In Re Barstow

817 So. 2d 1123, 2002 WL 983385
CourtSupreme Court of Louisiana
DecidedMay 14, 2002
Docket2001-B-3240
StatusPublished
Cited by1 cases

This text of 817 So. 2d 1123 (In Re Barstow) is published on Counsel Stack Legal Research, covering Supreme Court of Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Barstow, 817 So. 2d 1123, 2002 WL 983385 (La. 2002).

Opinion

817 So.2d 1123 (2002)

In re William Tracy BARSTOW.

No. 2001-B-3240.

Supreme Court of Louisiana.

May 14, 2002.

*1124 Charles B. Plattsmier, Baton Rouge, Joseph L. Shea, Shreveport, for applicant.

ATTORNEY DISCIPLINARY PROCEEDINGS

PER CURIAM.[*]

This disciplinary proceeding arises from two counts of formal charges filed by the Office of Disciplinary Counsel ("ODC") against respondent, William Tracy Barstow, an attorney licensed to practice law in the State of Louisiana.

UNDERLYING FACTS

Count I—Austin Matter

In May 1996, Jimmy Willard Austin, II ("Jimmy") was charged with first degree murder in the 27th Judicial District Court for the Parish of St. Landry, along with three other individuals. After determining Jimmy was indigent, the trial court appointed respondent, a private attorney who contracted with the local Indigent Defender Board ("IDB"), to represent him. Because this matter was a capital case, respondent received from the IDB a one-time payment of $5,000, $25 per hour for out of court appearances and $35 per hour for court appearances, in addition to receiving his regular monthly stipend from the IDB.

*1125 In May 1997, Jimmy's parents, Jimmy and Debra Austin, paid respondent $10,000. The initial purpose of the payment is in dispute. Jimmy and his parents assert respondent advised that he needed $20,000 to make "deals" with the district attorney's office to arrange for Jimmy's release on bond and a reduced plea. In contrast, respondent alleges the payment was specifically unrelated to the plea negotiations. He maintains Jimmy insisted he did not want a court-appointed lawyer, but rather wanted to retain respondent on a private basis because he considered respondent to be the "best" criminal defense attorney in the area. In any event, it is undisputed that, upon receiving the fee payment, respondent no longer accepted funds from the IDB for his representation of Jimmy.

Respondent entered into discussions with the district attorney's office about a possible reduced plea to accessory after the fact. However, several months later, a grand jury returned a superceding criminal indictment charging Jimmy with aggravated kidnaping, armed robbery and second degree murder on the basis that evidence from the first degree murder trial of one of his co-defendants indicated Jimmy was more culpable than it originally appeared.[1] Thereafter, respondent met with Jimmy and his parents to advise the district attorney's office had withdrawn its plea offer, and that Jimmy was going to trial on the superceding indictment.

At this point, respondent offered to return the $10,000 fee to the Austins. The Austins told respondent to retain the money, although their reasons for doing so are disputed. The Austins maintain that they wanted respondent to keep the money because respondent promised to obtain another plea arrangement with the district attorney where Jimmy would plead guilty to second degree murder and be incarcerated for no more than three years of a twenty year sentence and, in the event the case went to trial, respondent would act as lead counsel. By contrast, respondent asserts the Austins asked him to keep the $10,000 to supplement his income and to proceed with the case to its conclusion. He alleges he would never have promised that Jimmy would only serve three years, despite his being a first offender, because of the overwhelming evidence against him.

Following jury selection in Jimmy's trial, respondent became ill for a prolonged period of time. As a result, the trial court declared a mistrial. Being unaware that the Austins had retained respondent on a private basis to represent their son, the trial court removed respondent as indigent counsel and appointed other counsel for Jimmy, although respondent was permitted to remain on the case on a voluntary basis.

Several months later, jury selection began in Jimmy's new trial. The court permitted respondent to enroll as counsel in the proceedings, but specifically barred him from acting as lead counsel. Respondent still fully participated in the four-day trial, with the exception of his absence for one-half day due to another court appearance.[2] During respondent's absence, one *1126 of Jimmy's co-defendants, a critical witness to the case, testified on behalf of the prosecution. Ultimately, Jimmy was found guilty as charged and sentenced to serve two concurrent life terms, without benefit of probation or parole, plus thirty years.

Shortly after sentencing, Jimmy and Mr. Austin filed complaints against respondent with the ODC, seeking a return of the $10,000 fee. In support, they alleged that they paid the $10,000 attorney's fee to respondent because he promised results in the case, but did not obtain that result. Moreover, they alleged that respondent had failed to advise them that he was barred from acting as lead counsel at the criminal trial. They questioned why respondent could request payment of a legal fee when he was already receiving compensation from the IDB.

Count II—Contempt Citations

Prior to September 30, 1998, the Court of Appeal, Third Circuit, held respondent in contempt of court on three separate occasions for failing to file timely briefs in criminal appeals and ordered him to pay fines totaling $1,100 plus costs. On the third occasion, respondent was placed on unsupervised probation for a period of two years with the special condition that, if he became delinquent in any criminal or civil matter, the contempt charge would be reactivated.

Subsequently, respondent was delinquent in filing a brief in another criminal matter and was charged with contempt for a fourth time.[3] As a result, the court revoked respondent's probation and sentenced him to three days incarceration. The court then filed a disciplinary complaint against respondent.

DISCIPLINARY PROCEEDINGS

Formal Charges

Following an extensive investigation, the ODC instituted formal charges alleging, with regard to Count I relative to the Austin matter, that respondent violated Rules 1.5 (assessment of an excessive fee), 1.8 (conflict of interest), 1.16 (failure to decline representation) and 8.4 (professional misconduct) of the Rules of Professional Conduct, and Supreme Court Rule XXXI, relating to the Indigent Defender Standards, when he accepted a legal fee from his client.

As to Count II relating to the contempt citations, the ODC alleged respondent's failure to timely file appellate briefs violated Rules 1.3 (neglect of a legal matter), 3.4(c) (knowingly disobeying an obligation under the rules of a tribunal) and 8.4 (professional misconduct) of the Rules of Professional Conduct.[4]

Respondent filed an answer to the charges. While he admitted to the conduct *1127 subject of Count II relative to the contempt citations, he denied any misconduct as to Count I relating to the Austin matter. He alleged Supreme Court Rule XXXI, the standards relative to indigent defenders, was not applicable because he was not a full-time employee of the IDB and, thus, could engage in a private criminal practice in the 27th Judicial District. In support, he attached a letter directed to the ODC from James Edward Lopez, Chief Indigent Defender of the 27th Judicial District, which confirmed respondent was a private attorney and not considered an IDB staff attorney.

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Bluebook (online)
817 So. 2d 1123, 2002 WL 983385, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-barstow-la-2002.