In re Brancato

932 So. 2d 651, 2006 La. LEXIS 1635, 2006 WL 1461254
CourtSupreme Court of Louisiana
DecidedMay 26, 2006
DocketNo. 2006-B-0124
StatusPublished
Cited by3 cases

This text of 932 So. 2d 651 (In re Brancato) is published on Counsel Stack Legal Research, covering Supreme Court of Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Brancato, 932 So. 2d 651, 2006 La. LEXIS 1635, 2006 WL 1461254 (La. 2006).

Opinion

[652]*652ATTORNEY DISCIPLINARY PROCEEDINGS

PER CURIAM.

I,This disciplinary matter arises from three sets of formal charges filed by the Office of Disciplinary Counsel (“ODC”) against respondent, Brian P. Brancato, an attorney licensed to practice law in Louisiana.

UNDERLYING FACTS AND PROCEDURAL HISTORY

The ODC filed three sets of formal charges against respondent. The first set, bearing the disciplinary board’s docket number 03-DB-034, was filed on June 13, 2003 and consists of four counts of misconduct. The second set, bearing the disciplinary board’s docket number 04-DB-073, was filed on August 12, 2004 and consists of four counts of misconduct. The third set, bearing the disciplinary board’s docket number 04-DB-083, was filed on November 3, 2004 and consists of two counts of misconduct.

The first set of formal charges was considered by a hearing committee separately from the second and third sets, which were consolidated by order of the hearing committee chair dated November 18, 2004. On March 9, 2005, all three matters were consolidated by order of the disciplinary board. On January 17, 2006, the board filed in this court a single recommendation of discipline encompassing all three sets of formal charges.

UOS-DB-OSJp

Count I — The YoungfWhitted Matter

In September 1999, Lois Young retained respondent to seek post-conviction relief on behalf of her son, Mark Whitted.1 Respondent filed an application for post-conviction relief, which the trial court denied. Thereafter, respondent neglected the matter by failing to follow through with an appeal of the trial court’s decision. He also failed to adequately communicate with either Ms. Young or Mr. Whitted about the status of the matter.

The ODC alleged that respondent’s conduct violated Rules 1.3 (failure to act with reasonable diligence and promptness in representing a client) and 1.4 (failure to communicate with a client) of the Rules of Professional Conduct.

Count II — The Knotts Matter

In November 2001, Jason Knotts retained respondent to obtain an expungement of his felony theft conviction. Thereafter, respondent failed to respond to Mr. Knotts’ numerous requests for updates [653]*653about the status of the matter. In March 2002, respondent finally began working on the matter and learned that an expungement would not be possible; rather, he would need to file a motion to set aside the verdict and a motion for a new trial. Respondent apparently tried to contact Mr. Knotts on one occasion to explain the circumstances but was unable to reach him. Thereafter, he neglected the matter.

The ODC alleged that respondent’s conduct violated Rules 1.3 and 1.4 of the Rules of Professional Conduct.

| zCount III — The Thomas Matter

In January 2001, Antoine Thomas retained respondent to seek post-conviction relief on his behalf. Mr. Thomas provided respondent with his file, but respondent apparently informed his client that he needed $250 to review the case and determine if any meritorious claims existed. Mr. Thomas’ family did not pay respondent the $250 for approximately a year, during which time Mr. Thomas received several adverse judgments. Both before and after the fee was paid, respondent did no work on the case. He also failed to respond to requests for updates about the status of the matter, prompting Mr. Thomas to file a complaint with the ODC.2

The ODC alleged that respondent’s conduct violated Rules 1.3 and 1.4 of the Rules of Professional Conduct.

Count TV— The Stubin/Campbell Matter

In August 2002, Wadra Stubin retained respondent to seek post-conviction relief on behalf of Edward Campbell. Respondent neglected the matter and failed to adequately communicate with Ms. Stubin and Mr. Campbell. In December 2002, Ms. Stubin filed a complaint against respondent with the ODC.3 Despite receiving notice of the complaint, respondent failed to respond. He also failed to appear to give a sworn statement despite being personally served with a subpoena.

The ODC alleged that respondent’s conduct violated Rules 1.3, 1.4, and 8.1(c) (failure to cooperate with the ODC in its investigation) of the Rules of Professional Conduct.

^Respondent failed to answer or otherwise reply to the formal charges. Accordingly, the factual allegations contained therein were deemed admitted and proven by clear and convincing evidence pursuant to Supreme Court Rule XIX, § 11(E)(3). No formal hearing was held, but the parties were given an opportunity to file with the hearing committee written arguments and documentary evidence on the issue of sanctions. Respondent filed nothing for the hearing committee’s consideration.

Hearing Committee Recommendation

After considering the ODC’s submission and the deemed admitted facts, the hearing committee made the following factual findings: .

The Young/Whitted Matter — Ms. Young, the mother of Mr. Whitted, who is legally blind, retained respondent to handle Mr. Whitted’s post-conviction relief. Ms. Young paid respondent either $2,000 or $3,000 of a total $5,000 fee. Ms. Young repeatedly requested status updates from respondent but. received no reply. Respondent admitted to the ODC that he neglected the matter, expressing remorse [654]*654and a desire to resolve the matter. He also indicated that he had no file materials in this matter because of a fire at his office. Respondent neglected the matter and failed to communicate with his client. However, there is no evidence that respondent caused his client any harm.

The Knotts Matter — Mr. Knotts retained respondent to handle an expungement. Mr. Knotts’ grandmother paid respondent $460 of the $500 fee. Mr. Knotts indicated he called respondent repeatedly between November 2001 and March 2002, but that respondent did not return his calls. Mr. Knotts did speak to respondent on two occasions, at which time respondent told Mr. Knotts he would obtain the [.^expungement within two weeks. Ultimately, Mr. Knotts had another attorney write to respondent to request immediate action or a refund of the $460. Respondent admitted that, due to personal difficulties, he did not begin working on the matter until March 2002. Thereafter, he indicated he discovered difficulties in obtaining the expungement. He also indicated he attempted to bring the difficulties to Mr. Knotts’ attention but was unable to reach him. Thereafter, he allowed the case to languish but expressed remorse and agreed to refund the fee. Respondent neglected the matter and failed to communicate with his client. However, there is no evidence that respondent caused his client any harm.

The Thomas Matter — In January 2001, Mr. Thomas, an Angola inmate, retained respondent for $250 to review his file and determine if post-conviction relief was appropriate. Respondent took no action in the matter. In May 2002, Mr. Thomas requested that respondent return his file so he could pursue post-conviction relief. Respondent did not return the file. Respondent indicated he did not work on the matter for a year because he had not been paid. However, after he was paid, he neglected the matter. He agreed to refund the $250 and return Mr. Thomas’ file. As of January 2003, respondent still had not done so. Respondent’s failure to return Mr.

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Bluebook (online)
932 So. 2d 651, 2006 La. LEXIS 1635, 2006 WL 1461254, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-brancato-la-2006.