In re Borkowski

505 F.2d 713
CourtCourt of Customs and Patent Appeals
DecidedNovember 27, 1974
DocketPatent Appeal No. 74-564
StatusPublished
Cited by6 cases

This text of 505 F.2d 713 (In re Borkowski) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Borkowski, 505 F.2d 713 (ccpa 1974).

Opinion

MARKEY, Chief Judge.

This is an appeal from the decision of the Patent Office Board of Appeals affirming the examiner’s rejection under 35 U.S.C. § 103 of claims 1-14 and 24-32 in appellants’ application serial No. 621,379, filed January 23, 1967,1 entitled “Chlorination of Hydrocarbons.” A Rule 131 affidavit submitted to antedate the sole prior art patent on which the rejection was based was held inadequate. We affirm.

The Invention

Claim 1 illustrates appellants’ invention :

1. Method of chlorinating a hydrocarbon which comprises
(a) feeding hydrocarbon in vapor phase at an intermediate level into a reactor maintained at a temperature in the range of 315-500 °C., said hydrocarbon and its chlorination reaction products being a vapor at the selected reaction temperature and said reactor containing a bed of ferrous chloride extending from the bottom thereof to near the level of hydrocarbon introduction and having a reaction space above the bed,
(b) flowing the hydrocarbon vapor upwardly in said reaction space,
(c) feeding hydrogen chloride and oxygen into the bottom of said bed in an HCI :02 molar proportion of at least 4:1 and flowing the same upwardly in contact with the ferrous chloride, whereby ferrous chloride is continuously converted to gaseous ferric chloride,
(d) flowing the gaseous ferric chloride upwardly in said reaction space in contact with the hydrocarbon, whereby chlorination of the hydrocarbon occurs with the formation of by-product hydrogen chloride and the ferric chloride is reduced to sol[715]*715id ferrous chloride which falls downwardly to said bed, and
(e) withdrawing chlorinated hydrocarbon and by-product hydrogen chloride from the upper part of said reactor.

No separate arguments having been presented in appellants’ brief with respect to claims 2-14 and 24-32, those claims stand or fall with claim 1.

The Issues

Appellants assert that the board erred in: (1) failing to find, from the record as a whole, that the relevant disclosure in the Borkowski, Oberdorfer, and Seitzer patent (Borkowski et al.)2 is not prior art because it is not the invention of “another”; (2) refusing to consider their supplemental affidavit submitted in response to the board’s additional criticism of the Rule 131 affidavit and, hence, denying appellants due process; (3) finding the claims obvious under 35 U.S.C. § 103 over Borkowski et al.; and (4) rejecting the Rule 131 and supplemental affidavits as insufficient to remove Borkowski et al. as prior art. We deal with the issues in the order listed.

Appellants’ Arguments

Regarding issue (1) appellants point to affidavits by Seitzer and Oberdorfer, stating that they made no contribution to the claimed invention, as a basis for an inference that the relevant disclosure in Borkowski et al. was derived from Borkowski. The joint oath by appellants in the present application is relied upon as additional support for an inference that the relevant disclosure in Bor-kowski et al. was derived from appellants.

In arguing lack of due process in their presentation of issue (2), appellants agree that the board had the right under its examining function to make new findings in the form of its additional criticisms of the Rule 131 affidavit. However, appellants contend that under such circumstances 35 U.S.C. § 132 required that the board provide applicants an opportunity to respond to the additional criticisms.

Respecting issue (3), appellants rely on a prior board decision 3 involving an application which is a parent to the present application. In that decision the board reversed a § 103 rejection based on Borkowski et al. Appellants insist that the prior board decision is “res judicata” and thus binding upon the examiner in this case. If not res judicata, say appellants, that prior decision should at least tip the scales in favor of non-obviousness here. Appellants further argue that the present claims set forth inventions which would not have been obvious over Borkowski et al.

Appellants stress, with respect to issue (4), that the board used improper standards from interference case law to test the sufficiency of the affidavits. Citing In re Moore, 444 F.2d 572, 58 CCPA 1340 (1971), as setting forth the proper standard, appellants assert the affidavits are sufficient. Appellants further assert that one of ordinary skill in the art, upon reading the reference in an invention disclosure, affidavit Exhibit 1, to laboratory notebook pages (Exhibit 2), “would have no doubt that they had actually reduced to practice” their invention. Lastly, appellants argue that the board failed to give any weight to the “sworn testimony” in the Rule 131 affidavit as to the interpretation of the attached exhibits.

The Prior Art

Borkowski et al. disclose a process for chlorination of methane by contacting it with ferric chloride (FeCl3) vapor in one reaction zone at a temperature in the range of 220°-800°C. That process of ferrichlorination of methane is admitted as having been described and claimed in an abandoned application of [716]*716Blair.4 Borkowski et al. additionally disclose that solid ferrous chloride (FeCl2) settles out from the reaction products and a portion thereof is removed to another reaction zone. The ferrous chloride is there regenerated into ferric chloride, for recycling to the first reaction zone, by contacting it with HC1 and oxygen.

The Rule 131 Affidavit

A principal issue is whether the Rule 131 affidavit overcomes Borkowski et al. as prior art. Appellants there assert that they invented the subject matter of the present application and that they conceived and reduced to practice the disclosed and claimed subject matter of their application prior to the filing date of Borkowski et al. The remainder of the affidavit states:

THAT attached hereto are copies of the following papers which they prepared: (1) an invention disclosure labeled “Exhibit 1”; (2) copies of laboratory notebook pages marked “Exhibit 2”; (3) copies of calculation sheets referring to the data shown in Exhibit 2 and labeled “Exhibit 3,” all of which describe a reduction to practice of the process of this application.
THAT Exhibit 2 shows: (1) the temperature profiles of a reactor used in the process of this invention, (2) at page 322141, a bed of ferrous chloride extending from the bottom of the reactor to an intermediate level, (3) the feeding of methane into the reactor at a level above the bed and at a temperature above its boiling point, (4) the methane vapor flowing upward, (5) feeding hydrogen chloride and oxygen into the bottom of the bed in a proportion of HC1:02 of at least 4:1, (6) the HC1 and 02 contacting the bed of ferrous chloride.

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505 F.2d 713, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-borkowski-ccpa-1974.