Humphries v. Going

59 F.R.D. 583, 17 Fed. R. Serv. 2d 1521, 1973 U.S. Dist. LEXIS 14136
CourtDistrict Court, E.D. North Carolina
DecidedApril 6, 1973
DocketCiv. Nos. 614 to 618
StatusPublished
Cited by11 cases

This text of 59 F.R.D. 583 (Humphries v. Going) is published on Counsel Stack Legal Research, covering District Court, E.D. North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Humphries v. Going, 59 F.R.D. 583, 17 Fed. R. Serv. 2d 1521, 1973 U.S. Dist. LEXIS 14136 (E.D.N.C. 1973).

Opinion

MEMORANDUM OPINION and ORDER

LARKINS, District Judge:

This cause is before this Court on Defendant Colonial Flooring’s motion to dismiss the Plaintiffs’ Amendment to the Amended Complaint, or in the alternative to grant summary judgment for Defendant Colonial Flooring on this issue.

On or about July 4, 1968, the Plaintiffs, Virginia residents, and Defendant Going, a North Carolina resident, were involved in an automobile accident on U.S. Route 158 about .5 miles south of Grandy, North Carolina. The Complaints were filed on October 29, 1969. On May 11, 1970, Plaintiffs filed an Amended Complaint alleging that the vehicle driven by Going was registered to [585]*585Colonial and that Going was operating said vehicle with the consent of Colonial and in the furtherance of Colonial’s business. Defendant Colonial previously moved for summary judgment pleading that as a matter of law Defendant Going was an independent contractor or in the alternative that he was not acting within the scope of his employment at the time of the accident. By ORDER dated January 5, 1973, this Court denied the' motion for summary judgment because North Carolina General Statutes § 20.-71.1(b) is construed to mean that proof of ownership alone carries the case to the jury on the issue of agency.

On March 12, 1973, the Plaintiffs filed an Amendment to the Amended Complaint alleging that prior to the time of the accident Defendant Going had been treated on numerous occasions for alcoholism, that Going was in fact, an alcoholic, that he drove a motor vehicle while intoxicated, and at the time of the accident he was in an intoxicated condition. Plaintiffs further allege that Defendant Colonial had full knowledge-of the said alcoholic condition of Going, that Colonial nevertheless allowed Going to use their vehicle, and that Colonial was negligent in entrusting said vehicle to Going.

The Defendants allege that the Plaintiffs’ Amendment to the Amended Complaint sets forth a new, separate, and distinct claim for relief and that such claim is barred by the three year statute of limitations in North Carolina governing the time for the commencement of personal injury actions. In support of their position, Colonial contends that under Rule 15(c) of the Federal Rules of Civil Procedure an amended complaint which states a new claim will not relate back to the time of filing of the original complaint so as to defeat the statute of limitations. First, Colonial argues that the Amendment charges a violation of a different obligation in that the Amended Complaint is predicated on the negligent acts of Going and the imputation of this negligence to Colonial whereas the Amendment alleges negligent entrustment of the vehicle to Going. Secondly, Colonial contends that the negligence in question does not arise out of the same transaction in that the negligence alleged in the Amended Complaint would arise out of the accident whereas any negligence alleged in the Amendment would have arisen prior to the accident in relation to Going’s alcoholism.

It is true that if the Plaintiffs’ Amendment to the Amended Complaint is such that it cannot be held to relate back to the date of the original Complaint, it is barred by the three year statute of limitations. Therefore the issue for determination at this time is whether or not such Amendment relates back to the date of the original Complaint.

FINDINGS OF FACT AND CONCLUSIONS OF LAW

Rule 15(c) of the Federal Rules of Civil Procedure states in part:

“Whenever the claim or defense asserted in the amended pleading arose out of the conduct, transaction, or occurrence set forth or attempted to be set forth in the original pleading, the amendment relates back to the date of the original pleading.”

It is generally held that where an amendment to a complaint is allowed which does not introduce a new cause of action, the date of the commencement of the suit governs. Atlantic Seaboard Corporation v. Federal Power Commission, 201 F.2d 568 (4th Cir. 1953). Also, the general rule of relation back does not extend to amendments that add new causes of action. United States v. Northern Paiute Nation, 393 F.2d 786, 183 Ct.Cl. 321. Therefore, the general test under the Federal Rules is to determine whether or not the amendment presents a new cause of action.

At the outset, this Court has determined that under the standards announced in Hanna v. Plumer, 380 U.S. [586]*586460, 85 S.Ct. 1136, 14 L.Ed.2d 8 (1965), state procedural law is irrelevant when the matter is controlled by a valid Federal Rule. This is done because Rule 15(c) of the North Carolina Rules of Civil Procedure is more liberal in allowing amendments than the comparable Federal Rule. In North Carolina even a new cause of action can be said to relate back for amendment purposes. See Comment, Section (c) to Rule 15.

In fact, some of the Federal Courts have found the “cause of action doctrine” to be unduly restrictive in determining whether an amendment should be allowed under Rule 15(c). See Jackson v. Airways Parking Company, 297 F. Supp. 1366 (N.D.Ga.1969).

What this Court must do then is to formulate a test to see whether or not the negligent entrustment theory alleged in the Amendment relates back to the negligence by agency theory alleged in the Amended Complaint. Various tests have been applied.

(1) Similar evidence test: whether evidence tending to support the facts alleged could have been introduced under the former pleadings. Wisbey v. American Community Stores Corporation, 288 F.Supp. 728 (D.Ct.Neb.1968).

(2) Different matter test: whether the proposed amendment is a different matter or the same matter more fully or differently laid. Davis v. Yellow Cab Co., 35 F.R.D. 159 (E.D.Pa.1964).

(3) Same transaction test: when the claim arises out of the conduct, transaction, or occurrences set forth in the original pleadings the amendment relates back. See Flaherty v. United Engineers & Constructors, Inc., 213 F.Supp. 835 (E.D.Pa.1961) (held that assault and battery relates back to negligence theory since both speak to same accident).

(4) Closely related test: If the facts alleged in the amended pleadings so closely relate to the accident that they could be said to grow out of that occurrence they properly relate back. Wall v. C & O Railway Co., 339 F.2d 434 (4th Cir. 1964). This is the test applied by the Fourth Circuit.

(5)Substantial change test: unless there is a substantial change from the claim as originally alleged, the amendment will relate back. White v. Holland Furnace Co., 31 F.Supp. 32 (S.D.Ohio 1939).

This Court has considered all the above tests as applied to the facts in the instant case and feels the standards set by the Fourth Circuit, when used in relation to the wording of Rule 15(c), create the formula to apply.

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Bluebook (online)
59 F.R.D. 583, 17 Fed. R. Serv. 2d 1521, 1973 U.S. Dist. LEXIS 14136, Counsel Stack Legal Research, https://law.counselstack.com/opinion/humphries-v-going-nced-1973.