In re B. Turecamo Contracting Co.

260 A.D. 253, 21 N.Y.S.2d 270
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJuly 2, 1940
StatusPublished
Cited by31 cases

This text of 260 A.D. 253 (In re B. Turecamo Contracting Co.) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re B. Turecamo Contracting Co., 260 A.D. 253, 21 N.Y.S.2d 270 (N.Y. Ct. App. 1940).

Opinion

Close, J.

On October 20, 1938, the Governor issued two executive orders. The first appointed an Extraordinary Special and Trial Term of the Supreme Court, Kings County, to commence on November 17, 1938, and to continue “ so long as it may be necessary,” for the purpose of investigating alleged misconduct in the enforcement of law in the county of Kings. The order, which was made under section 153 of the Judiciary Law, likewise appointed a justice to hold the Extraordinary Term and directed the drawing of a grand jury. The second order, made under the authority of subdivision 2 of section 62 of the Executive Law, directed the Attorney-General to conduct all proceedings before the Extraordinary Term and the grand jury. The Attorney-General thereupon appointed the respondent John Harlan Amen an Assistant Attorney-[255]*255General for that purpose. The investigation thereupon proceeded before the Extraordinary Term and an additional Extraordinary Term subsequently created.

At the general election held in November, 1939, the voters of Kings county elected a new district attorney, who took office on January 1, 1940. The investigation was still in progress. On January 3, 1940, the Governor made a further order, designating a new justice to preside at both Extraordinary Terms, and directing that the grand juries heretofore drawn to attend such terms shall continue to serve thereat until discharged in the manner prescribed by law.”

On March 8, 1940, the respondents caused subpoenas duces tecum to be served upon the appellants B. Turecamo Contracting Co., Inc., and B. Turecamo Towing Corporation, directing them to appear and to produce various books and records before the grand jury. Each appellant moved separately to vacate the subpoenas. The two motions were denied by the Extraordinary Term. In the meanwhile additional subpoenas had been issued from the same source to the National City Bank and the brokerage firms of Abbott, Proctor & Paine and Hoppin Bros. & Co., directing the production of bank and brokerage accounts and various other records pertaining to Bartholdi Turecamo and the Turecamo Corporations. Turecamo and one of the corporations thereupon commenced an action against the Attorney-General, his assistant, and the above-named bank and brokerage firms, for an injunction restraining compliance with the subpoenas or any further proceedings whatever by the Attorney-General. The plaintiffs in that action immediately moved for a temporary injunction. That motion was likewise denied.

Appeals are taken from all three orders. The common question raised on each appeal is whether the Attorney-General and the Assistant Attorney-General are legally empowered to continue their investigation in view of the presence in office of a new district attorney.

A preliminary question is presented as to the appealability of the two orders denying the motions to vacate the subpoenas served on the Turecamo Corporations. That these orders were made in a criminal proceeding seems apparent. The executive orders under which the Attorney-General acted contemplated criminal proceedings; and the subpoenas were returnable before a grand jury, which in itself identifies the proceeding as criminal in nature. The rule is familiar that the right of appeal in criminal cases is purely statutory, and that appellate jurisdiction may never be assumed in the absence of a statute which expressly sanctions its exercise. (People v. Zerillo, 200 N. Y. 443; People v. Reed, 276 id. 5.) The Code of [256]*256Criminal Procedure makes no provision for an appeal from an order of the character now before us. We, therefore, conclude that these two orders are not appealable. People ex rel. Livingston v. Wyatt (186 N. Y. 383) is a controlling authority. There it was held that the remedy in such circumstances is to disregard the subpoena, await a contempt order, and then seek relief in habeas corpus. The Appellate Division, First Department, reached a similar conclusion in Matter of Cheney v. Cheney (255 App. Div. 302). It is true that appeals were entertained in a similar case in People v. “ John Doe (Byk) (247 App. Div. 324; affd., 272 N. Y. 473), but there the question of the right to appeal does not seem to have been raised.

A different rule prevails with respect to subpoenas issued by the Attorney-General in investigations under the Martin Act (Gen. Business Law [Cons. Laws, ch. 20], art. 23-A; Carlisle v. Bennett, 268 N. Y. 212), or by the commissioner of accounts of the city of New York pursuant to the power of inquiry granted by the city charter (Matter of Hirshfield v. Craig, 239 N. Y. 98). It was held in both of the cases cited that a motion to vacate the subpoena was the proper remedy. But investigations of that character are not criminal in nature. The subpoenas are not returnable before a grand jury. Martin Act subpoenas are preliminary only to a civil suit (Gen. Business Law, § 353); for, though the Attorney-General is also empowered to prosecute offenders criminally, such prosecution would not commence until his later appearance before a grand jury. The fact that appeals have been entertained in the cases cited is, therefore, of no assistance to the appellants here.

The appellants must, therefore, rely entirely on the appeal from the order denying their motion for a temporary injunction. But there again they encounter a preliminary difficulty. There is no showing of irreparable injury, which is essential before a court of equity may interfere with criminal process. (Mills Novelty Co. v. Sunderman, 266 N. Y. 32.) Ward Baking Co. v. Western Union Telegraph Co. (205 App. Div. 723) is not a comparable case, for there the plaintiff, in hearings openly conducted by the Attorney-General, was being deprived of the secrecy safeguarding his reputation, to which he was entitled under the law and which would have been afforded him in an investigation conducted by a grand jury.

We have nevertheless considered the merits, and conclude that the motion was properly denied. Article IX, section 5, of the Constitution of the State of New York provides that the district attorney in each county shall be chosen by the electors. It does not follow, however, that the Legislature is without constitutional power to authorize the continuance of the Attorney-[257]*257General’s investigation after a new district attorney has been elected by the people. The Constitution does not attempt to prescribe the functions pertaining to the office of district attorney. No doubt it is to be implied that the powers of the office consist in general of the prosecution of criminal offenses within the county. (People v. Neff, 121 App. Div. 44; affd., 191 N. Y. 286.) Section 200 of the County Law so provides, though that is of course a statutory, not a constitutional, provision. We are asked to go further and to hold that, at least by implication, the Constitution vests the prosecuting function exclusively in the district attorney. That conclusion is based on the assumption that the district attorney has been, historically, the sole prosecuting official. But the facts are to the contrary.

At common law and in colonial times the Attorney-General was the chief law officer of the Crown. The Constitution of 1777 made no express provision for an Attorney-General, but the Constitutional Convention itself appointed one. There were as yet no district attorneys.

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Bluebook (online)
260 A.D. 253, 21 N.Y.S.2d 270, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-b-turecamo-contracting-co-nyappdiv-1940.