In re Anonymous No. 77 D.B. 97

49 Pa. D. & C.4th 119
CourtSupreme Court of Pennsylvania
DecidedNovember 16, 1999
DocketDisciplinary Board Docket no. 77 D.B. 97
StatusPublished

This text of 49 Pa. D. & C.4th 119 (In re Anonymous No. 77 D.B. 97) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 77 D.B. 97, 49 Pa. D. & C.4th 119 (Pa. 1999).

Opinion

To the Honorable Chief Justice and Justices of the Supreme Court of Pennsylvania:

HALPERN, Member,

Pursuant to Rule 208(d)(2)(iii) of the Pennsylvania Rules of Disciplinary Enforcement, the Disciplinary Board of the Supreme Court of Pennsylvania herewith submits its findings and recommendations to your honorable court with respect to the above-captioned petition for discipline.

I. HISTORY OF PROCEEDINGS

The Pennsylvania Supreme Court issued an order dated July 2, 1997, placing respondent, [ ], on temporary suspension and referring this matter to the Disciplinary Board pursuant to Pa.R.D.E. 214(f)(1). Respondent was temporarily suspended as a result of his criminal conviction of one count of indecent assault in violation of 18 Pa.C.S. §3126(a)( 1). A petition for discipline was filed against respondent by petitioner, Office of Disciplinary Counsel on October 21, 1998. Respondent did not file an answer to the petition.

[121]*121A hearing was held on March 30, 1999 before Hearing Committee [ ] comprised of Chair [ ], Esquire, and Members [ ], Esquire, and [ ], Esquire. Respondent was represented by [ ], Esquire. Petitioner was represented by [ ], Esquire. Respondent did not testify nor did he present any witnesses or evidence for consideration by the committee.

The committee filed a report on June 3,1999 and recommended a three-year period of suspension retroactive to September 23, 1998, the date that the Supreme Court of Pennsylvania denied respondent’s petition for allowance of appeal in his criminal matter.

This matter was adjudicated by the Disciplinary Board at the meeting of August 18, 1999.

II. FINDINGS OF FACT

The board makes the following findings of fact:

(1) Petitioner, whose principal office is located at Suite 3710, One Oxford Centre, Pittsburgh, Pennsylvania, is invested, pursuant to Rule 207 of the Pennsylvania Rules of Disciplinary Enforcement, with the power and the duty to investigate all matters involving alleged misconduct of an attorney admitted to practice law in the Commonwealth of Pennsylvania and to prosecute all disciplinary proceedings brought in accordance with the various provisions of the aforesaid rules.

(2) Respondent is a formerly admitted attorney in the Commonwealth of Pennsylvania, having been admitted to practice in 1959, and temporarily suspended by order of the Supreme Court of Pennsylvania dated July 2,1997. Respondent previously practiced law at [ ]. Respondent’s home address is [ ].

[122]*122(3) On or about February 22, 1996, a criminal complaint was filed against respondent before District Justice [A] by Sergeant [B] of the [ ] Township, [ ] County Police Department.

(4) The complaint charged respondent with one count of simple assault and one count of indecent assault.

(5) On April 2,1996, a criminal information was filed for the Court of Common Pleas of [ ] County in the matter of Commonwealth of Pennsylvania v. [Respondent] no. [ ].

(6) By the aforementioned information, the attorney general of Pennsylvania charged respondent with one count of indecent assault in violation of 18 Pa.C.S. §3216(a)(l), which is a misdemeanor of the second degree.

(7) The information charged as follows:

“That the defendant did have indecent contact with another, not his spouse, and did so without the consent of the other person; to wit, the defendant did attempt to kiss [C], did fondle her breast, saying ‘do you like this’ and placed her hand on his genital area and did state to her ‘do it,’ when her head was near his genital area, all of which was without her consent.”

(8) On February 12, 1997, the Honorable [D] entered a verdict of guilty against respondent after sitting at a non-jury trial.

(9) On February 12, 1997, respondent was sentenced as follows: (a) serve two years of probation; (b) pay a fine of $250; (c) undergo DNA testing; and, (d) submit to an evaluation and follow any recommended treatment.

(10) Respondent appealed the [ ] County judgment of sentence of February 12, 1997, to the Superior Court of Pennsylvania.

[123]*123(11) On April 24, 1998, the Superior Court affirmed the judgment of sentence.

(12) On May 22, 1998, respondent filed in the Supreme Court of Pennsylvania, an allowance of appeal from the Superior Court judgment.

(13) On September 23, 1998, the Supreme Court denied respondent’s petition for allowance of appeal.

(14) Respondent’s probation started on March 23, 1999. His sentence was held in abeyance while his case was on appeal. Subsequent to the Supreme Court’s denial of the petition for allowance of appeal, there was some confusion in the [ ] County probation office as to respondent’s status, as he never reported to that office after his appeals had run. The trial court then determined the start date of the probation. Respondent’s probation will end in March of 2001.

(15) Petitioner has no prior history of discipline.

in. CONCLUSIONS OF LAW

Respondent’s conviction of one count of indecent assault is an independent basis for the imposition of discipline pursuant to Pa.R.D.E. 203(b)(1).

Respondent’s conduct is a violation of R.P.C. 8.4(b), which states that it is professional misconduct for a lawyer to commit a criminal act that reflects adversely on the lawyer’s honesty, trustworthiness or fitness as a lawyer in other respects.

IV. DISCUSSION

This matter is before the board upon a petition for discipline charging respondent with violations of Pennsylvania Rule of Disciplinary Enforcement 203(b)(1) and [124]*124Rule of Professional Conduct 8.4(b), based on his conviction of one count of indecent assault.

Rule 203(b)(1), Pa.R.D.E., provides that conviction of a serious crime shall be grounds for discipline. Rule 214(e), Pa.R.D.E., specifies that a certificate of conviction of an attorney for a serious crime shall be conclusive evidence of that crime. When a disciplinary proceeding is commenced against an attorney based upon a criminal conviction, the board does not engage in a retrial of the underlying facts of the crime. The board’s responsibility is to determine the appropriate measure of discipline relative to the seriousness of the crime. The focal issue is whether the attorney’s character, as shown by his or her conduct, makes the attorney unfit to practice law. Office of Disciplinary Counsel v. Casety, 511 Pa. 177, 512 A.2d 607 (1986). This test balances a concern for the public with a respect for the substantial interests of an attorney in maintaining his or her privilege to practice law. Office of Disciplinary Counsel v. Lewis, 493 Pa. 519, 426 A.2d 1138 (1981). It is appropriate for the board to examine the events surrounding the criminal charge as well as any aggravating and/or mitigating circumstances when determining an appropriate measure of discipline. Office of Disciplinary Counsel v. Eilberg, 497 Pa. 388, 441 A.2d 1193 (1982).

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Related

Office of Disciplinary Counsel v. Eilberg
441 A.2d 1193 (Supreme Court of Pennsylvania, 1982)
Office of Disciplinary Counsel v. Casety
512 A.2d 607 (Supreme Court of Pennsylvania, 1986)
Office of Disciplinary Counsel v. Chung
695 A.2d 405 (Supreme Court of Pennsylvania, 1997)
Office of Disciplinary Counsel v. Lewis
426 A.2d 1138 (Supreme Court of Pennsylvania, 1981)
Office of Disciplinary Counsel v. Valentino
730 A.2d 479 (Supreme Court of Pennsylvania, 1999)

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Bluebook (online)
49 Pa. D. & C.4th 119, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-77-db-97-pa-1999.