Immersion Corporation v. Htc Corporation

CourtCourt of Appeals for the Federal Circuit
DecidedJune 21, 2016
Docket15-1574
StatusPublished

This text of Immersion Corporation v. Htc Corporation (Immersion Corporation v. Htc Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Immersion Corporation v. Htc Corporation, (Fed. Cir. 2016).

Opinion

United States Court of Appeals for the Federal Circuit ______________________

IMMERSION CORPORATION, Plaintiff-Appellant

v.

HTC CORPORATION, HTC AMERICA, INC., Defendants-Appellees ______________________

2015-1574 ______________________

Appeal from the United States District Court for the District of Delaware in No. 1:12-cv-00259-TBD, Judge Richard G. Andrews & Circuit Judge Timothy B. Dyk (by designation). ______________________

Decided: June 21, 2016 ______________________

JOSEPH R. PALMORE, Morrison & Foerster LLP, Wash- ington, DC, argued for plaintiff-appellant. Also represent- ed by MARC A. HEARRON, BRYAN LEITCH; HAROLD J. MCELHINNY, San Francisco, CA; MARC DAVID PETERS, BRYAN J. WILSON, Palo Alto, CA.

DAN L. BAGATELL, Perkins Coie LLP, Phoenix, AZ, ar- gued for defendants-appellees. Also represented by RYAN J. MCBRAYER, ERIC MILLER, Seattle, WA; JOHN PETER SCHNURER, San Diego, CA. 2 IMMERSION CORPORATION v. HTC CORPORATION

BENJAMIN M. SHULTZ, Appellate Staff, Civil Division, United States Department of Justice, Washington, DC, argued for amicus curiae United States. Also represented by BENJAMIN C. MIZER, CHARLES M. OBERLY, III, MARK R. FREEMAN; THOMAS W. KRAUSE, WILLIAM LAMARCA, FARHEENA YASMEEN RASHEED, Office of the Solicitor, United States Patent and Trademark Office, Alexandria, VA.

GEORGE FRANK PAPPAS, Covington & Burling LLP, Washington, DC, for amicus curiae Intellectual Property Owners Association. Also represented by PAUL BERMAN, JOHN ARTHUR KELLY, RANGANATH SUDARSHAN; HERBERT CLARE WAMSLEY, JR., Intellectual Property Owners Asso- ciation, Washington, DC; PHILIP STATON JOHNSON, John- son & Johnson, New Brunswick, NJ; KEVIN H. RHODES, 3M Innovative Properties Company, St. Paul, MN. ______________________

Before PROST, Chief Judge, LINN and TARANTO, Circuit Judges. TARANTO, Circuit Judge. This case involves one necessary condition, under 35 U.S.C. § 120, for treating a patent application, filed as a continuation of an earlier application, as having the earlier application’s filing date, not its own filing date. That timing benefit shrinks the universe of “prior” art for determining validity. The condition at issue, as relevant here, is that the continuation application be “filed before the patenting” of the earlier application. The question is whether, for that condition to be met, the continuing application has to be filed at least one day before the earlier application is patented, or whether an application may be “filed before the patenting” of the earlier applica- tion when both legal acts, filing and patenting, occur on the same day. IMMERSION CORPORATION v. HTC CORPORATION 3

We adopt the latter position. The statutory language does not compel, though it certainly could support, adop- tion of a day as the unit of time for deciding if filing is “before” patenting. And history is decisive in permitting the same-day-continuation result, under which, using units of time of less than a day, a “filing” is deemed to occur before “patenting.” The Supreme Court approved same-day continuations in 1863, and the 1952 Patent Act, which introduced section 120, was broadly a codification of existing continuation practices. And same-day contin- uations have been approved by a consistent, clearly articulated agency practice going back at least half a century, which has plausibly engendered large-scale reliance and which reflects the agency’s procedural au- thority to define when the legal acts of “filing” and “pa- tenting” will be deemed to occur, relative to each other, during a day. We reverse the district court’s contrary holding and remand. Immersion Corp. v. HTC Corp., No. 1:12-cv- 00259, 2015 WL 627425 (D. Del. Feb. 11, 2015). BACKGROUND On January 19, 2000, Immersion Corporation filed with the United States Patent and Trademark Office a patent application disclosing a mechanism for providing haptic feedback to users of electronic devices. On August 6, 2002, that application issued as U.S. Patent No. 6,429,846. Meanwhile, Immersion had filed International Application No. PCT/US01/01486, and that application was published as WO 01/54109 on July 26, 2001. The written description of the WO ’109 publication is materi- ally identical to that of the ’846 patent. Under 35 U.S.C. § 102(b) (2006), the WO ’109 publication became invali- dating as to claims to subject matter disclosed in that 4 IMMERSION CORPORATION v. HTC CORPORATION

publication unless those claims were entitled to an effec- tive filing date before July 26, 2002. 1 Beginning in August 2002, i.e., after the July 2002 date, Immersion filed in the United States a series of applications that similarly shared the written description of the ’846 patent and for which Immersion asserted an entitlement to an effective filing date of January 19, 2000, the filing date of the ’846 patent’s application. Immersion invoked 35 U.S.C. § 120, under which, as relevant here, “[a]n application for patent for an invention [that is] disclosed” adequately (as specified in certain portions of 35 U.S.C. § 112) in an application previously filed in the United States . . . shall have the same effect, as to such invention, as though filed on the date of the prior application, if filed before the patenting or aban- donment of or termination of proceedings on the first application or on an application similarly en- titled to the benefit of the filing date of the first application. 35 U.S.C. § 120. It is not disputed here that section 120 allows multiple links of such “continuation” applications in a chain leading back to an earlier application as long as each link meets the section’s requirements. Here, one link is contested. Immersion filed an appli- cation—which eventually matured into U.S. Patent No.

1 The parties in this case have relied on the version of § 102(b) that was in effect before the America Invents Act amendments to § 102 took effect. See Leahy–Smith America Invents Act, Pub. L. No. 112-29, §§ 3(b), 3(n)(1), 125 Stat. 284, 285–87, 293 (2011). Section 120 also was amended in 2011 and 2012, but the language at issue here, quoted infra, was not changed. Accordingly, we refer simply to 35 U.S.C. § 120 without giving a date. IMMERSION CORPORATION v. HTC CORPORATION 5

7,148,875—on August 6, 2002, the same day that the ’846 patent issued. The present dispute is whether the ’875 patent’s application was “filed before the patenting” of the ’846 patent’s application and hence is entitled to the 2000 filing date of the ’846 patent. No other requirement of section 120, e.g., an adequate disclosure, is in dispute. Later links in the relevant chain are not contested here. Immersion filed additional applications that the parties accept as direct or indirect continuations properly tracing back to the ’875 patent’s application, each filed at least one day before its predecessor application was patented (or, in one instance, abandoned). See HTC Br. at 5 (patent family tree). That process led to the three patents at issue in this appeal, U.S. Patent Nos. 7,982,720, 8,031,181, and 8,059,105, all of which share a written description with the WO ’109 publication. In early 2012, Immersion sued HTC Corp. and HTC America, Inc. (collectively, HTC) for infringing the ’720, ’181, and ’105 patents (as well as two other patents no longer at issue).

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