In Re Complaint as to the Conduct of Boardman

822 P.2d 709, 312 Or. 452, 1991 Ore. LEXIS 88
CourtOregon Supreme Court
DecidedDecember 12, 1991
DocketOSB 89-42; SC S37916
StatusPublished
Cited by12 cases

This text of 822 P.2d 709 (In Re Complaint as to the Conduct of Boardman) is published on Counsel Stack Legal Research, covering Oregon Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Complaint as to the Conduct of Boardman, 822 P.2d 709, 312 Or. 452, 1991 Ore. LEXIS 88 (Or. 1991).

Opinion

*454 PER CURIAM

This is a disciplinary proceeding initiated by the Oregon State Bar, charging the accused with violating two different disciplinary rules. The trial panel found him not guilty. The Bar seeks review of the trial panel’s decision. We review de novo. ORS 9.536(3); BR 10.6. The Bar has the burden of establishing ethical misconduct by clear and convincing evidence. BR 5.2. We find the accused guilty of violating DR 1-102(A)(3) and DR 7-102(A)(5) and reprimand him.

FACTS

On October 4,1978, Leonard Winkler executed a will naming Howard R. Hedrick as the personal representative. That will provided that a marriage by Winkler would not revoke it. In August 1981, Winkler married Anne Winkler. Winkler thereafter executed a second will, revoking all previous wills and codicils. The second will was dated June 8, 1986, and named Anne Winkler as personal representative. Leonard Winkler died in June of 1987.

On or about December 8, 1987, Hedrick filed a petition in Multnomah County Circuit Court to admit the 1978 will to probate. On or about December 9,1987, that will was admitted into probate, and Hedrick was appointed personal representative of the estate.

Sometime before December 9, 1987, Anne Winkler retained the accused for the purpose of probating the 1986 will. On January 15,1988, the accused filed a petition for the probate of the 1986 will and for the appointment of Anne Winkler as personal representative.

It was made known to the probate court that there were two wills with two different personal representatives seeking to administer the same estate. With this knowledge, the probate judge would not immediately sign an order appointing Anne Winkler as personal representative.

The accused, being uncertain of his position in this matter, consulted Carol Kyle, a Portland lawyer who has expertise in the field of probate law. Kyle advised the accused that, upon the filing of the newer (1986) will, unless its validity were challenged, the court had no choice but to sign *455 an order admitting the newer will to probate and naming the personal representative as set forth in the newer will.

Davis was the lawyer for Mr. and Mrs. Rider, who owned real estate jointly with Leonard Winkler. The property had sold, but the transaction was not closed at the time of Winkler’s death. The Riders needed to deal with the personal representative of the Winkler estate to finalize the sale and also to resolve certain other business matters between the Riders and Leonard Winkler. Davis spoke with the accused on or about February 17,1988, to discuss the Riders’ concerns. In that conversation, the accused informed Davis — incorrectly — that Anne Winkler was the personal representative of the Winkler estate. Davis asked the accused to arrange for Anne Winkler to sign certain documents in connection with the various reed estate transactions. The accused agreed. The accused did not explain that Hedrick was currently the estate’s personal representative, but that the accused was attempting to have him removed and to have Anne Winkler appointed.

Between February 18 and August or September of 1988, Davis periodically called the accused to inquire whether he, Davis, would receive the documents signed by Anne Winkler as personal representative. Never on any of those occasions did the accused suggest to Davis that Anne Winkler was not the personal representative, even though the accused knew that Davis was unaware of the ongoing dispute as to who the personal representative should be. The accused knew during his discussions with Davis from February through September of 1988 that, in the eyes of the probate court, Hedrick — not Anne Winkler — was the personal representative. The accused believed, however, that ultimately the court would agree that she was entitled to be personal representative.

The accused was becoming somewhat frustrated with the Multnomah County Probate Court, because he knew that his client could not act without an order appointing her as personal representative, but he was still of the opinion that she was the proper person to be appointed. The accused attempted to have hearings set. Those hearings were scheduled for as early as April 13, 1988. Because of continuances, the hearings were delayed. The matter dragged on through *456 the summer of 1988 to the exasperation of the accused and his client. The case ultimately came on for trial on November 7, 1988, and after three or four days of hearings, the parties negotiated a settlement on November 10, 1988, wherein Anne Winkler was named personal representative and the 1986 will was admitted to probate.

The trial panel found that the accused misrepresented Anne Winkler’s status to Davis. The trial panel found that the accused’s misrepresentations were not innocent ones. Despite those factual findings, however, and despite its observation that “the standards of professionalism in this community suggest that the [a]ccused should have been more candid with * * * Davis,” the trial panel concluded that the accused was not guilty of violating DR 1-102(A)(3) and DR 7-102(A)(5), with which he was charged.

The Bar sought review in this court, asking that we find the accused guilty of violating DR 1-102(A)(3) and DR 7-102(A)(5) and impose the sanction of a reprimand. We agree with the Bar that the accused’s acts constitute a violation of DR 1-102(A)(3) and DR 7-102(A)(5) and that a reprimand is the appropriate sanction.

DISCIPLINARY RULE VIOLATIONS

DR 1-102(A)(3) provides: “It is professional misconduct for a lawyer to: * * * (3) Engage in conduct involving dishonesty, fraud, deceit or misrepresentation.” DR 7-102(A)(5) provides: “In a lawyer’s representation of a client * * *, a lawyer shall not: * * * (5) Knowingly make a false statement of law or fact.”

In this case, the accused made misrepresentations because of his belief that Anne Winkler was legally entitled to be personal representative of her husband’s estate. It does not appear that the accused intended any harm to Davis by the misrepresentation; he was merely telling Davis the facts as he himself believed that they should exist. Nevertheless, the accused made a knowing misrepresentation. The fact that the accused believed that his representations stated the legally correct position is immaterial. See In re Boothe, 303 Or 643, 740 P2d 785 (1987). The point is that the accused knew that he was misrepresenting the facts as they existed at the time. Neither does the fact that the accused did not intend *457 injury to any party preclude the finding of a disciplinary rule violation. As this court stated in In re Hiller, 298 Or 526, 533, 694 P2d 540 (1985), “the fact that [the accused lawyers] did not intend to deceive or commit a fraud does not acquit them of misrepresentation.” Moreover, a lawyer’s failure to correct a false impression made by an unintentional misstatement is also a misrepresentation. In re Hubert, 265 Or 27, 507 P2d 1141 (1973); Ire re Hiller, supra.

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Bluebook (online)
822 P.2d 709, 312 Or. 452, 1991 Ore. LEXIS 88, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-complaint-as-to-the-conduct-of-boardman-or-1991.