In re Children of Kacee S.

2021 ME 36
CourtSupreme Judicial Court of Maine
DecidedJuly 8, 2021
StatusPublished
Cited by1 cases

This text of 2021 ME 36 (In re Children of Kacee S.) is published on Counsel Stack Legal Research, covering Supreme Judicial Court of Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Children of Kacee S., 2021 ME 36 (Me. 2021).

Opinion

MAINE SUPREME JUDICIAL COURT Reporter of Decisions Decision: 2021 ME 36 Docket: Ken-20-279 Submitted On Briefs: May 19, 2021 Decided: July 8, 2021

Panel: MEAD, GORMAN, JABAR, HUMPHREY, HORTON, and CONNORS, JJ.

IN RE CHILDREN OF KACEE S.

HORTON, J.

[¶1] Kacee S. appeals from a judgment of the District Court (Waterville,

Dow, J.) terminating her parental rights to her four children and from an order

of the court denying her motion for relief from the judgment, see M.R. Civ.

P. 60(b). She contends that she received ineffective assistance of counsel at

both the trial phase and the post-judgment phase of the case and that the trial

court abused its discretion when it (1) denied the father’s motion to continue

the termination of parental rights hearing despite the mother’s unexplained

absence and (2) determined that termination of the mother’s parental rights

was in the children’s best interests. We conclude that the mother has made a

prima facie showing that she received ineffective assistance of counsel at the

trial phase and post-judgment phase of the case, vacate the court’s denial of her 2

second motion for relief from the judgment, and remand for further

proceedings on the motion consistent with this order.1

I. BACKGROUND

[¶2] The following facts and procedural history are drawn from the

procedural record and the court’s findings after the contested termination

hearing, all of which are supported by competent record evidence. See In re

Child of Radience K., 2019 ME 73, ¶ 2, 208 A.3d 380.

[¶3] The Department of Health and Human Services initiated this case in

September 2019, when it filed its petition for a child protection order and

preliminary protection order against the mother and father as to their four

children.2 The court (Montgomery, J.) entered an order of preliminary

protection that day, placing the children in the Department’s custody. The

court next held a summary preliminary hearing. The mother appeared, waived

1 Based on the present record, we disagree with the mother’s other contentions on appeal. Assuming, without deciding, that the mother has standing to appeal the denial of the father’s motion to continue the hearing, the court did not abuse its discretion in denying the motion, considering that the father was seeking a continuance of indefinite duration so that he could “prove himself.” See In re J.B., 2015 ME 25, ¶ 5, 112 A.3d 369 (“We review a court’s decision to deny a motion to continue for abuse of discretion.”). Nor did the court clearly err in making any of its findings underlying its best interest determination. See In re B.C., 2012 ME 140, ¶ 11, 58 A.3d 1118. The court admitted several of the Department’s exhibits and heard testimony from the Department’s witnesses. The failure of the mother’s trial counsel to challenge the Department’s evidence or submit evidence on the mother’s behalf may bear on the mother’s ineffective assistance claim, but the record before us supports the trial court’s findings. See id.

The father consented to termination of his parental rights at the termination hearing and takes 2

no part in this appeal. 3

her right to the hearing, and consented to the entry of the preliminary order.

The court (Stanfill, J.) held a jeopardy hearing at which the mother again

appeared and agreed to the entry of a jeopardy order against her as to all four

children. In June 2020, the Department filed a petition for termination of the

mother’s and father’s parental rights. The mother was served in hand with

notice pursuant to 22 M.R.S. § 4053 (2021) that the Department had filed the

petition, but the notice did not contain the date of the termination hearing. The

date and time of the hearing was set later by the court and was provided to the

mother’s trial counsel.

[¶4] On September 16, 2020, the court (Dow, J.) held a hearing on the

Department’s termination petition. Although the mother had appeared at court

for the two previous hearings in the case, she did not appear for the termination

hearing. Trial counsel was also absent when the hearing began. The father—

who, at the time, was incarcerated and scheduled to be released in three and a

half months—and his counsel appeared on time. Initially, the father indicated

that he was contesting the petition. However, after a colloquy with the court

about his choice to contest or consent to termination, the father, through his

counsel, requested a continuance so that he could “prove himself” after his 4

release from imprisonment. The Department and the guardian ad litem both

objected to a continuance.

[¶5] It was only then that the mother’s trial counsel came into the

courtroom. He said that he was late because he thought the hearing had been

continued. Although his client was absent and he plainly was not ready to

proceed, he did not join in the father’s motion to continue nor did he make his

own motion to continue or otherwise object to the hearing proceeding without

his client. He told the court that he had notified his client of the hearing date

but failed to point out that his client had appeared at both previous hearings.

[¶6] The court denied the father’s motion to continue and declared a

recess to enable the father to meet with his attorney and to decide whether to

contest or consent to termination. After the recess, the father consented to the

termination of his parental rights.

[¶7] The court then commenced an evidentiary hearing on the

Department’s petition as to the mother. The Department’s only witnesses were

the Department’s permanency caseworker assigned to the case and the

guardian ad litem. Trial counsel’s cross-examination consisted of six questions

to the caseworker and none to the guardian ad litem. After the Department

rested, trial counsel presented no evidence on the mother’s behalf. However, 5

he did tell the court that he had sent a text to the mother that the hearing had

begun and that the mother had not responded. At no time did trial counsel

request that the record remain open for a limited time so that he could speak

with his client and determine whether she had any evidence to present.

[¶8] The court did not invite closing argument, and trial counsel did not

request an opportunity to present it. Instead, the court stated on the record its

findings by clear and convincing evidence that the Department had proved all

four statutory criteria for parental unfitness. See 22 M.R.S. § 4055(1)(B)(2)(b)

(2021). It next determined that termination of the mother’s parental rights was

in the children’s best interests. See 22 M.R.S. § 4055(1)(B)(2)(a) (2021). The

court entered a judgment terminating her parental rights as to the four

children. Because the termination of the mother’s parental rights was

involuntary, a byproduct of the court’s judgment is that she will be subject to

an “aggravating factor” in any future child protection proceeding involving her

child. See 22 M.R.S. § 4002(1-B)(C) (2021); see also 22 M.R.S. §§ 4034(4),

4036-B(3), 4041(2)(A-2)(1), 4052(2-A)(B) (2021). The mother timely

appealed from the judgment. See 22 M.R.S. § 4006 (2021); M.R. App. P. 2B(c)(1).

[¶9] After filing the notice of appeal, trial counsel moved to withdraw

from the case, and interim counsel was appointed to represent the mother. 6

Interim counsel filed a combined motion for relief from judgment, pursuant to

M.R. Civ.

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In re Children of Kacee S.
2021 ME 36 (Supreme Judicial Court of Maine, 2021)

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