In re: ADELINA MORENO

CourtUnited States Bankruptcy Appellate Panel for the Ninth Circuit
DecidedDecember 23, 2021
DocketWW-21-1124-LBS
StatusUnpublished

This text of In re: ADELINA MORENO (In re: ADELINA MORENO) is published on Counsel Stack Legal Research, covering United States Bankruptcy Appellate Panel for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re: ADELINA MORENO, (bap9 2021).

Opinion

FILED DEC 23 2021 NOT FOR PUBLICATION SUSAN M. SPRAUL, CLERK U.S. BKCY. APP. PANEL OF THE NINTH CIRCUIT

UNITED STATES BANKRUPTCY APPELLATE PANEL OF THE NINTH CIRCUIT

In re: BAP No. WW-21-1124-LBS ADELINA MORENO, Debtor. Bk. No. 20-42855-BDL

KATHRYN A. ELLIS, Trustee, Appellant, v. MEMORANDUM ∗ ADELINA MORENO, Appellee.

Appeal from the United States Bankruptcy Court for the Western District of Washington Brian D. Lynch, Bankruptcy Judge, Presiding

Before: LAFFERTY, BRAND, and SPRAKER, Bankruptcy Judges.

INTRODUCTION

Chapter 7 1 trustee Kathryn A. Ellis (“Trustee”) appeals the

bankruptcy court’s order overruling in part her objection to the debtor’s

exemption of a portion of debtor’s 2020 federal income tax refund and

∗ This disposition is not appropriate for publication. Although it may be cited for whatever persuasive value it may have, see Fed. R. App. P. 32.1, it has no precedential value, see 9th Cir. BAP Rule 8024-1. 1 Unless specified otherwise, all chapter and section references are to the

Bankruptcy Code, 11 U.S.C. §§ 101–1532, and all “Rule” references are to the Federal Rules of Bankruptcy Procedure. 1 denying her motion for turnover. The bankruptcy court concluded that the

portion of the refund comprised of the Earned Income Tax Credit (“EITC”)

and the Additional Child Tax Credit (“ACTC”), was “federal aid

assistance” under Revised Code of Washington (“RCW”) § 74.04.280 and

was thus properly exempted under that statute and therefore not subject to

turnover.

We AFFIRM.

FACTS 2

Appellee Adelina Moreno (“Debtor”) filed a chapter 7 bankruptcy

petition on December 30, 2020. About a month later, Debtor filed her 2020

federal income tax return and received a refund of $10,631, comprised of

$572 from taxes withheld, $2,800 from the Recovery Rebate Credit (“RRC”),

$1,709 from the Additional Child Tax Credit (“ACTC”), and $5,550 from

the Earned Income Tax Credit (“EITC”).

Shortly thereafter, Debtor filed amended Schedules B and C,

disclosing the tax refund and claiming it fully exempt under various

Washington statutes, including those that provide exemptions for public

assistance and child support.

Trustee promptly filed an objection to Debtor’s amended exemptions

and a motion for turnover of a portion of the tax refund. Because the last

2 Where necessary, we have exercised our discretion to take judicial notice of the dockets and imaged papers filed in Debtor’s bankruptcy case. See Atwood v. Chase Manhattan Mortg. Co. (In re Atwood), 293 B.R. 227, 233 n.9 (9th Cir. BAP 2003). 2 day of the 2020 tax year fell postpetition, Trustee prorated Debtor’s tax

refund to exclude approximately 0.3%, leaving a total of $10,599.11

potentially available to the estate. Trustee conceded that certain portions of

Debtor’s prorated tax refund were exempt. She did not dispute Debtor’s

right to retain the full RRC of $2,800. She also conceded that Debtor was

entitled to an exemption of $2,630, representing the remainder of Debtor’s

exemption under RCW § 6.15.010(1)(d)(ii) 3 after using that subsection to

claim $370 in cash and checking accounts as exempt.

Trustee sought to recover the remaining prorated refund of $5,169.11.

In response, Debtor argued that none of the tax refund was property of the

estate because it was received post-petition. Alternatively, Debtor argued

that the refund was exempt. Specifically, Debtor argued that the amounts

sought to be turned over were comprised of the EITC and the ACTC,

which qualified as “public assistance” under RCW § 74.04.005(11), i.e.,

“federal aid assistance” under RCW § 74.04.005(8), and were thus exempt

under RCW § 74.04.280. Alternatively, Debtor argued that the EITC and

ACTC qualified as “child support” under RCW § 6.16.010(1)(d)(iv). She

requested that the bankruptcy court certify the exemption question to the

Washington Supreme Court. Trustee replied, disputing that the EITC and

ACTC qualified as exempt but not opposing certification.

3That subsection permits (with certain limitations not applicable here) an exemption for “other personal property” not to exceed $3,000. 3 After a hearing, the bankruptcy court issued a memorandum

decision declining to certify the matter to the Washington Supreme Court

and ruling on the merits that: (1) 99.7% of the tax refund was property of

the estate; (2) the EITC and ACTC portions of the refund were not exempt

as child support; but (3) those portions were exempt under Washington

law as “public assistance,” i.e., “federal aid assistance.” The bankruptcy

court entered an order denying Debtor’s request for certification and

Trustee’s motion for turnover and sustaining in part and overruling in part

Trustee’s objection to exemptions. Trustee timely appealed. Debtor did not

file a cross-appeal of the issues decided against her.

JURISDICTION

The bankruptcy court had jurisdiction under 28 U.S.C. §§ 1334 and

157(b)(2)(B) and (E). We have jurisdiction under 28 U.S.C. § 158.

ISSUE

Did the bankruptcy court err in concluding that the EITC and ACTC

portions of Debtor’s tax refund were exempt under Washington law?

STANDARD OF REVIEW

This appeal presents an issue of statutory interpretation, which we

review de novo. Salven v. Galli (In re Pass), 553 B.R. 749, 756 (9th Cir. BAP

2016). Under de novo review, we look at the matter anew, as if it had not

been heard before, and as if no decision had been rendered previously,

giving no deference to the bankruptcy court's determinations. Freeman v.

DirecTV, Inc., 457 F.3d 1001, 1004 (9th Cir. 2006).

4 DISCUSSION

This appeal requires us to determine whether the EITC and ACTC

are “assistance given under” RCW Title 74 and thus eligible for exemption

under Washington law. No Washington court, state or federal, has

analyzed that question. Tax credits are not specifically addressed in the

relevant Washington statutes, and nothing in the pertinent legislative

history sheds any light on the issue.

We begin with the language of the relevant statutes. Title 74 of the

RCW is entitled “Public Assistance.” Chapter 74.04 is entitled “General

Provisions – Administration.” Section 74.04.280, which is entitled

“Assistance nontransferable and exempt from process,” provides:

“Assistance given under this title shall not be transferable or assignable at

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