In Re B.

394 A.2d 419, 482 Pa. 471, 1978 Pa. LEXIS 1057
Supreme Court of Pennsylvania·Decided October 5, 1978·No. 150·Published·Cited by 150 cases

Opinions

OPINION

MANDERINO, Justice.

This appeal is from the April 26, 1976, order of the Court of Common Pleas of Allegheny County, Family Division, [475] Juvenile Section, holding appellant, Dr. Loren Roth, in contempt. The circumstances surrounding the contempt citation occurred during the dispositional phase of a juvenile delinquency proceeding. A thirteen-year-old boy named “B” was adjudicated a delinquent after he escaped from a juvenile facility and participated in a theft of four automobiles. As part of the court’s efforts to determine proper placement for the juvenile, both “B” and his mother were interviewed by various juvenile court personnel. In the course of these interviews it was learned that “B’s” mother had received inpatient psychiatric treatment at the University of Pittsburgh, Western Psychiatric Institute and Clinic (WPIC), on four occasions between 1964 and 1974. Based upon this information, the juvenile court’s psychiatrist, who had examined both “B” and his mother, recommended “. getting the hospital records regarding “B’s” mother and her treatment.” In response to this recommendation, the juvenile court judge wrote to WPIC requesting release of “B’s” mother’s psychiatric records. When informed by WPIC that the records would not be released without the patient’s consent, the court issued a subpoena to the Administrator of WPIC ordering him to attend a hearing on April 26, 1976, and to bring “B’s” mother’s records with him. On April 26, 1976, Dr. Roth attended the hearing on behalf of the director of WPIC, and although he had brought the appropriate documents with him, refused to release them to the Court without the patient’s consent. Dr. Roth was then adjudged in contempt of court and fined $100.00. Execution of the court’s order was stayed pending appeal.

Subsequently, the Juvenile Court issued a written opinion stating that Dr. Roth had been held in “direct civil contempt” for his refusal to obey the subpoena. Appeal was taken to the Superior Court. Although the contempt citation was labeled “civil contempt” by the judge, the Superior Court found that “. . .no standards were attached to the sanction by which appellant could purge himself of his contempt . . . that the dominant purpose of the contempt order was punitive in nature, and that therefore, [476] the contempt was criminal. In re B, 247 Pa.Super. 395, 372 A.2d 884 (1977). Having concluded that the contempt was criminal rather than civil, the Superior Court ordered Dr. Roth’s appeal transferred to us. Id. This appeal followed.

Initially, we note our agreement with the Superior Court that exclusive jurisdiction over this appeal is vested in us by the Act of July 31, 1970, P.L. 673, No. 223, Art. II, § 202(5). 17 P.S. § 211.202(5) (Supp.1978). Although the Juvenile Court characterized its contempt citation as “civil,” that classification is not determinative. Woods v. Dunlop, 461 Pa. 35, 334 A.2d 619 (1975). We said in In Re Martorano, 464 Pa. 66, 77, 346 A.2d 22, 27-28 (1975):

“There is nothing inherent in a contemptuous act or refusal to act which classified that act as ‘criminal’ or ‘civil.’ The distinction between criminal and civil contempt is . . .a distinction between two permissible judicial responses to contumacious behavior.
These judicial responses are classified according to the dominant purpose of the court.”

As we said in Commonwealth v. Charlett, 481 Pa. 22, 391 A.2d 1296 (1978), quoting from Woods v. Dunlop, supra, 461 Pa. at 40, n. 2, 334 A.2d at 622, n. 2:

“Discovery of the Court’s dominant purpose requires a functional analysis of the court’s action. . . Basically, the reviewing court must decide whether the citing court’s purpose was to ‘vindicate the dignity and authority of the court and to protect the interest of the general public.’ Such citation is for criminal contempt. If the citation’s purpose is to coerce the contemnor into compliance with the order of the court to do or refrain from doing some act primarily for the benefit of a litigant or a private interest the citation is for civil contempt.” (citations omitted).

Clearly, the dominant purpose behind the court’s contempt order was to vindicate the court’s authority by punishing appellant for his refusal to obey the court’s order. [477] Immediately following his refusal to give the hospital records to the court, appellant was adjudged in contempt and a fine of $100.00 was assessed. No conditions or standards were attached which would have allowed appellant to purge himself of his contempt by compliance with the court’s order. Appellant was thus powerless to escape by compliance. Thus, the contempt was criminal in nature and the appeal properly lies with us. We therefore address the merits of the controversy.

Appellant’s argument is two-fold. He first argues that a patient’s psychiatric records are privileged from judicial disclosure in a juvenile delinquency proceeding by the so-called doctor-patient privilege statute. He also contends that the patient’s constitutional right of privacy prevents disclosure of information obtained by the doctor within the confines of the doctor-patient relationship. Ordinarily, when faced with an issue raising both constitutional and non-constitutional questions, we will make a determination on non-constitutional grounds, and avoid the constitutional question if possible. Commonwealth v. Staley, 476 Pa. 171, 381 A.2d 1280 (1978). We conclude that the doctor-privilege statute does not prohibit disclosure of the records in this case, but that their disclosure is barred by the patient’s constitutionally protected right of privacy. We will therefore discuss both the constitutional and the non-constitutional questions raised.

The doctor-patient privilege statute, Act of June 7, 1907, P.L. No. 462, as amended, 28 P.S. § 328, provides:

“No person authorized to practice physics or surgery shall be allowed, in any civil case, to disclose any information which he acquired in attending the patient in a professional capacity, and which was necessary to enable him to act in that capacity, which shall tend to blacken the character of the patient, without consent of said patient, except in civil cases, brought by such patient, for damages on account of personal injuries.”

In ruling that the privilege created by this statute did not apply in the present context, the juvenile court relied on [478] three different grounds: (1) that the records were not “communications,” (2) that disclosure of the records would not “tend to blacken” “B’s” mother’s character, and (3) that general considerations of public policy, particularly the need for the court to assure proper placement of a juvenile adjudicated delinquent, mandated disclosure of the psychiatric records.

Free access — add to your briefcase to read the full text and ask questions with AI

In Re B., 394 A.2d 419, 482 Pa. 471, 1978 Pa. LEXIS 1057 (Pa. 1978).

394 A.2d 419 (In Re B.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Allegheny Reprod. Health v. PA DHS
Supreme Court of Pennsylvania, 2024
Com. v. Nuzzo, M.
2022 Pa. Super. 183 (Superior Court of Pennsylvania, 2022)
J.S. v. Manheim Twp. SD, Aplt.
Supreme Court of Pennsylvania, 2021
In Re Angeles Roca First Judicial District Philadelphia County
173 A.3d 1176 (Supreme Court of Pennsylvania, 2017)
Farrell, J. v. Regola, R.
150 A.3d 87 (Superior Court of Pennsylvania, 2016)
Pennsylvania State Ed. Assoc., Aplt v. DCED
Supreme Court of Pennsylvania, 2016
PSEA v. DCED Cross Appeal of: OOR
Supreme Court of Pennsylvania, 2016
John Doe 1 v. Franklin County
139 A.3d 296 (Commonwealth Court of Pennsylvania, 2016)
Lebovitz v. Hartford Insurance
918 F. Supp. 2d 422 (W.D. Pennsylvania, 2013)
In re T.D.
57 A.3d 650 (Superior Court of Pennsylvania, 2012)
Sussman v. Sussman
146 P.3d 597 (Hawaii Intermediate Court of Appeals, 2006)
Leskin v. Christman
78 Pa. D. & C.4th 152 (Carbon County Court of Common Pleas, 2006)
Commonwealth v. Alston
864 A.2d 539 (Superior Court of Pennsylvania, 2004)
Commonwealth v. Bowden
838 A.2d 740 (Supreme Court of Pennsylvania, 2003)
Luminella v. Marcocci
814 A.2d 711 (Superior Court of Pennsylvania, 2002)
Klovensky v. Moore
57 Pa. D. & C.4th 370 (Franklin County Court of Common Pleas, 2002)
Commonwealth v. Miller
57 Pa. D. & C.4th 11 (Cambria County Court of Common Pleas, 2002)
Commonwealth v. G.P.
765 A.2d 363 (Superior Court of Pennsylvania, 2000)
Commonwealth v. Nixon
761 A.2d 1151 (Supreme Court of Pennsylvania, 2000)