In re Cofino

211 A.D.2d 298, 627 N.Y.S.2d 644, 1995 N.Y. App. Div. LEXIS 6060
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJune 6, 1995
StatusPublished
Cited by7 cases

This text of 211 A.D.2d 298 (In re Cofino) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Cofino, 211 A.D.2d 298, 627 N.Y.S.2d 644, 1995 N.Y. App. Div. LEXIS 6060 (N.Y. Ct. App. 1995).

Opinion

[299]*299OPINION OF THE COURT

Per Curiam.

Respondent Joseph A. Cofino was admitted to the practice of law in the State of New York by the First Judicial Department on April 16, 1984. At all times relevant to this proceeding, respondent has maintained an office for the practice of law within the First Judicial Department.

On or about February 11, 1993, respondent was served with a Notice and Statement of Charges alleging that respondent violated Code of Professional Responsibility DR 1-102 (A) (5) (22 NYCRR 1200.3), DR 2-110 (A) (1) and (3) (22 NYCRR 1200.15), DR 6-101 (A) (3) (22 NYCRR 1200.30) and DR 9-102 (C) (4) (22 NYCRR 1200.46). On or about May 26, 1993, respondent belatedly served an answer in which he denied most of the allegations. A Hearing Panel was convened to hear testimony and receive evidence relating to the charges on May 4, 1993, May 25, 1993, June 24, 1993, August 10, 1993 and September 28, 1993. Staff counsel for the Disciplinary Committee called five complaining witnesses to testify and respondent called one fact witness and testified on his own behalf. During the hearings, the following facts were educed and conclusions reached.

The Santana Matter—Charges One and Two

Maria I. Santana retained respondent in the fall of 1989 to represent her in obtaining an uncontested divorce and, to further that end, paid respondent a $475 fee. On or about September 20, 1989, respondent prepared a summons for the divorce action and mailed a copy to Ms. Santana. After receiving the copy, Ms. Santana attempted unsuccessfully to communicate with respondent for several months and by letter dated October 9, 1990, Ms. Santana demanded the return of her fee. Respondent did not answer the letter, failed to return any portion of the fee and for approximately three years after Ms. Santana retained him, respondent failed to communicate with her regarding the status of her case. As a result, Ms. Santana obtained a divorce through the services of another attorney.

Respondent was charged with neglect of a legal matter in violation of DR 6-101 (A) (3) (22 NYCRR 1200.30) (Charge One) and, by neglecting the Santana matter for three years, effectively withdrawing from employment without refunding the [300]*300unearned part of the advance fee, in violation of DR 2-110 (A) (3) (22 NYCRR 1200.15) (Charge Two).

The Provenzale Matter—Charges Three and Four

On or about April 11, 1988, Camile B. Provenzale retained respondent to collect the unpaid balance on a promissory note executed by one Norman Robert Ford in favor of Provenzale in 1985. At that time, Mr. Provenzale paid respondent a $1,500 retainer.

By letter dated April 29, 1988, respondent demanded payment on the note from Ford and by letter dated June 20,1988, Ford’s attorney offered to make monthly payments of $200 to satisfy Ford’s obligations under the note. Respondent rejected the offer made on behalf of Mr. Provenzale, who had authorized respondent to accept a settlement of $1,500 per month until the debt was satisfied.

On November 25, 1988, respondent filed a motion for summary judgment in lieu of complaint on behalf of Mr. Provenzale in Supreme Court, Bronx County. By letter dated April 15, 1989, respondent advised Mr. Provenzale that the motion had been stricken from the court calendar and enclosed copies of the court filings with the letter. Thereafter, respondent failed to communicate further with Mr. Provenzale or to take any additional action on the case. In or about January 1990, Mr. Provenzale attempted to contact respondent but discovered that respondent’s telephone had been disconnected and he was unable to contact respondent by phone. Mr. Provenzale thereafter sent two certified letters to respondent dated March 26 and May 1, 1990, of which the March 26, 1990 was returned unclaimed. Respondent never communicated with Mr. Provenzale concerning the status of his case and as a result, Mr. Provenzale retained another attorney who commenced a new proceeding and obtained a judgment against Ford in Supreme Court, Kings County.

Respondent was charged with neglecting a legal matter, in violation of DR 6-101 (A) (3) (22 NYCRR 1200.30) (Charge Three) and by neglecting the matter for over four years, effectively withdrawing from employment without promptly refunding the part of the advance fee which had not been earned, in violation of DR 2-110 (A) (3) (22 NYCRR 1200.15) (Charge Four).

The Cardona Matter—Charges Five, Six and Seven

Conception Cardona retained respondent on or about August 2, 1990 to represent her in a divorce action. Respondent [301]*301requested a $1,500 fee, which Ms. Cardona paid in three $500 installments, the last of which was made by the end of August 1990.

Beginning shortly after Ms. Cardona made the last installment on respondent’s fee, she attempted to contact respondent on many occasions to ascertain the status of her case but respondent never returned her telephone calls or otherwise contacted her about the divorce proceedings. In addition, respondent never sent Ms. Cardona or her husband any documents concerning the divorce proceedings.

Approximately one year after retaining respondent and failing to receive any communications from him, Ms. Cardona obtained a Small Claims Court judgment against respondent in June 1991 for $1,606.83, an amount representing respondent’s unearned fee of $1,500 plus interest and disbursements of the action. Although respondent failed to contest the judgment, he has not refunded the unearned fee or otherwise satisfied the judgment. Ms. Cardona has since obtained a divorce through the services of another attorney.

As a result of the respondent’s actions, he was charged with neglecting a legal matter, in violation of DR 6-101 (A) (3) (22 NYCRR 1200.30) (Charge Five); by neglecting the matter for approximately two years, effectively withdrawing from employment without promptly refunding the part of the advance fee which had not been earned, in violation of DR 2-110 (A) (3) (22 NYCRR 1200.15) (Charge Six); and by willfully failing to satisfy the judgment, engaging in conduct prejudicial to the administration of justice, in violation of DR 1-102 (A) (5) (22 NYCRR 1200.3) (Charge Seven).

The Velazquez Matter—Charges Eight, Nine and Ten

Alfredo Velazquez, a shareholder in a company providing electrical and air conditioning services, retained respondent in early October 1990 to represent him in a shareholder’s derivative action against his fellow shareholders who were trying to force Mr. Velazquez to sell his shares of stock for $75,000, which Mr. Velazquez thought was below fair market value. Mr. Velazquez paid respondent a retainer of $3,000 over a two-month period.

By letter dated October 5, 1990, respondent wrote to opposing counsel seeking to schedule a meeting to attempt a settlement of the dispute, but respondent subsequently failed to [302]*302return opposing counsel’s telephone calls to schedule such meeting. Opposing counsel eventually advised respondent, by letter dated October 29, 1990, that the meeting could not be scheduled because respondent had not returned his telephone calls. By letters dated December 6 and 10, 1990, opposing counsel gave Mr. Velazquez notice of his client’s intent to tender $75,000 to Mr. Velazquez on December 18, 1990 in exchange for his shares of the company. During this time period, Mr. Velazquez also found it difficult to communicate with respondent.

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Cite This Page — Counsel Stack

Bluebook (online)
211 A.D.2d 298, 627 N.Y.S.2d 644, 1995 N.Y. App. Div. LEXIS 6060, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-cofino-nyappdiv-1995.