In re Carvelo

352 P.2d 616, 44 Haw. 31, 1959 Haw. LEXIS 69
CourtHawaii Supreme Court
DecidedDecember 7, 1959
DocketNo. 4138
StatusPublished
Cited by9 cases

This text of 352 P.2d 616 (In re Carvelo) is published on Counsel Stack Legal Research, covering Hawaii Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Carvelo, 352 P.2d 616, 44 Haw. 31, 1959 Haw. LEXIS 69 (haw 1959).

Opinion

[33]*33OPINION OP THE COURT BY

MARUMOTO, J.

Edward J. Carvelo, petitioner, is a prisoner confined in Oaliu Prison nnder a sentence imposed on Mm by the circuit court of tbe first circuit upon Ms conviction for burglary in tbe first degree. He was jointly indicted with Richard Kahalewai, Franklin Jackson and Richard Gushikuma, all of whom were convicted of the same crime. In this proceeding, he asks that this court afford him relief by exercising its supervisory power under R.L.H. 1955, § 214-3. Specifically, he asks that this court grant him leave to appeal by way of writ of error despite the expiration of the statutory time to appeal his conviction.

This proceeding is another manifestation of the growing consciousness on the part of indigent defendants of their post-conviction rights following Griffin v. Illinois, 351 U.S. 12.

Petitioner is represented in this court by Louis Le Baron, former associate justice, who has volunteered his services. Petitioner’s defense at the trial was conducted by Larry Kuriyama, a licensed attorney, under an assignment by the circuit court pursuant to R.L.H. 1955, § 253-5.

[34]*34Although this is an original proceeding, we shall refer to petitioner’s counsel in this court as “appellate counsel” to distinguish him from petitioner’s counsel at the trial, who will be referred to as “assigned counsel.” The word “defendant” will be used to mean any indigent defendant in a criminal case, and the word “counsel,” used alone and without any qualification, will have reference to any member of the bar assigned under § 253-5. Also, under our procedure, there is no appeal as such in a criminal case, and appellate review of conviction may be obtained only by bill of exceptions or writ of error. However, we shall use the word “appeal” to mean appellate review by writ of error, for such obviously is the sense in which appellate counsel has used it in the briefs filed on petitioner’s behalf and at the oral argument.

Petitioner alleges that he was indicted for burglary in the first degree on April 4,1957, and was arraigned on the following day, at which time he entered a plea of not guilty and requested assignment of counsel; that the court appointed assigned counsel to defend him upon a showing of indigency; that assigned counsel defended him at the trial which began on April 20, 1957, and ended four days later, when the jury returned a verdict of guilty as charged; that assigned counsel duly noted an exception to the verdict; that on July 1,1957, he was sentenced to imprisonment in Oahu Prison for a term not to exceed 20 years; that, “believing that the Territory of Hawaii at his trial had not proved the corpus delicti by a scintilla of evidence but had him convicted by perjured testimony with respect to other crimes and that he had a meritorious appeal,” he, immediately after the verdict and sentence and repeatedly for more than five months thereafter, requested, instructed and demanded assigned counsel to take an appeal; that he relied upon assigned counsel to carry out his request, and was frustrated from otherwise protecting his interest on [35]*35appeal because he was destitute and was incarcerated without the means, ability or freedom to act for himself; and that assigned counsel, after noting an exception to the verdict, failed to take an appeal, presumably without notice to the court, and permitted the time for the taking of appeal to expire, although the court allowed him a fee of $250, being the “full remuneration for all services in the circuit and supreme courts performed for the accused person in regard to the offense charged” under § 253-5. The allegations are uncontradicted and we assume them to be true for the purpose of this proceeding.

Appellate counsel urges upon this court that petitioner is entitled to the relief that he seeks because (a) defendant has a statutory right to appellate review of his conviction, (b) counsel has the duty of taking defendant’s appeal whenever he is so requested although he may be of the opinion that the appeal is frivolous, and (c) defendant’s loss of statutory right of appeal by counsel’s failure to take timely appeal presents a proper case for the exercise of the supervisory power. Such contention requires a consideration of the statutory provisions governing appellate review of convictions and appeals informa pauperis.

Under R.L.H. 1955, §§ 212-1 and 212-5, writ of error to review a conviction issues as of right upon the filing of an application within 90 days after the imposition of sentence. But review on writ of error is based on the record made in the circuit court, and a defendant is as a matter of practical fact precluded from obtaining such review in the absence of provision for the furnishing of the circuit court record at public expense. Such provision is contained in § 253-5. That section was last amended by S.L.H. 1957, c. 239, which became effective on June 3, 1957. The amendment is of significance in this proceeding.

Before the amendment, a defendant received the circuit court record at public expense as of course upon the filing [36]*36of Ms appeal, and the only protection against an indiscriminate use of public funds for frivolous appeal was counsel’s judgment as to tbe merits of tbe appeal.

This situation did not present any serious problem before Griffin v. Illinois, supra, because defendants generally accepted tbe advice of tbeir counsel and counsel were not wont to recommend tbe taMng of frivolous appeals. Tbe legislative report in connection with the enactment of tbe provision regarding tbe furnishing of free record shows clearly that in tbe contemplation of tbe legislature tbe determination as to whether a conviction should be appealed rested with counsel and that counsel was not under a duty to take an appeal which he considered frivolous. Tbe report stated: “There would be no danger of frivolous appeals resulting from tbe passage of this measure as tbe bill makes no provision for any additional compensation to tbe attorney in tbe event of such an appeal, and tbe fact that tbe attorney assigned would have to conduct tbe appeal on behalf of bis client without additional compensation will be a sufficient safeguard against frivolous proceedings in tbe supreme court.” Senate Journal, Tenth Legislature, Regular Session 1919, p. 605.

But tbe picture has changed since tbe Griffin case. There is now a tendency for defendants to seek appellate review of tbeir convictions despite counsel’s advice as to tbe futility of tbeir appeals. Anticipating such a development, tbe 1957 legislature amended § 253-5 by inserting tbe following provision: “An appeal may not be taken in forma pauperis if tbe trial court certifies in writing that it is frivolous or not taken in good faith.” Tbe amendment follows tbe provision in 28 U.S.C. § 1915 (a), the constitutional validity of which is well established. Parsell v. United States, 218 F. 2d 232; Clough v. Hunter, 191 F. 2d 516: Dorsey v. Gill, 148 F. 2d 857, cert. denied 325 U.S. 890.

[37]*37The effect of the amendment is that now the circuit court has the say as to whether a defendant may have his appeal. The denial by the circuit court of leave to appeal in forma pauperis,

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Re Edward J. Carvelo
352 P.2d 616 (Hawaii Supreme Court, 1959)

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Bluebook (online)
352 P.2d 616, 44 Haw. 31, 1959 Haw. LEXIS 69, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-carvelo-haw-1959.