In Re: A.J.R.-H. and I.G.R.-H. Apl of KJR Mother

188 A.3d 1157
Supreme Court of Pennsylvania·Decided July 18, 2018·No. 38 MAP 2017·Published·Cited by 135 cases

Opinions

SAYLOR, C.J., BAER, TODD, DONOHUE, DOUGHERTY, WECHT, MUNDY, JJ.

OPINION

JUSTICE DONOHUE

This discretionary appeal involves the propriety of the en masse admission of 167 exhibits at a hearing to involuntarily terminate the parental rights of K.J.R. ("Mother") and D.W.H. ("Father") to their minor daughters, A.J.R.-H. and I.G.R.-H. (collectively, the "Children").1 As the record in this matter fails to support a finding that the exhibits satisfied the business records exception to the prohibition against the admission of hearsay, we conclude that the orphans' court erred by admitting them on this basis. See 42 Pa.C.S. § 6108(b) ; Pa.R.E. 803(6).2 We further conclude *1160that the Superior Court incorrectly found that this error was harmless. We therefore vacate the decrees terminating Mother's parental rights and remand the matter to the orphans' court for a new termination proceeding.3

I. Facts and Procedural History

On February 19, 2016, Berks County Children and Youth Services ("CYS") filed petitions to terminate the parental rights of Mother and Father to the Children pursuant to section 2511(a)(1), (2), (5), (8) and (b) of the Adoption Act.4 As to Mother, CYS alleged that termination was warranted because of her inability to appropriately parent the Children; her failure to obtain and maintain appropriate and stable housing; her failure to obtain and maintain a stable and legal source of income; her failure to remediate her substance abuse problems; ongoing concerns about her mental health; and ongoing concerns regarding domestic violence. Petition for Involuntary Termination of Parental Rights, 2/19/2016, ¶ 10.

The orphans' court convened a hearing on the petitions on August 12, 2016. At the *1161inception of the proceeding, prior to calling any witnesses to testify, the county solicitor representing CYS moved for the admission of Exhibits 1 through 168. The exhibits, spanning more than 1230 pages, covered a wide range of subjects from an array of sources and authors. Included were

• referrals made by anonymous reporting sources to CYS about the family dating back to 2007;
• dependency petitions filed by CYS on December 31, 2013 regarding the Children;
• numerous psychological and domestic violence evaluations of Mother, Father and the Children conducted by a variety of licensed psychiatrists, psychologists, professional counselors and clinical social workers from Open Door International, Inc. ("ODI"), Berks Counseling Associates, P.C., and Commonwealth Clinical Group;
• drug and alcohol treatment evaluations pertaining to Mother and Father from Treatment Access and Services Center, Inc. ("TASC");
• substance abuse monitoring and urinalysis reports for Mother and Father from an unidentified agency5 documenting attendance and results;
• reports documenting observations and conversations by several different in-home services caseworkers from ODI;
• reports documenting supervised visits between the Children and each parent conducted by various caseworkers from ODI;
• reports from domestic violence counseling sessions with Father by ODI;
• reports from counseling sessions with Father by Pennsylvania Counseling Services;
• treatment progress summaries and reports from counseling sessions with Mother by Andrea Karlunas of Commonwealth Clinical Group;
• reports from counseling sessions for Mother from Pennsylvania Counseling Services;
• reports regarding Mother's inpatient drug treatment at Gaudenzia Fountain Springs ("Gaudenzia");
• emails sent and received by various CYS caseworkers from third-party service providers working with the family;
• notes from telephone conversations that various CYS caseworkers had with third-party service providers;
• police reports and affidavits of probable cause involving Father and Mother;
• court orders from the dependency case involving the family;
• printouts of criminal, civil and traffic dockets detailing the outcome of various court actions brought against Mother and Father;
• a typed summary of Father's criminal history spanning from 1987 through 2014 complied by an unknown author using unlisted sources;
• a protection from abuse ("PFA") petition filed against Father by Mother in 2013, the temporary PFA order that resulted, and the order subsequently dismissing it based on Mother's failure to appear for the final hearing;
*1162• PFA violation notices, arrest warrants, and adjudications from 1990 and 1994 wherein Father was the defendant but Mother was not the victim;
• tax documents for Father (Forms 1099-MISC) for 2014 and 2015;
• letters and cards Father sent to the Children and to their caregiver;
• writings and drawings by the Children regarding their safety and their observations of drug/alcohol use by Mother and Father and domestic violence, with no indication as to who worked with the Children on these projects or, in some instances, which child completed the work;
• a seventy-three-page summary of all of the exhibits as well as events related to the family ranging from March 24, 2007 through July 11, 2016 and impressions of the case, authored by CYS caseworker Nicole Kauffman-Jacoby ("Kauffman-Jacoby"), prepared for the termination hearing on July 12, 2016;
• CYS's family service and permanency plans for the family;
• handwritten and unsigned "resource parent monthly reports," detailing the Children's activities, medical visits, and behaviors; and
• reports from the Children's mobile therapist, Cherrie A. Sage, M.A., of Commonwealth Clinical Group.

Mother and Father both objected to the admission of the documents on grounds of hearsay, confrontation, relevance, and absence of certification. Father additionally objected to the admission of evidence regarding the 1994 PFA violation (Exhibit 124), as the charges had been dismissed.6 The orphans' court sustained the objection to Exhibit 124 and also initially sustained the hearsay objection to Exhibit 161, the CYS-created summary of the exhibits and of the case as a whole.

As to "[t]he rest of the exhibits," the orphans' court asked the solicitor whether they were contained in CYS's file, and the solicitor said that they were.

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In Re: A.J.R.-H. and I.G.R.-H. Apl of KJR Mother, 188 A.3d 1157 (Pa. 2018).

188 A.3d 1157 (In Re: A.J.R.-H. and I.G.R.-H. Apl of KJR Mother) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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