My presence would add nothing to what is set forth in this letter. I cannot contest these proceedings; yet I categorically deny the allegations of the complaint as amended as they are set forth. Circumstances, however, have prevented me from making available to complaining parties funds which unquestionably belong to them. I repeat that I have every intention of making these funds available to the respective parties as soon as possible. . . .
“I do appreciate the understanding and opportunity to better the situation which I have been accorded to date. I expect no clemency in this matter, although I hope for it, since it is my sincere desire to engage again in the practice of law, sometime, someplace.
“I deeply regret the embarrassment which the Bar Association and its members have suffered as a result of this matter; I apologize to each member for my part in it and for my inability to do more than this. There is nothing I would not do to cure the situation.”

With respect to the transaction described in the trial amendment (third item of complaint), Marlys Daily, subsequent to her dealings with respondent, married E. A. Kebodeaux and moved to North Dakota. Consequently, it [636]*636became necessary to take her deposition. Notice of the taking of her deposition was received by the sheriff of the city and'county of San Francisco on October 3, 1958, but respondent could not be located there. A return of “not found” was made by the sheriff. However, in a letter dated October 8, 1958, to the association, respondent waived any further notice in the proceedings.

The trial committee held its hearing on October 10, 1958, and heard the testimony of the various witnesses. Respondent did not appear either in person or by counsel.

The committee made findings of fact substantially as follows:

“As to First Item of Complaint
“ Donald W. Rogers, Complaining Witness”

In February, 1956, Mr. Rogers retained respondent as his attorney to represent him in the prosecution of a claim for personal injuries sustained by him as the result of an automobile accident. A contingent fee was agreed upon amounting to twenty-five per cent of the proceeds if settled out of court, and thirty-three and one third per cent thereof if the case proceeded to trial. In July, 1957, respondent succeeded in negotiating a settlement for $2,500, and a draft in that amount, payable to him and Mr. Rogers jointly, was issued by the insurance company involved. Respondent obtained Mr. Rogers’ endorsement of the draft upon respondent’s promise that, when the draft cleared, after deducting his fee, he would give Mr. Rogers $1,345 and pay the medical expenses. Respondent deposited the draft in his trust account at a Seattle bank, and it was promptly honored. On September 4, 1957, after many unjustified excuses to his client, respondent gave him his own check in the sum of $1,345, upon which payment was stopped by him two days later. Mr. Rogers was thereafter unable to locate respondent. None of the medical bills were paid by respondent, and the entire proceeds of the draft ($2,500) were appropriated by respondent and used for purposes not authorized by the terms of his trust. No part of the sum of $2,500 has been paid to, or for the use of, Mr. Rogers, [637]*637but- the entire amount has been appropriated to respondent’s use with the intent to deprive his client thereof. Respondent has made no restitution, except that Mr. Rogers, by means of a garnishment proceeding, has collected $67.30. The concluding sentence of the findings relating to the first item of complaint reads as follows: ■

“That while respondent by letter (Association Exhibit No. 16) offered, through the Washington State Bar Association, to give his note for the balance, he attached as a condition that the Washington State Bar Association obtain an agreement not to prosecute, which condition the Trial Committee has not accepted.”

“As to Second Item of Complaint

“Joseph Booth, Complaining Witness”

About March 7, 1956, respondent was employed by the complaining witness as his attorney to prosecute a claim for personal injuries sustained by him. Mr. Booth delivered to respondent his entire file relating to the claim,, including maps of the scene of the accident and medical reports. Respondent has retained these papers for more than two and one half years without doing any work whatsoever in the prosecution of the claim, and has failed, neglected, and refused to communicate with his client except for two meetings subsequent to their initial conference.

“Third Item of Complaint

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Related

In re the Disciplinary Proceeding against Rosellini
646 P.2d 122 (Washington Supreme Court, 1982)
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In re the Disciplinary Proceeding Against Johnson
499 P.2d 879 (Washington Supreme Court, 1972)
In Re the Disciplinary Proceeding Against Pennington
440 P.2d 175 (Washington Supreme Court, 1968)
In Re the Disciplinary Proceedings Against Chantry
407 P.2d 160 (Washington Supreme Court, 1965)
In Re the Disciplinary Proceedings Against Hutchins
406 P.2d 777 (Washington Supreme Court, 1965)
In re the Disciplinary Proceedings Against Pomeroy
377 P.2d 878 (Washington Supreme Court, 1963)
In Re Disciplinary Proceedings Against Carroll
343 P.2d 1023 (Washington Supreme Court, 1959)

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Bluebook (online)
343 P.2d 1023, 54 Wash. 2d 633, 1959 Wash. LEXIS 444, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-disciplinary-proceedings-against-carroll-wash-1959.