In re Aircrash Disaster Near Roselawn, Indiana

172 F.R.D. 295, 1997 U.S. Dist. LEXIS 10895, 1997 WL 96919
District Court, N.D. Illinois·Decided February 19, 1997·No. MDL-1070; No. 95C 4593·Published·Cited by 28 cases

Opinion

ORDER

BOBRICK, United States Magistrate Judge.

Before the court is PLAINTIFFS’ MOTION TO COMPEL.1 This ease arises out of an aircraft crash disaster involving an aircraft known as “ATR-72” which was designed and manufactured in France, and marketed and sold in the United States by defendant, third-party defendant, and counter-claimant Avions de Transport Regional, G.I.E., and defendants Aerospatiale Societe National Industrielle, S.A., (“foreign aircraft defendants”), ATR Support, Inc., ATR Marketing, Inc., and Aerospatiale, Inc., collectively referred to as “aircraft defendants.” The particular ATR-72 aircraft that was involved in the crash disaster was purchased, leased or owned, operated, and flown as a commercial passenger carrying aircraft by defendants Simmons Airlines, Inc., American Airlines, Inc., AMR Corporation, AMR Eagle, Inc., and AMR Leasing Corporation, collectively referred to as “airline defendants.”2

Plaintiffs’ motion, while directed to all defendants, seeks responses to its FIRST SET OF REQUESTS FOR PRODUCTION OF DOCUMENTS AND TANGIBLE ITEMS TO ALL DEFENDANTS primarily from the aircraft defendants.3

In their first set of requests, plaintiffs sought categories of documents and information concerning the subject aircraft model ATR-72 and aircraft model ATR-42. The aircraft defendants did not object to providing documents or information concerning the ATR-72, and substantially did so; the aircraft defendants did, however, object to providing any information or documentation concerning the ATR-42.4

The ATR-42’s design, manufacture, and/or operation by defendants preceded the ATR-72. Plaintiffs characterize the ATR-72 as nothing more than a “stretch version” of the ATR-42 aircraft and, as such, maintain that information including certification tests, wing deicing deficiencies, and icing related acci[298]*298dent information concerning the ATR 42 is highly relevant and material to issues of liability. The aircraft defendants argue that “[t]he ATR-42 and ATR-72 model aircrafts are two different and distinct aircrafts which underwent separate and distinct certification programs” and, consequently, the requested documents on the ATR-42 “are wholly unrelated to the Roselawn accident.” (Aircraft Defendants’ Response to Request No. 47). The aircraft defendants also maintain that plaintiffs’ discovery is unduly burdensome and harassing. Additionally, the foreign aircraft defendants argue that they are not subject to discovery under the Federal Rules of Civil Procedure in any event, since discovery as to them must proceed exclusively under the Hague Convention.

I. BACKGROUND

While flying in icing conditions, on October 31, 1994, an aircraft model ATR-72, designed and manufactured by the aircraft defendants, operated and flown by the airline defendants, suddenly experienced a catastrophic loss of control, entering into an uncorrectable roll that caused the plane to crash. The site of the crash was near Roselawn, Indiana. All 68 persons aboard the plane perished in the tragedy. The National Safety Transportation Board (“NSTB”) immediately conducted an investigation into the crash. On July 9, 1996, the NSTB issued its Aircraft Accident Report5 (“NSTB Report”) in which it found as probable cause of the ATR-72 crash:

“... the loss of control, attributed to a sudden and unexpected aileron hinge moment reversal that occurred after a ridge of ice accreted beyond the deice boots because: 1) ATR failed to completely disclose to operators and incorporate in the ATR-72 airplane flight manual, flighterew operating manual and flighterew training programs, adequate information concerning previously known effects of freezing-precipitation on the stability and control characteristics, autopilot and related operational procedures when the ATR-72 was operated in such conditions; 2) the French Directorate General for Civil Aviation’s inadequate oversight of the ATR 42 and 72, and its failure to take the necessary corrective action to ensure continued airworthiness in icing conditions; and 3) the French Directorate General for Civil Aviation’s failure to provide the Federal Aviation Agency’s with timely airworthiness information developed from previous ATR incidents and accidents in icing conditions, as specified under the Bilateral Airworthiness Agreement and Annex 8 of the International Civil Aviation Organization.
Contributing to the accident were: ... 2) the Federal Aviation Agency’s inadequate oversight of the ATR 42 and 72 to ensure continued airworthiness in icing conditions.”

(NSTB Report, p. vii).

A. Certiñcation History of the ATR-42 and 72

The ATR-42 was first certified by the France airworthiness authority, the Direction Generale De L’Aviation Civile (“DGAC”) in September, 1985. On October 23, 1985, the Federal Aviation Administration (“FAA”) granted Type Certificate A53EU for the ATR-42. The Certificate demonstrates that the aircraft design met the federal aviation airworthiness requirements of Part 25 of the Federal Aviation Regulations.

Sometime in the mid-1980’s, the aircraft defendants began developing a larger — that is to say, longer — version of the ATR-42, to be called the ATR-72. The aircraft defendants’ project engineer for the ATR-72, Mr. J. Rech, in making application to the FAA for a U.S. Type Certificate for the aircraft, described the ATR-72 as a “stretched version of the ATR-42” and that “the only significant new feature introduced in this model consists of the choice of carbon material for the outer part of the wing.” (Motion to Compel, Ex. 2). The DGAC, in writing the FAA on behalf of the aircraft defendants for certification of the ATR-72, stated “ATR-72 airplane is considered by DGAC for French type certification as a derivative of the ATR-42 airplane. The airworthiness i*equirements ... will be based on requirements notified [299]*299for ATR-42 ...” (Motion to Compel, Ex. 6). The aircraft defendants did not apply for a new type certification for the ATR-72.

Since the ATR-72 was a stretched version of the ATR-42, and thus a heavier airplane, it required a larger wing surface to accommodate the greater wing loading factors. Accordingly, wing extensions were designed for the ATR-72 from the ATR-42 basic wing design and configuration. The FAA’s sole aircraft test for the ATR-72 certification, then, was structural testing of the extension of the wings. (Motion to Compel, Ex. 5).

On November 8, 1989, the FAA accepted the aircraft defendants’ application for inclusion of the ATR-72 in the ATR-42 Type Certificate No. A53EU stating:

“The Model ATR-72 is a growth version of the ATR-42 and incorporates a 14-foot 9-inch fuselage extension, 9-foot, 2-inch wing span extension with outboard wing sections incorporating composite material, new Pratt and Whitney PW124 engines with electronic fuel control systems and maximum take-off weight increased to 44-070 pounds or an optional 47-400 pounds. Maximum take-off weight for any ATR-42 series airplane is 36,825 pounds. The design also incorporates multi-function computers which are essential to safety of flight.

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In re Aircrash Disaster Near Roselawn, Indiana, 172 F.R.D. 295, 1997 U.S. Dist. LEXIS 10895, 1997 WL 96919 (N.D. Ill. 1997).

172 F.R.D. 295 (In re Aircrash Disaster Near Roselawn, Indiana) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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