People v. Jackson

145 Misc. 2d 1020, 548 N.Y.S.2d 987, 1989 N.Y. Misc. LEXIS 792
CourtNew York Supreme Court
DecidedDecember 6, 1989
StatusPublished
Cited by4 cases

This text of 145 Misc. 2d 1020 (People v. Jackson) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Jackson, 145 Misc. 2d 1020, 548 N.Y.S.2d 987, 1989 N.Y. Misc. LEXIS 792 (N.Y. Super. Ct. 1989).

Opinion

OPINION OF THE COURT

Gerald J. Beldock, J.

Should a conviction obtained as a result of and during the commission of a crime by the prosecutor be vacated? Phrased differently, must a jury verdict be set aside because a prosecutor was never admitted to the practice of law in the State of New York?

On December 18, 1987, an indictment was filed charging defendant with robbery in the first and second degrees and various related offenses. On August 31, 1988 pretrial hearing was commenced, and on September 7, 1988 all suppression motions were denied. Jury selection commenced on September 8, 1988 and on September 23, 1988 defendant was convicted of robbery in the second degree and criminal possession of a [1021]*1021weapon in the fourth degree. On October 14, 1988 defendant moved to set aside the verdict. This was opposed by the People by affirmation. The People also submitted a second felony statement. Both the second felony statement and the affirmation in opposition were signed by Assistant District Attorney (ADA) Daniel Panofsky. In the affirmation in opposition ADA Daniel Panofsky stated that he was "an attorney duly licensed to practice law in the courts of the State of New York”. ADA Panofsky conducted the suppression hearing, and the trial of defendant.

It has now been learned that ADA Panofsky has never been admitted to practice law in the State of New York. Defendant moves to vacate his conviction on this ground (CPL 440.10).

The District Attorney’s office concedes that Mr. Panofsky has never been licensed or authorized to practice law in the State of New York. It is alleged that Mr. Panofsky graduated from an accredited law school (presumably Boston University) in 1973. There is no allegation that Mr. Panofsky was admitted in any other State (Dotson v State, 712 P2d 365, 366-367 [Wyo] [differentiating between prosecutors never admitted to practice law and those admitted in other States]; see also, People v Felder, 47 NY2d 287, 294, n 6). Mr. Panofsky has been an Assistant District Attorney for over 13 years. It is conceded that Mr. Panofsky’s actions constitute a violation of Judiciary Law § 484, a class A misdemeanor.

Initially, the court must determine if an Assistant District Attorney or a District Attorney must be licensed to practice law in order to hold that office. If a District Attorney or an Assistant District Attorney need not be a licensed counselor-at-law, then the conviction must be upheld (State v Swan, 60 Kan 461, 56 P 750).

Neither the NY Constitution (art XIII, § 13) nor any statute (County Law §§ 700, 926, 927, 930) requires that a prosecutor be an attorney-at-law. The majority of States where there exists no explicit constitutional or statutory provision requiring that a prosecutor be admitted to practice law hold that admission to the Bar is a prerequisite to the holding of the office of prosecutor (People ex rel. Elliott v Benefiel, 405 Ill 500, 91 NE2d 427; People ex rel. Hughes v May, 3 Mich 598; Danforth v Egan, 23 SD 43, 119 NW 1021, 1024; State ex rel. Indiana State Bar Assn. v Moritz, 244 Ind 156, 191 NE2d 21; In re Opinion of Justices, 240 Mass 611, 135 NE 305; State ex rel. Summerfield v Maxwell, 148 W Va 535, 135 SE2d 741; [1022]*1022New Hampshire Bar Assn. v La Belle, 109 NH 184, 246 A2d 826; State v Henry, 196 La 217, 198 So 910, 913-914; cf., equally divided court in People ex rel. Baxter v Hallet, 1 Colo 352). Two rationales appear throughout these cases. The first is that the title of the office implies requirement of an admission to the Bar. The word "attorney” in the titles "district attorney” "state’s attorney”, "county attorney”, “attorney general” is an indicia that the officeholder be admitted to practice law.

The second reason is that the duties of the prosecutor’s office require that the officeholder charge a Grand Jury, conduct trials, appear in court, and conduct other legal actions. These duties can only be performed by a duly licensed counselor-at-law. The courts thus hold that the prosecutor must be an attorney, otherwise he would be unable to perform the duties of his office.

A minority of courts hold that a prosecutor need not be admitted to the practice of law (People v Dorsey, 32 Cal 296; State ex rel. Kinsella v Eberhart, 116 Minn 313, 133 NW 857; State v Swan, 60 Kan 461, 56 P 750, supra). These courts hold, absent explicit language in the Constitution or statute, that a court is not authorized to create requirements for the holding of public offices which are not explicitly in the Constitution or statute. The courts feel that the electors or the appointing officer’s right to elect or appoint an individual to a public office cannot be abrogated by judicial fiat. Further, the courts hold that since a District Attorney does not need a law license, he may practice law in his capacity as prosecutor (State v Swan, supra).

Two early New York nisi prius courts have adopted the reasoning of the majority (Matter of Sposato, 180 Misc 933; Matter of Sposato, 180 Misc 940). This court finds that the reasoning of the majority of courts to be correct.

The court holds that an Assistant District Attorney or the District Attorney must be licensed to practice law in order to qualify for the public office of prosecutor.

The fact that a public officer who is duly elected or appointed does not have the qualifications for the office does not mean that the acts done by such individual during such person’s tenure are null and void. Generally, acts of public officers who are not qualified for their offices are binding on third parties (see, 48 NY Jur, Public Officers and Employees, §§ 296-304; 63A Am Jur 2d, Public Officers and Employees, [1023]*1023§§ 578-608; 27 CJS, District and Prosecuting Attorneys, §§ 9, 28 [1] [c]). These unqualified officers are deemed de facto officers. This concept has been applied to prosecutors who are not qualified to act as such (People v Williams, 139 AD2d 138, 143, revel on other grounds 73 NY2d 84; People v Lytle, 7 App Div 553, 564-568 [Hardin, P. J., concurring opn]; People v Fuller, 156 Misc 404, 413, 434; Dotson v State, 712 P2d 365 [Wyo], supra; Galvino v People, 75 Colo 94, 224 P 225; Pamanet v State, 49 Wis 2d 501, 182 NW2d 459; Petition of Dusablon, 126 Vt 362, 230 A2d 797; Gasper v District Ct., 74 Idaho 388, 264 P2d 679; People v Kempley, 205 Cal 441, 271 P 478). The acts of a de facto prosecutor may not be collaterally attacked in order to vacate a conviction (State v Cook, 84 Wash 2d 342, 525 P2d 761, 766; State v Bell, 84 Idaho 153, 370 P2d 508; People v Davis, 86 Mich App 514, 272 NW2d 707; see also, Matter of Schumer v Holtzman, 60 NY2d 46).

In this case, the appointment of Mr. Panofsky as an Assistant District Attorney was regular in all respects, except that he was not qualified to hold that office. Mr. Panofsky must be deemed a de facto Assistant District Attorney. Although a de facto Assistant District Attorney, his office did not authorize him. to practice law without a license (People ex rel. Elliott v Benefiel, 405 111 500, 91 NE2d 427, 429, supra). The act of trying a case was not authorized by the office he held. Thus, he acted ultra vires.

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Cite This Page — Counsel Stack

Bluebook (online)
145 Misc. 2d 1020, 548 N.Y.S.2d 987, 1989 N.Y. Misc. LEXIS 792, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-jackson-nysupct-1989.