MAINE SUPREME JUDICIAL COURT Reporter of Decisions Decision: 2025 ME 7 Docket: Aro-24-133 Submitted On Briefs: September 25, 2024 Decided: January 30, 2025
Panel: STANFILL, C.J., and MEAD, HORTON, and LAWRENCE, JJ.
IN RE CHILD OF TAYLOR M.
LAWRENCE, J.
[¶1] Taylor M. appeals from a judgment of the District Court (Houlton,
Langner, J.) terminating her parental rights to her child. She argues that the
court violated her due process rights during the proceedings and erred in
various ways, including by not complying with certain requirements outlined
in the Indian Child Welfare Act (ICWA). Because we conclude that the State of
Maine complied with ICWA requirements and that the court did not commit
prejudicial error, we affirm the court’s judgment.
I. BACKGROUND
[¶2] The child is an Indian child within the meaning of ICWA, see 25
U.S.C.A. § 1903(4) (Westlaw through Pub. L. No. 118-158), because the mother
is a registered member of the Mi’kmaq Nation. The child was born premature
on July 26, 2022, with various medical conditions that caused the child to stay
in the hospital for approximately two months following the child’s birth. Since 2
birth, the child has required extraordinary care and attention because of these
multiple conditions.
[¶3] During the first two months of the child’s life when the child
remained in the hospital, the mother was almost completely absent and
therefore did not learn about the specific care that the child would require.
Given the mother’s absence during this critical time, on September 17, 2022,
the Department of Health and Human Services filed a petition for a child
protection order and a request for an order of preliminary protection. The
District Court (Houlton, Langner, J.) granted the order of preliminary child
protection and granted custody of the child to the Department that same day.
The child was placed with resource parents, who remain as the child’s resource
parents today. The Department filed a preliminary reunification and
rehabilitation plan as to the mother on October 3, 2022.
[¶4] The court gave the mother an opportunity for a summary
preliminary hearing, but the mother did not appear, so no hearing was held.
The preliminary protection order remained in effect.
[¶5] In January 2023, the court held a jeopardy hearing. The parties
agreed as to the findings and the disposition, and the court issued a jeopardy
order on January 11, 2023. The court found, by clear and convincing evidence, 3
see 25 U.S.C.A. § 1912(e) (Westlaw through Pub. L. No. 118-158), that there was
jeopardy based on the mother’s threat of neglect, threat of emotional
maltreatment, and threat of physical harm due to her inability to provide care
for the medically at-risk child. The court also found that returning the child to
the custody of the mother would most likely result in serious emotional or
physical damage to the child. See id.
[¶6] The court scheduled a judicial review and permanency planning
hearing for May 2023. The hearing was continued until July 2023 at the
Department’s request. The permanency planning hearing scheduled for July
was not held, and the trial court scheduled a permanency planning hearing and
judicial review for September 2023. The Mi’kmaq Nation filed a motion to
continue the hearing, and the trial court granted the motion, scheduling the
hearing for January 2024. Around this time, in fall 2023, the child’s resource
parents moved outside of Maine and brought the child with them, with the
agreement of the Department and the tribe.
[¶7] In October 2023, the Department filed a petition to terminate the
mother’s parental rights. A case management hearing was scheduled for
November 2023, but the Department filed a motion to continue the hearing, 4
which the court granted. The case management hearing took place in
December 2023.
[¶8] The permanency planning hearing and judicial review scheduled for
January 2024 were consolidated with the hearing on the Department’s petition
for termination of parental rights. At this consolidated hearing, the court heard
testimony from the Department’s permanency caseworker; one of the child’s
resource parents; the ICWA director for the Mi’kmaq Nation, who is a qualified
expert witness under 25 U.S.C.A. § 1912(f) and 22 M.R.S. § 3954 (2024);1 and
1 Certain proceedings under both ICWA and the Maine Indian Child Welfare Act (MICWA) require
the testimony of a qualified expert witness. See 25 U.S.C.A. § 1912(e), (f) (Westlaw through Pub. L. No. 118-158). Under 22 M.R.S. § 3954(2) (2024), in any proceeding that requires the testimony of a qualified expert witness, that witness must testify as to (a) “[t]he prevailing social and cultural standards and child-rearing practices of the Indian child's tribe”; and (b) “[w]hether the Indian child's continued custody by the Indian child's parent or Indian custodian is likely to result in serious emotional or physical damage to the Indian child.”
A person is a qualified expert witness under section 3954 if either (a) “the Indian child's tribe has designated the person as being qualified to testify to the prevailing social and cultural standards of the Indian tribe,” id. § 3954(3), or (b) the person is (in descending order of priority)
(i) “[a] member of the Indian child's tribe who is recognized by the tribal community as knowledgeable in tribal customs as they pertain to family organization and child-rearing practices,” id. § 3954(4)(A);
(ii) “[a] member of another Indian tribe who is recognized to be a qualified expert witness by the Indian child's tribe based on the member's knowledge of the delivery of child and family services to Indians and the Indian child's tribe,” id. § 3954(4)(B);
(iii) “[a] layperson who is recognized by the Indian child's tribe as having substantial experience in the delivery of child and family services to Indians, and knowledge of prevailing social and cultural standards and child-rearing practices within the Indian child's tribe,” id. § 3954(4)(C); or
(iv) “[a] professional person having substantial education and experience in the area of the professional person's specialty who can demonstrate knowledge of the prevailing social and cultural standards and child-rearing practices within the Indian child's tribe.” Id. § 3954(4)(D). 5
the guardian ad litem. During the hearing, the mother requested that the
petition to terminate parental rights be denied and that the child’s resource
parents instead be appointed as permanency guardians for the child. The
mother sought a permanency guardianship because she believed that the
Department had wrongly deviated from the adoptive placement preferences
prescribed by ICWA.
[¶9] The trial court found that the mother had refused to participate in
the extensive reunification efforts that were offered to her by the Department
and the Mi’kmaq Nation. She attended only nine percent of the visits offered to
her while the child was in the Department’s custody and she had visited the
child only twice in the preceding eight months. When the child’s resource
family moved outside of Maine, the mother did not participate in the remote
video visits offered to her. The court ultimately found that the Department had
made active remedial efforts to reunify the family, see 25 U.S.C.A. § 1912(d), and
the mother had not taken significant steps to ameliorate the jeopardy that she
poses to her child, especially given the child’s specialized medical needs. The
court further found beyond a reasonable doubt that continued custody of the
As the designated ICWA director for the Mi’kmaq Nation, the qualified expert witness here satisfied MICWA’s requirements. And, although ICWA does not define “qualified expert witness,” there is no suggestion on this record that the ICWA director for the Mi’kmaq Nation is not qualified. 6
child by the mother is likely to result in serious emotional or physical damage
to the child. See 25 U.S.C.A. § 1912(f).
[¶10] Moreover, the court found that the Department and the Mi’kmaq
Nation searched but could not find any appropriate family or other tribal
members with whom the child could be placed. The mother did not suggest any
appropriate alternative placements for the child. The ICWA director of the
Mi’kmaq Nation and the child’s guardian ad litem agreed that the child should
stay with the resource parents. Given the child’s heightened medical needs, the
inability to locate other appropriate placement options, the length of time the
child had been in the resource parents’ care, and the bond that had developed
between the child and the resource parents, the court found good cause to keep
the child with the resource parents despite the fact that they had moved outside
of Maine.
[¶11] The trial court terminated the mother’s parental rights in an order
entered on February 27, 2024. The mother timely appealed. See M.R.
App. P. 2B(c)(1). 7
II. DISCUSSION
A. Compliance with ICWA and MICWA
[¶12] The mother contends that the court did not comply with certain
requirements of ICWA before terminating her parental rights to the child. First,
the mother claims that the court erred by finding beyond a reasonable doubt
that the continued custody of the child by the mother would result in serious
emotional or physical damage to the child. Second, she asserts that the child’s
placement with the resource parents violates ICWA’s placement preferences.
Third, she argues that the court erred when it found that the Department had
made the active reunification efforts required by ICWA. We conclude that the
court complied with all requirements laid out in ICWA and MICWA and thus did
not err.
[¶13] “We review the court’s factual findings for clear error. [A] court’s
finding is clearly erroneous when there is no competent evidence in the record
to support it.” In re Children of Danielle H., 2019 ME 134, ¶ 8, 215 A.3d 217
(citation and quotation marks omitted).
[¶14] Under ICWA, in an involuntary proceeding in state court involving
an Indian child,
[n]o termination of parental rights may be ordered . . . in the absence of a determination, supported by evidence beyond a 8
reasonable doubt, including testimony of qualified expert witnesses, that the continued custody of the child by the parent or Indian custodian is likely to result in serious emotional or physical damage to the child.
25 U.S.C.A. § 1912(f). In 2023, the Legislature enacted the Maine Indian Child
Welfare Act (MICWA), which provides, in relevant part,
Involuntary termination of parental rights may not be ordered in the absence of a determination, supported by evidence beyond a reasonable doubt, including testimony of qualified expert witnesses, that the continued custody of the Indian child by the parent or Indian custodian is likely to result in serious emotional or physical damage to the Indian child. The evidence must show a causal relationship between the particular conditions in the home and the likelihood that continued custody of the Indian child will result in serious emotional or physical damage to the particular Indian child who is the subject of the Indian child custody proceeding.
22 M.R.S. § 3945(7) (2024). State standards of unfitness pursuant to 22 M.R.S.
§ 4055 (2024) must also be independently established by clear and convincing
evidence. Thus, there is a dual burden of proof, one federal and one state, in a
hearing on a petition for termination of parental rights as to an Indian child.2
In re Children of Troy H., 2019 ME 154, ¶ 4, 218 A.3d 750.
2The mother does not contest the trial court’s parental unfitness findings under 22 M.R.S. § 4055(1)(B)(2)(a), (b)(i)-(ii), (iv) (2024). 9
1. Custody by the mother
[¶15] The mother contends that the Department did not establish
beyond a reasonable doubt that the mother’s custody of the child would result
in serious emotional or physical damage to the child because (1) the child’s
move out of state prevented the mother from demonstrating her ability to care
for the child and (2) there was no evidence presented regarding the suitability
of the mother’s home. We conclude that the trial court did not err.
[¶16] As required by both ICWA and MICWA, the qualified expert
witness testified in support of termination of the mother’s parental rights
because of the mother’s inability to address the child’s severe medical issues.
See 25 U.S.C.A. § 1912(f); 22 M.R.S. § 3945(7). Ample evidence supports the
qualified expert witness’s testimony and the court’s findings. The guardian
ad litem testified that it was in the child’s best interest that the mother’s
parental rights be terminated because of the child’s “extraordinary medical
conditions” and the mother’s “almost total lack of connection” to the child. The
Department’s caseworker testified that she feared that the child would die if
the child were returned to the mother’s care because the mother does not know
how to care for the child given the child’s serious health conditions. A pediatric
cardiologist who treated the child explained that the child’s conditions are so 10
severe that he has only seen the child as an outpatient—rather than an
inpatient—on two occasions, and the child continues to be very medically
fragile.
[¶17] This evidence is completely unrelated to the resource parents’
move out of state or the appropriateness of the mother’s home. It is clear that
the mother barely engaged with the child for the sixteen months between the
child’s birth and the time of the move. In addition, the mother’s consistent
neglect of the child’s needs demonstrates a causal relationship between the
child’s living in the mother’s home and the likelihood of serious emotional or
physical damage, despite the fact that there was no evidence presented
regarding the mother’s home. Thus, the Department met its burden under both
ICWA and MICWA.
[¶18] For these reasons, we conclude that the trial court did not clearly
err in finding that the ICWA and MICWA standards regarding the likelihood of
serious emotional or physical damage were met.
2. Placement of the child
[¶19] The mother next argues that the preadoptive placement of the
child violates the placement preferences outlined in ICWA and MICWA. “We
review questions of law, including issues of statutory and constitutional 11
interpretation[,] de novo.” In re M.B., 2013 ME 46, ¶ 26, 65 A.3d 1260
(quotation marks omitted).
[¶20] When an Indian child’s circumstances make foster care or
preadoptive placement necessary, the state must give preference to certain
placement options in the order of preference set out by statute. MICWA, like
ICWA, requires the state to give preference to the following placement options,
in descending order of preference, absent a showing of good cause to the
contrary:
A. An extended family member of the Indian child;
B. A foster home licensed, approved or specified by the Indian child's tribe;
C. An Indian foster home licensed or approved by an authorized non-Indian licensing authority; or
D. An institution for children approved by an Indian tribe or operated by an Indian organization that has a program suitable to meet the Indian child's needs.
22 M.R.S. § 3948(2)(A)-(D) (2024); see 25 U.S.C.A. § 1915(b)(i)-(iv) (Westlaw
through Pub. L. No. 118-158) (providing the same list of preferred placements).
The mother argues that the proposed preadoptive placement in this case, the
child’s resource parents, falls into none of these categories and that no effort
was made to locate an alternative placement so that the child could stay close 12
to the child’s parents and the Mi’kmaq Nation when the resource parents
planned to move out of state. See 22 M.R.S. § 3948(2) (“The Indian child must
also be placed within reasonable proximity to that Indian child’s home, taking
into account any special needs of the child.”). Therefore, the mother contends,
the court should have ordered a permanency guardianship rather than
termination of her parental rights.
[¶21] Although the Department was not able to find a family member or
another member of the Mi’kmaq Nation who was appropriate to serve as the
child’s resource parent, the qualified expert witness and the Department
caseworker had worked together to find an appropriate placement for the
child. In her testimony, the qualified expert witness highlighted the daunting
challenges that the Mi’kmaq Nation faces due to a high demand for resource
parents and a dearth of individuals who are willing and able to fill these roles.
The qualified expert witness also testified that she approved of the current
placement with the resource parents and that the resource parents are actively
engaged in nurturing the child’s connection to the Mi’kmaq Nation and its
culture. Moreover, the qualified expert witness specifically noted that the
mother did not suggest any family members or other members of the Mi’kmaq
Nation who could appropriately care for the child. Therefore, the placement is 13
“approved or specified by the Indian child’s tribe” and thus does not violate the
placement preferences outlined in ICWA and MICWA. See 25 U.S.C.A.
§ 1915(b)(ii); 22 M.R.S. § 3948(2)(B).
[¶22] In addition, the court considered a permanency guardianship, but
given the “special medical” needs of the child, determined that adoption
provided certainty and stability that was in the child’s best interest. Given the
child’s serious medical needs, the appropriate care provided by the child’s
resource parents, the lack of another available placement, and the approval of
the resource parents by both the Mi’kmaq Nation and the Department, we
conclude that the court had sufficient cause to deviate from the mother’s
preference for a permanency guardianship and allow the child to remain in the
resource parents’ care despite their move out of state.3
3. Reunification efforts
[¶23] The mother further argues that the court erred when it found that
the Department had made active efforts to reunify the mother with her child,
see 25 U.S.C.A. § 1912(d), because the Department failed to file a reunification
3 ICWA and MICWA reflect the statutory intention that it is of the utmost importance to protect the rights of Maine’s Indian families. See 25 U.S.C.A. § 1901 (Westlaw through Pub. L. No. 118-158); 22 M.R.S. § 3942(2) (2024). Contrary to the mother’s contention, it is clear that the court took great care to follow the requirements laid out in ICWA and MICWA. In light of the challenges presented by the child’s circumstances, the court’s recognition of and fidelity to the imperatives of these statutes was both appropriate and commendable. 14
plan in compliance with 22 M.R.S. § 4041(1-A)(A)(1) (2024). “Like the
determination of the other elements under [22 M.R.S. § 4055(1)], we will affirm
the court’s findings” of active efforts to prevent the breakup of an Indian family
“if supported by clear and convincing evidence in the record.” In re Child of
Radience K., 2019 ME 73, ¶ 25, 208 A.3d 380 (quotation marks omitted).
[¶24] We conclude that the trial court did not err in finding by clear and
convincing evidence that the Department had made active efforts to reunify and
to prevent the breaking up of the Indian family. The Department coordinated
visitation for the mother and offered to fly the mother out of state to visit the
child if the mother first consistently engaged in remote video visitation. The
Department also made referrals to case management services and attempted to
set up family team meetings. Further, the Department filed a preliminary
reunification and rehabilitation plan specifying a plan for the mother.
Therefore, we conclude that clear and convincing evidence on the record
supports the trial court’s findings that the Department made active efforts to
reunify and to prevent breaking up this Mi’kmaq family, and thus the court did
not err. 15
B. Due Process
[¶25] The mother argues that she was denied due process because of the
court’s failure to hold a judicial review in the time required by statute. This
argument was raised for the first time on appeal, and therefore we review it for
obvious error. In re Children of Destiny H., 2024 ME 66, ¶ 18, 322 A.3d 1183.
“Obvious error is error that is seriously prejudicial error tending to produce a
manifest injustice.” Id. (quotation marks omitted).
[¶26] Once a jeopardy order has been issued, absent certain
circumstances not present in this case, Maine law requires the court to hold a
judicial review at least once every six months until the child is either
emancipated or adopted. 22 M.R.S. § 4038(1) (2024); Adoption of Michaela C.,
2004 ME 153, ¶ 6, 863 A.2d 270. The court held a jeopardy hearing in January
2023 and did not hold a judicial review and permanency planning hearing until
January 2024, when it consolidated those proceedings with the hearing on the
petition to terminate the mother’s parental rights. Given that the court failed
to meet its statutory mandate to hold a judicial review every six months after
issuing a jeopardy order, we conclude that the trial court erred. Such error,
however, was not prejudicial and thus does not constitute obvious error. 16
[¶27] The error was not prejudicial because it is unlikely that a timely
judicial review would have changed the outcome of this case. As discussed,
see supra ¶ 17, the mother’s engagement in reunification efforts had been
negligible since the time the child entered the Department’s custody. The
principal reason that the mother sought a contested judicial review was to “get
[] guidance from the court on reunification,” but termination of parental rights
in this case was not based on the mother’s lack of compliance with reunification
efforts not communicated to her. See In re Child of Rebecca J., 2019 ME 119, ¶ 7,
213 A.3d 108 (“Only when the Department failed to develop a formal
reunification plan, and the parent’s rights were nevertheless terminated for
failure to comply with specific reunification obligations never communicated
to that parent, have we vacated a judgment terminating parental rights.”
(quotation marks omitted)). Therefore, the court’s error did not prejudice the
mother.
[¶28] We note and reiterate that it is important for courts to hold judicial
reviews every six months as required by statute. But we conclude that the
failure to do so here would not have affected the outcome in this case.
Therefore, the error was not prejudicial to the mother, and we affirm the court’s
judgment. 17
The entry is:
Judgment affirmed.
Brittany Sawyer, Esq., Holmes Legal Group, LLC, Wells, for appellant mother
Aaron M. Frey, Attorney General, and Hunter C. Umphrey, Asst. Atty. Gen., Office of the Attorney General, Bangor, for appellee Department of Health and Human Services
Houlton District Court docket number PC-2022-16 FOR CLERK REFERENCE ONLY