In Re a Member of the State Bar of Arizona, Tarletz

789 P.2d 1049, 163 Ariz. 548, 56 Ariz. Adv. Rep. 3, 1990 Ariz. LEXIS 40
CourtArizona Supreme Court
DecidedMarch 12, 1990
DocketSB-88-0041-D
StatusPublished
Cited by22 cases

This text of 789 P.2d 1049 (In Re a Member of the State Bar of Arizona, Tarletz) is published on Counsel Stack Legal Research, covering Arizona Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re a Member of the State Bar of Arizona, Tarletz, 789 P.2d 1049, 163 Ariz. 548, 56 Ariz. Adv. Rep. 3, 1990 Ariz. LEXIS 40 (Ark. 1990).

Opinion

CAMERON, Justice.

I. JURISDICTION

The Disciplinary Commission of the Supreme Court of Arizona (Commission) rec *549 ommends that respondent RuthAnne Tar-letz (Tarletz) be suspended and disbarred. We have jurisdiction pursuant to Ariz. Const. Art. 6, § 5(3) and 17A A.R.S. Sup.Ct. Rules, Rule 53(e).

II. PRELIMINARY STATEMENT

This case involves multiple allegations of unethical conduct by Tarletz that occurred between 1983 and 1986. The State Bar of Arizona (Bar) filed two complaints against Tarletz. The first complaint, considered by Hearing Committee 3A, concerned conduct that occurred when the former Code of Professional Responsibility was in effect. 17A A.R.S. Sup.Ct. Rules, Rule 29. The second complaint, considered by Hearing Committee 61, concerned conduct that occurred after the effective date of the Rules of Professional Conduct which were adopted on 2 August 1983. 17A A.R.S. Sup.Ct. Rules, Rule 42.

In disciplinary proceedings, we sit as an independent trier of fact and law in the exercise of our supervisory responsibility over the Bar and its members. In re Pappas, 159 Ariz. 516, 518, 768 P.2d 1161, 1163 (1988). On review of the facts, we give deference and serious consideration to the findings and recommendations of both the Committee and the Commission. Id. The burden of proof, however, remains on the Bar to prove by clear and convincing evidence that the respondent violated his or her ethical obligations. Id. Before we can impose discipline, the evidence must convince us that it was highly probable that the respondent committed professional misconduct. Id.

III. COMPLAINT ONE

The Bar filed its first complaint on 21 May 1986. The complaint contained six counts of alleged misconduct that centered on Tarletz’s failure to properly and competently represent her clients.

Formal disciplinary proceedings were delayed and continued several times over the next year. Initially, Tarletz and the Bar filed an agreement for discipline by consent, agreeing to a seven-month suspension. Several months later, however, Tar-letz withdrew her consent. Another delay occurred when the Bar filed a motion for interim suspension because it believed that allowing Tarletz to continue practicing law would result in “substantial harm and loss and damage to the public and to the legal profession and to the administration of justice.” This court denied that motion. In the meantime, Tarletz was suspended from the practice of law for non-payment of dues on 2 June 1987 and remains suspended.

Hearing Committee 3A began hearings in this matter in June and July of 1987. Tarletz represented herself. On the third day of the proceedings, the Committee became concerned with Tarletz’s demeanor and performance as an attorney. Specifically, the Committee was concerned about Tarletz’s constant confusion and disorganization while examining witnesses, her constant shuffling of papers at her table, the dozens of pills she laid out on her table which she occasionally ingested, and her sudden outburst while a judge was testifying where Tarletz jumped up, slammed her hands on the table and called the judge a liar. The Committee moved to place Tar-letz on disability inactive status under Rule 59(d), 17A A.R.S. Sup.Ct. Rules. The Commission, however, denied this motion because Tarletz herself made no claim of incapacity. The Committee finally concluded the hearing on 29 October 1987.

The Committee made findings of fact and conclusions of law with respect to the six counts in the first complaint.

Count One. Dr. Bruce Winters (Winters), a resident of California, was an optometrist who leased department store space in Arizona from Fed-Mart Stores, Inc. (Fed-Mart), a California corporation. On 5 May 1982, Fed-Mart terminated its lease with Winters pursuant to a “90-Day Termination Provision” in the lease. Tar-letz learned of Winters’ predicament through mutual friends and solicited him by telephone to participate in a class action lawsuit against Fed-Mart on behalf of Winters and three other plaintiffs/lessees. Tarletz’s contact with Winters was solely by letter or phone and she came into per *550 sonal contact with him only once, which was at his deposition.

Tarletz misrepresented the Fed-Mart matter to Winters in several ways. First, she never filed a class action suit. Second, she never explained to Winters that he might be liable for unpaid rent or costs and attorney’s fees should Fed-Mart prevail. Third, she failed to discuss with Winters any weaknesses in the case and completely ignored any conflict of law issues pertaining to Winters.

Tarletz also failed to handle the matter properly and competently. During pre-trial depositions, Fed-Mart’s attorney made a settlement offer to Tarletz proposing that each side drop their claims and pay their own costs. Tarletz failed to inform Winters or the other plaintiffs of this offer. Instead, she told Fed-Mart’s attorney a few days later that the plaintiffs would settle for $150,000.

Next, Fed-Mart filed a motion for summary judgment on its counterclaim for unpaid rent and a response to plaintiff’s motion for summary judgment. Tarletz meanwhile filed bankruptcy petitions on behalf of two of the other plaintiffs, the Golds and the Warshauers. She failed, however, to file a response to Fed-Mart’s motion for summary judgment. Apparently, Tarletz believed that telling the trial judge she had filed a bankruptcy petition for two of the plaintiffs was a sufficient response to Fed-Mart’s motion for summary judgment and that this notification would automatically stay the proceedings as to all plaintiffs. The trial judge granted Fed-Mart’s motion and entered a judgment against Winters for $15,000 in attorney’s fees, $1,002.20 in costs and $4,474.24 in unpaid rent. Tarletz did not appear at this judgment hearing and the court had to telephone her. Winters eventually paid the entire judgment because two of the plaintiffs filed bankruptcy petitions and the other one settled with Fed-Mart.

Finally, we note that Tarletz unsuccessfully attempted to withdraw as Winters’ counsel just prior to the final judgment in this matter. This would have left Winters completely on his own. The Committee concluded that Tarletz’s course of conduct in representing Winters violated former DR 6-101 (Failing to Act Competently) and DR 7-101 (Representing a Client Zealously).

Count Two. Dr. Barry Blonder (Blonder), an Arizona resident and optometrist, also leased store space from Fed-Mart in Arizona. Tarletz solicited him by letter with an enclosed retainer agreement asking him if he too would like to join in a class-action suit against Fed-Mart.

As she did with Winters, Tarletz failed to inform Blonder of his liability for any unpaid rent and costs or attorney’s fees should the claim prove unsuccessful. Tar-letz also failed to file the matter as a class action and failed to convey to Blonder the settlement offer made by Fed-Mart’s attorney.

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789 P.2d 1049, 163 Ariz. 548, 56 Ariz. Adv. Rep. 3, 1990 Ariz. LEXIS 40, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-a-member-of-the-state-bar-of-arizona-tarletz-ariz-1990.