In Re B.

394 A.2d 419, 482 Pa. 471, 1978 Pa. LEXIS 1057
CourtSupreme Court of Pennsylvania
DecidedOctober 5, 1978
Docket150
StatusPublished
Cited by150 cases

This text of 394 A.2d 419 (In Re B.) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re B., 394 A.2d 419, 482 Pa. 471, 1978 Pa. LEXIS 1057 (Pa. 1978).

Opinions

OPINION

MANDERINO, Justice.

This appeal is from the April 26, 1976, order of the Court of Common Pleas of Allegheny County, Family Division, [475]*475Juvenile Section, holding appellant, Dr. Loren Roth, in contempt. The circumstances surrounding the contempt citation occurred during the dispositional phase of a juvenile delinquency proceeding. A thirteen-year-old boy named “B” was adjudicated a delinquent after he escaped from a juvenile facility and participated in a theft of four automobiles. As part of the court’s efforts to determine proper placement for the juvenile, both “B” and his mother were interviewed by various juvenile court personnel. In the course of these interviews it was learned that “B’s” mother had received inpatient psychiatric treatment at the University of Pittsburgh, Western Psychiatric Institute and Clinic (WPIC), on four occasions between 1964 and 1974. Based upon this information, the juvenile court’s psychiatrist, who had examined both “B” and his mother, recommended “. getting the hospital records regarding “B’s” mother and her treatment.” In response to this recommendation, the juvenile court judge wrote to WPIC requesting release of “B’s” mother’s psychiatric records. When informed by WPIC that the records would not be released without the patient’s consent, the court issued a subpoena to the Administrator of WPIC ordering him to attend a hearing on April 26, 1976, and to bring “B’s” mother’s records with him. On April 26, 1976, Dr. Roth attended the hearing on behalf of the director of WPIC, and although he had brought the appropriate documents with him, refused to release them to the Court without the patient’s consent. Dr. Roth was then adjudged in contempt of court and fined $100.00. Execution of the court’s order was stayed pending appeal.

Subsequently, the Juvenile Court issued a written opinion stating that Dr. Roth had been held in “direct civil contempt” for his refusal to obey the subpoena. Appeal was taken to the Superior Court. Although the contempt citation was labeled “civil contempt” by the judge, the Superior Court found that “. . .no standards were attached to the sanction by which appellant could purge himself of his contempt . . . that the dominant purpose of the contempt order was punitive in nature, and that therefore, [476]*476the contempt was criminal. In re B, 247 Pa.Super. 395, 372 A.2d 884 (1977). Having concluded that the contempt was criminal rather than civil, the Superior Court ordered Dr. Roth’s appeal transferred to us. Id. This appeal followed.

Initially, we note our agreement with the Superior Court that exclusive jurisdiction over this appeal is vested in us by the Act of July 31, 1970, P.L. 673, No. 223, Art. II, § 202(5). 17 P.S. § 211.202(5) (Supp.1978). Although the Juvenile Court characterized its contempt citation as “civil,” that classification is not determinative. Woods v. Dunlop, 461 Pa. 35, 334 A.2d 619 (1975). We said in In Re Martorano, 464 Pa. 66, 77, 346 A.2d 22, 27-28 (1975):

“There is nothing inherent in a contemptuous act or refusal to act which classified that act as ‘criminal’ or ‘civil.’ The distinction between criminal and civil contempt is . . .a distinction between two permissible judicial responses to contumacious behavior.
These judicial responses are classified according to the dominant purpose of the court.”

As we said in Commonwealth v. Charlett, 481 Pa. 22, 391 A.2d 1296 (1978), quoting from Woods v. Dunlop, supra, 461 Pa. at 40, n. 2, 334 A.2d at 622, n. 2:

“Discovery of the Court’s dominant purpose requires a functional analysis of the court’s action. . . Basically, the reviewing court must decide whether the citing court’s purpose was to ‘vindicate the dignity and authority of the court and to protect the interest of the general public.’ Such citation is for criminal contempt. If the citation’s purpose is to coerce the contemnor into compliance with the order of the court to do or refrain from doing some act primarily for the benefit of a litigant or a private interest the citation is for civil contempt.” (citations omitted).

Clearly, the dominant purpose behind the court’s contempt order was to vindicate the court’s authority by punishing appellant for his refusal to obey the court’s order. [477]*477Immediately following his refusal to give the hospital records to the court, appellant was adjudged in contempt and a fine of $100.00 was assessed. No conditions or standards were attached which would have allowed appellant to purge himself of his contempt by compliance with the court’s order. Appellant was thus powerless to escape by compliance. Thus, the contempt was criminal in nature and the appeal properly lies with us. We therefore address the merits of the controversy.

Appellant’s argument is two-fold. He first argues that a patient’s psychiatric records are privileged from judicial disclosure in a juvenile delinquency proceeding by the so-called doctor-patient privilege statute. He also contends that the patient’s constitutional right of privacy prevents disclosure of information obtained by the doctor within the confines of the doctor-patient relationship. Ordinarily, when faced with an issue raising both constitutional and non-constitutional questions, we will make a determination on non-constitutional grounds, and avoid the constitutional question if possible. Commonwealth v. Staley, 476 Pa. 171, 381 A.2d 1280 (1978). We conclude that the doctor-privilege statute does not prohibit disclosure of the records in this case, but that their disclosure is barred by the patient’s constitutionally protected right of privacy. We will therefore discuss both the constitutional and the non-constitutional questions raised.

The doctor-patient privilege statute, Act of June 7, 1907, P.L. No. 462, as amended, 28 P.S. § 328, provides:

“No person authorized to practice physics or surgery shall be allowed, in any civil case, to disclose any information which he acquired in attending the patient in a professional capacity, and which was necessary to enable him to act in that capacity, which shall tend to blacken the character of the patient, without consent of said patient, except in civil cases, brought by such patient, for damages on account of personal injuries.”

In ruling that the privilege created by this statute did not apply in the present context, the juvenile court relied on [478]*478three different grounds: (1) that the records were not “communications,” (2) that disclosure of the records would not “tend to blacken” “B’s” mother’s character, and (3) that general considerations of public policy, particularly the need for the court to assure proper placement of a juvenile adjudicated delinquent, mandated disclosure of the psychiatric records.

Pennsylvania appellate courts have had little occasion to consider the parameters of the privilege statute. Although the statute’s prohibition speaks in terms of “. . . any information . . . acquired in attending the patient,” (emphasis added) this Court, when first called upon to construe the statute, in In re Phillips’ Estate, 295 Pa. 349, 145 A. 437 (1929), limited the prohibition to “communications” received from the patient, and held that the act does not prevent disclosure of information learned by a doctor through examination or observation. See also, Panko v. Consolidated Mutual Insurance Co.,

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Bluebook (online)
394 A.2d 419, 482 Pa. 471, 1978 Pa. LEXIS 1057, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-b-pa-1978.