In re Arnold O.

279 A.D.2d 774, 719 N.Y.S.2d 174, 2001 N.Y. App. Div. LEXIS 277
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJanuary 11, 2001
StatusPublished
Cited by10 cases

This text of 279 A.D.2d 774 (In re Arnold O.) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Arnold O., 279 A.D.2d 774, 719 N.Y.S.2d 174, 2001 N.Y. App. Div. LEXIS 277 (N.Y. Ct. App. 2001).

Opinion

Carpinello, J.

(1) Cross appeals from an order of the Supreme Court (Teresi, J.), entered February 24, 2000 in Albany County, which, inter alia, granted petitioner’s application, in a proceeding pursuant to Mental Hygiene Law article 81, for guardian compensation and counsel fees, and (2) appeal from an order of said court, entered Febru[775]*775ary 29, 2000 in Albany County, which granted respondent’s request for examiner fees.

We are once again called upon to review judicial determinations involving the affairs of Arnold O., who was first declared an “incompetent” in a 1987 proceeding under Mental Hygiene Law former article 78. Now at issue is the proper compensation due to petitioner, who was appointed Arnold O.’s successor guardian in 1993, and the proper compensation due to respondent, examiner of guardianship accounts in Albany County (see, Mental Hygiene Law § 81.32 [b]). Petitioner appeals from an order of Supreme Court which reduced his application for guardian fees for calendar year 1998, reduced his application for legal fees for services performed for Arnold O.’s benefit in 1998 and denied in its entirety his application for trustee commissions, all in response to objections filed by respondent. Respondent cross-appeals, arguing that the fees actually awarded to petitioner are excessive. Petitioner also appeals from an order of Supreme Court awarding respondent legal fees for reviewing his reports.

A brief synopsis of the history of this matter is warranted. Arnold O. is a paranoid schizophrenic who was rendered a paraplegic as a result of a fall through a second-story window while a resident at Capital District Psychiatric Center in the City of Albany. Suffering as he does from severe physical and mental impairments, Arnold O. has presented petitioner "with unique challenges. Now a permanent resident of an out-of-State skilled nursing facility, his continuing behavioral problems require considerable intervention by petitioner, including numerous telephone calls and personal visits to the facility for meetings with Arnold O. personally and the professionals who care for him. These problems include episodes of slashing his bed, throwing his television on the floor, pulling out various tubes and intravenous lines and assaulting staff. Indicative of the level of petitioner’s dedication to Arnold O. is his acquisition of an “800” telephone number for Arnold O. to reach him any hour of the day or night. Arnold O. takes advantage of this arrangement and regularly communicates with petitioner.

Further compounding the situation are certain members of Arnold O.’s family, namely, his brother and mother, who have each subjected petitioner and the health care professionals who care for Arnold O. to “a constant barrage of threats, insults and complaints” (Matter of Arnold O., 226 AD2d 866, 867, lv denied 88 NY2d 810). These family members have interfered with petitioner’s performance of his duties as guardian and [776]*776unsuccessfully sought his removal (see, id.). A 1998 report from the health care facility where Arnold O. then resided confirms that these familial problems continued as of that time. The report notes: “[Arnold O.’s] case presents as an extremely complicated one due to legal issues and inappropriate family intervention (threats, harassment towards staff). [Arnold O.’s] Legal Guardian maintains regular contact and visits on a frequent basis.”

In addition to ensuring that Arnold O.’s medical, psychological and social needs were being adequately addressed, petitioner filed a personal injury lawsuit against the State to recover for the injuries Arnold O. suffered in his fall and for other injuries he sustained while under the State’s care. These efforts resulted in a net recovery of $1.8 million. Prior to this recovery, Arnold O. was virtually without assets. After additional litigation and an unsuccessful appeal on the question of whether a Department of Social Services lien in excess of $500,000 had to be paid out of the recovery, an amount in excess of $1.2 million was ultimately placed in a supplemental needs trust for Arnold O.’s benefit (see, Matter of Towne v County of Saratoga, 255 AD2d 650; see also, EPTL 7-1.12 [a] [5]). In addition to being Arnold O.’s guardian, petitioner is the court-appointed trustee of this trust.

Turning to the merits of the instant appeals, we begin first with the issue of whether petitioner is entitled to trustee’s commissions in the amount of $9,557.27 disallowed in their entirety by Supreme Court. Notably, on a prior appeal involving this guardianship, we held that care had to be taken in determining proper compensation when the guardianship involves “a mix of both personal care to an incapacitated person and fiscal management of said person’s assets” (Matter of Arnold O., 256 AD2d 764, 766). In disallowing these fees, Supreme Court adopted the arguments proffered by respondent to the effect that compensating petitioner for guardian services and permitting him to receive trustee’s commissions would, in effect, amount to judicial approval of “double billing.” We disagree.

Respondent’s argument that payment of trustee’s commissions would amount to a “double” recovery ignores the fact that in accounting to Supreme Court for each hour (or fraction thereof) that petitioner devoted to the supervision of Arnold O.’s personal care, he did not include time spent in fulfilling [777]*777his fiduciary duties as trustee of the trust.

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Cite This Page — Counsel Stack

Bluebook (online)
279 A.D.2d 774, 719 N.Y.S.2d 174, 2001 N.Y. App. Div. LEXIS 277, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-arnold-o-nyappdiv-2001.