In Re a Member of the Bar of the Supreme Court of Delaware Carmine

559 A.2d 248, 1989 Del. LEXIS 128
CourtSupreme Court of Delaware
DecidedMarch 21, 1989
StatusPublished
Cited by9 cases

This text of 559 A.2d 248 (In Re a Member of the Bar of the Supreme Court of Delaware Carmine) is published on Counsel Stack Legal Research, covering Supreme Court of Delaware primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re a Member of the Bar of the Supreme Court of Delaware Carmine, 559 A.2d 248, 1989 Del. LEXIS 128 (Del. 1989).

Opinion

PER CURIAM:

This is a Disciplinary Proceeding. The Board on Professional Responsibility (“Board”) 1 held hearings involving charges of professional misconduct against the Respondent, Kenneth F. Carmine (“Carmine”). Rules of the Board on Professional Responsibility Rule 9(d). The charges related to Carmine’s representation of four separate clients. Following a hearing, the Board submitted “a report containing its findings and recommendations, together with a record of its proceedings” to this Court (“Report”). Id. In its Report, the Board found that Carmine violated several provisions of the Delaware Lawyer’s Rules of Professional Conduct.

The Report of the Board recommends that Carmine be suspended from the Bar of this Court. After reviewing the Board’s Report and the Record of its proceedings, we have concluded that the Board’s findings are supported by substantial evidence. In view of the serious nature of the transgressions established in this proceeding, we suspend Carmine from the Bar of this Court for a period of two years.

The Board’s findings of fact, conclusions of law, and recommendations, as set forth in its Report, are in pertinent part, as follows:

As to Carmine’s representation of his client, Diggins,

(Case. No. 1008):

“Findings of Fact:

1. Mrs. Diggins retained Respondent to defend against a Petition filed by her former husband to reverse the custody agree *249 ment reached by them in 1981, in which Mrs. Diggins had been the principal custodial parent.

2. On May 12, 1986, the Family Court reversed the prior Order by awarding custody to Mr. Diggins, which Order was received by Respondent on May 16, 1986, but a copy of said Order was not mailed by Respondent to his client until May 21, 1986, and not received by Respondent’s client until the time to file a motion for reargument had expired.

3. On June 4, 1986, Respondent and his client agreed that an appeal of the Family Court’s Order was to be taken and pursuant to that agreement, Respondent filed a Notice of Appeal with the Superior Court on June 11, 1986. However, Respondent failed to post the bond as required by 10 Del.C. § 961(b), (d) [(1975) (current version at 10 Del.C. § 961(b), (c) (Supp.1988)].

4. Respondent testified that he was well aware of the requirement to post bond and of the jurisdictional defect such failure to post would have on the appeal, and stated he simply forgot.

5. Mr. Diggins moved to dismiss the appeal for failure to post the appropriate bond, which Motion was initially opposed by Respondent and a stipulated brief schedule was filed with the Superior Court.

6. Mr. Diggins’ counsel filed his Opening Brief in support of the Motion on July 17, 1986, but Respondent failed to file his answering brief when due on August 31, 1986.

7. On September 9, 1986, a Delinquent Brief Notice was issued by the Superior Court to Respondent and then a subsequent and final Delinquent Brief Notice had to be issued by the Superior Court on October 8, 1986.

8. On October 9, 1986, Mr. Diggins’ counsel filed a Motion to Dismiss the Appeal for Respondent’s failure to file the answering brief and further requested his attorney’s fees be assessed as a cost against Respondent’s client.

9. Respondent did not appear in the Superior Court to oppose the Motion to Dismiss the Appeal, nor the request for assessment of attorney’s fees, and both requests were consequently granted by the Superior Court.

10. Thereafter, Mr. Diggins filed a subsequent Motion with the Family Court requesting his attorney’s fees be assessed against Respondent’s client (the fees and costs totalled $1,112.63), which Motion was granted on November 20, 1986.

11. Respondent admitted in his Answer that he failed to advise his client that the Appeal had been dismissed and failed to advise his client that a Motion to Dismiss the Appeal was pending based upon Respondent’s failure to post the requisite appeal bond.

12. Respondent further admitted in his Answer that he failed to notify his client that the Motions in Superior Court and Family Court to Dismiss the Appeal and for Assessment of Counsel Fees against Respondent’s client were pending and then again failed to advise his client when they had been granted by both courts.

13. On December 1, 1986, Mr. Diggins’ counsel wrote to Respondent requesting payment of attorney’s fees and costs but no response was ever received. Mr. Dig-gins’ counsel again wrote to Respondent on January 5, 1987, this time threatening to file a petition — Rule to Show Cause— against Respondent’s client for her failure to pay the fees and costs as ordered. Respondent admitted in his answer that he never advised his client of either of these two (2) letters.

Conclusions of Law:

The burden of proof is upon Disciplinary Counsel to establish charges of misconduct by clear and convincing evidence, Board o[n] Professional Responsibility Rule 15(c), Matter of Berl, Del.Supr., 540 A.2d 410, 413 (1988), and the Board’s findings must further be based upon clear and convincing evidence.

This Panel finds that Respondent engaged in conduct which forms the basis of finding him in violation of the various disciplinary rules listed in Counts, II, IV, V, VI, VII, VIII and IX, ...

*250 4. Count II charges that Respondent failed to act with reasonable diligence in violation of Rule 1.3 [of the Delaware Lawyer’s Rules of Professional Conduct [hereinafter 'Rule’] by failing to post a statutorily mandated appeal bond. Respondent has admitted the underlying facts and that those facts support the charge of misconduct. The Board finds that there was sufficiently clear and convincing evidence offered to prove this act of misconduct.

5. (a) Counts IV, V, and VI charge Respondent with failing to keep his client informed in violation of Rule 1.4(a). In particular, Count IV charges he failed to keep his client generally informed about the status of the Appeal, Count V charges that he failed to inform his client that the Appeal had been dismissed and Count VI charges that he failed to advise his client that the Court had ordered her to pay opposing counsel’s fees.

(b) Respondent has admitted the underlying facts and that those facts support the various charges of misconduct. The Board finds that there was sufficiently clear and convincing evidence offered to prove each of these acts of misconduct.

6. (a) Count VII charges that Respondent knowingly defended a proceeding when to do so was frivolous by causing opposing counsel to prepare and file an Opening Brief in support of the Motion to Dismiss. Respondent failed to in any way prosecute his defense and, therefore, it would appear that there was never any intent to argue any merits of this position in violation of Rule 3.1.

(b) Respondent has admitted the underlying facts and that those facts support the charge of misconduct.

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559 A.2d 248, 1989 Del. LEXIS 128, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-a-member-of-the-bar-of-the-supreme-court-of-delaware-carmine-del-1989.