In Re Disciplinary Action Against Williams

414 N.W.2d 394, 1987 Minn. LEXIS 850
CourtSupreme Court of Minnesota
DecidedOctober 23, 1987
DocketC8-85-2307
StatusPublished
Cited by19 cases

This text of 414 N.W.2d 394 (In Re Disciplinary Action Against Williams) is published on Counsel Stack Legal Research, covering Supreme Court of Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Disciplinary Action Against Williams, 414 N.W.2d 394, 1987 Minn. LEXIS 850 (Mich. 1987).

Opinion

PER CURIAM.

The Director’s petition for disciplinary action against respondent attorney James Malcolm Williams alleges three counts of professional misconduct: Count I, misbehavior occurring during the Sievert trial; 1 Count II, misconduct occurring during a pretrial deposition in the Sievert case; and Count III, disruptive conduct at a probable cause hearing before a panel of the Lawyers Professional Responsibility Board. The referee, the Honorable William A. Johnson, found respondent’s conduct during the pretrial deposition merited a public reprimand and that respondent’s misconduct on the other two occasions warranted 6-months’ suspension. Respondent requested a copy of the transcript of the referee’s hearing; consequently, the referee’s findings are not conclusive under Rule 14(d). We conclude a public reprimand and 6 months’ suspension are warranted.

A.

Count I

In the summer of 1982, respondent represented plaintiffs, Mr. and Mrs. Sie-vert, in a lawsuit against the First National Bank of Litchfield and attorney David Meyer, for losses incurred in a failed golf course venture. The referee found that respondent, throughout the 6-week-long trial and notwithstanding the admonitions of the trial judge, repeatedly asked improper questions that were either argumentative, irrelevant, or repetitive, or which assumed facts not in evidence nor reasonably likely to be put in evidence, or which were designed to degrade the witness. 2 The *396 2,900-page trial transcript clearly and convincingly supports the referee’s findings.

During respondent’s cross-examination of witness David Meyer, respondent’s questions were repeatedly argumentative 3 or without foundation, 4 or attempted to characterize unfairly the witness’ testimony, 5 or were crude attempts to demean the witness. 6

Respondent’s cross-examination of witness Robert J. Sheran is another example. Mr. Sheran, a former chief justice of this court, testified as an expert for defendant Meyer on the standard of care required of an attorney. On cross-examination, respondent inquired about the real party in interest status of liability insurers in personal injury litigation where the insurer retains counsel to represent the insured. The referee thought the form of the questioning was improper but did not rise to the seriousness of a disciplinary violation. We disagree. Respondent was free to explore the arguably anomalous status of insur-anee defense counsel insofar as relevant, but what was abominable was respondent’s converting this inquiry into a false personal attack on the witness. 7

An argumentative question is improper and unfair because it argues the evidence rather than seeking to elicit evidence from the witness. Argument is reserved for counsel to make, not to the witness, but to the trier of fact after the facts are adduced. During the stress of a trial, for one reason or another, it may happen that argumentative questions will be asked, but the trial judge is ordinarily able to handle the situation by sustaining an objection, striking improper remarks, or cautioning the jurors.

But here respondent’s questioning went far beyond what is excusable or tolerable. Almost every page of the transcript of respondent’s cross-examination of Mr. Meyer shows improper questioning, which in turn led to inevitable objections by oppos *397 ing counsel, conferences at the bench or in chambers, confusion, posturing before the jurors, and a record tainted with unfounded insinuations and innuendo. The trial judge exercised patience and fairness in an effort to keep the trial in hand, although several times he was close to granting a mistrial. Aware that the jury had heard his remarks even though the judge had sustained an objection or ordered the remarks stricken, respondent continued undeterred. Respondent, we conclude, engaged in calculated trial tactics to provoke and bait opposing counsel, intimidate and demean witnesses, and obfuscate the record. To corrupt the trial process in this manner is prejudicial to the administration of justice and is unprofessional conduct.

Respondent asserts he has a right, indeed an obligation, to represent his clients vigorously, aggressively, and zealously. To be vigorous, however, does not mean to be disruptively argumentative; to be aggressive is not a license to ignore the rules of evidence and decorum; and to be zealous is not to be uncivil.

Respondent argues his conduct was an exercise of free speech and to impose discipline would be unconstitutional censorship and would chill effective representation of clients. Respondent would misapply the first amendment. Outside the courtroom the lawyer may, as any other citizen, freely engage in the marketplace of ideas and say all sorts of things, including things that are disagreeable and obnoxious. See, e.g., In re Justices of the Appellate Division, 33 N.Y.2d 559, 301 N.E.2d 426, 347 N.Y.S.2d 441 (1973) (attorney not subject to discipline for an out-of-court statement); Polk v. State Bar of Texas, 374 F.Supp. 784 (N.D.Tex.1974) (a reprimand for statements made by an attorney outside his professional capacity would violate his first amendment rights). But here respondent was in the courtroom, an officer of the court engaged in court business, and for his speech to be governed by appropriate rules of evidence, decorum, and professional conduct does not offend the first amendment. See In re Getty, 401 N.W.2d 668 (Minn. 1987) (attorney subject to discipline for rude, loud, and disrespectful conduct during court proceedings). Respondent cites In re Snyder, 472 U.S. 634, 105 S.Ct. 2874, 86 L.Ed.2d 504 (1985), where the Supreme Court held that an attorney’s criticizing the administration of the Criminal Justice Act did not warrant discipline. The Court did not, however, decide the case on constitutional grounds but simply held that the attorney’s conduct was not “inimical to the administration of justice.” Id. at 645, 105 S.Ct. at 2881. Indeed, the court went on to say, “The license granted by the court requires members of the bar to conduct themselves in a manner compatible with the role of courts in the administration of justice.” Id. at 644-45, 105 S.Ct. at 2881. 8

Count II

At the pretrial deposition of Howard Sievert, in August 1981, a dispute arose between counsel whether the witness could review a pleading while being asked questions about it. This then occurred:

Mr. Rosen: If you’re going to hand the complaint to him to coach him we are going to see the Judge.
Mr.

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Bluebook (online)
414 N.W.2d 394, 1987 Minn. LEXIS 850, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-disciplinary-action-against-williams-minn-1987.