In Re Beineke

690 F.3d 1344, 103 U.S.P.Q. 2d (BNA) 1872, 2012 WL 3156339, 2012 U.S. App. LEXIS 16329
Court of Appeals for the Federal Circuit·Decided August 6, 2012·No. 2011-1459, 2011-1460·Published·Cited by 3 cases

Opinion

DYK, Circuit Judge.

Walter F. Beineke (“Beineke”) appeals from the decisions of the Board of Patent Appeals and Interferences (“Board”) affirming the examiner’s rejection of two plant patent applications under 35 U.S.C. § 161. Ex parte Beineke (“2011-1459 Final Decision ”), No. 2010-011045 (B.P.A.I. Mar. 16, 2011); Ex parte Beineke (“2011-1460 Final Decision”), No. 2010-011047 (B.P.A.I. Mar. 16, 2011). We affirm.

Background

The plant patent amendments of 1954 revised what is now 35 U.S.C. § 161 to provide, as it does today, that

[wjhoever invents or discovers and asexually reproduces any distinct and new variety of plant, including cultivated sports, mutants, hybrids, and newly found seedlings, other than a tuber propagated plant or a plant found in an uncultivated state, may obtain a patent therefor, subject to the conditions and requirements of this title.

*1346 Act of Sept. 3, 1954, Pub. L. No. 83-775, 68 Stat. 1190.

This appeal concerns two plant patent applications filed under section 161 by Beineke for new and distinct oak trees. In the fall of 1980, Beineke noticed two white oak trees (“AFTO-2” and “AFTO-3”) in the front yard of a home (not Beineke’s own residence) that appeared to display superior genetic traits as compared to other white oak trees, such as excellent timber quality and strong central stem tendency. When first identified by Beineke, AFTO-2 was approximately 118 years old and AFTO-3 was approximately 105 years old. Both trees were 65 feet tall. Beineke planted acorns from each of the trees and, over the next few years, observed the progeny trees. After observing the same superior traits in the progeny trees, Beineke asexually reproduced the trees and found that the reproductions ran true to the originally discovered trees and to each other in all respects. Having concluded that he had discovered two new and distinct varieties, Beineke applied for plant patents on both trees.

The examiner initially rejected both applications because, inter alia, in his view the statute required that the trees not have been “found in an uncultivated state,” and the trees did not satisfy that requirement. In response, Beineke argued to the examiner that the land on which the trees were found was cultivated at the time of discovery, and that was sufficient to meet the requirements of section 161. The examiner then issued final rejections, finding that Beineke did not provide sufficient “factual support for the assertion that the instant treefs] w[ere] ‘in a cultivated state,’ ” such as “evidence of record describing cultivation of the claimed tree[s], e.g., planting of the tree[s], or maintenance, labor or attention given the claimed tree[s].” 2011-1459 J.A. 129-132; 2011-1460 J.A. 202-205.

A divided Board affirmed the rejection of both applications. After reviewing the legislative history of the statute, the majority focused on the “cultivated” language and concluded that “compliance with the ‘cultivated’ requirement of § 161 is determined by whether the existence or condition of the found plant itself has been affected by human activity (i.e., cultivation).” Ex parte Beineke (“2011-1459 Initial Decision ”), No. 2007-3882, 2008 WL 2942147, at *4 (July 30, 2008); Ex parte Beineke (“2011-1460 Initial Decision”), No. 2007-4215, 2008 WL 2951696, at *4 (July 31, 2008). 1 The Board found that the land on which the trees grew had been obtained from the U.S. government in the 1850s but had existed as a wooded pasture until a house was constructed around 1930, long after the trees began growing. The Board also found that there was no evidence that human activity contributed to the creation of the trees, nor was there any evidence of specific efforts made to cultivate the trees after the trees first began to grow. Thus, because “[s]urrounding a tree with a lawn does not change the state of the tree itself,” the majority found that the evidence supported the examiner’s position that the trees were found in an uncultivated state. 2011-1459 Initial Decision, 2008 WL 2942147, at *7. Two judges dissented from the majority’s interpretation of section 161, stating that they “understand ‘cultivated’ to be a requirement that the plant be the recipient of human labor only after its discovery,” and that they would have found the trees patentable because the trees were cultivated when Beineke discovered them. Id. at *13 (dissenting opinion).

Following the decisions, Beineke filed a request for continued examination,’ and *1347 submitted two declarations under 37 C.F.R. § 1.132 to establish that the lawn on which the trees were found “was characteristic of a cultivated lawn,” and thus “the tree[s] [were] not ‘found in an uncultivated state.’ ” 2011-1459 J.A. 390; 2011-1460 J.A. 470. After considering the declarations, the examiner again refused to allow the applications, and Beineke appealed to the Board.

An enlarged panel of the Board affirmed the rejections. The majority reiterated that “[t]he evidence ... supports a conclusion that the acorn[s] that grew into [the trees were] unlikely to have been planted by a human being,” and that “neither the Specification^] nor Appellant’s declarations describe any cultivation of the plant[s], before or after a house was built nearby.” 2011-U59 Final Decision, slip op. at 6-7. Indeed, even with the declarations, there was no “evidence showing that the lawn was in fact watered or fertilized, much less that any watering or fertilization had any effect on the state of [the trees].” Id. at 5. Thus, “[t]he evidence of record show[ed] that the claimed oak tree[s] [were] found in an uncultivated state and [were] therefore unpatentable under 35 U.S.C. § 161.” Id. at 8. One judge concurred in the result, but argued that section 161 was even narrower in that “there must have been some activity by man that resulted in the creation of the parent plant” for a plant to be patentable. Id. at 9 (concurring opinion). One judge dissented on the same grounds as in the previous Board appeal, explaining that he thought the majority was incorrect “that a newly found plant ... requires deliberate planning or cultivation, or must have been the recipient of human labor prior to its discovery, to fall within the scope of § 161.” Id. at 11 (dissenting opinion). In his view, the trees were patentable because “[t]he tree[s] did not initiate growth in the wild, but rather developed on a homestead, a place of residence, and therefore [are] entitled to patent protection under 35 U.S.C. § 161.” Id.

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In Re Beineke, 690 F.3d 1344, 103 U.S.P.Q. 2d (BNA) 1872, 2012 WL 3156339, 2012 U.S. App. LEXIS 16329 (Fed. Cir. 2012).

690 F.3d 1344 (In Re Beineke) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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