Humboldt-Armitage Corp. v. Illinois Fair Plan Ass'n

408 N.E.2d 307, 86 Ill. App. 3d 888, 41 Ill. Dec. 885, 1980 Ill. App. LEXIS 3326
CourtAppellate Court of Illinois
DecidedJuly 16, 1980
Docket79-1992
StatusPublished
Cited by20 cases

This text of 408 N.E.2d 307 (Humboldt-Armitage Corp. v. Illinois Fair Plan Ass'n) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Humboldt-Armitage Corp. v. Illinois Fair Plan Ass'n, 408 N.E.2d 307, 86 Ill. App. 3d 888, 41 Ill. Dec. 885, 1980 Ill. App. LEXIS 3326 (Ill. Ct. App. 1980).

Opinion

Mr. JUSTICE McNAMARA

delivered the opinion of the court:

The trial court dismissed the complaint of plaintiffs, HumboldtArmitage Corporation et al. against defendant, Illinois Fair Plan Association, for Humboldt’s failure to answer interrogatories. The court also denied Humboldt’s motion to vacate the order of dismissal and Humboldt’s subsequent motion for reconsideration. (Other defendants had been named in the complaint but were dismissed in an unrelated order which is not involved in this appeal.)

Humboldt brought this action against defendant, alleging failure to pay a property damage claim pursuant to an insurance policy. The suit, seeking $132,500, charged that Humboldt’s property had been vandalized but that defendant refused to pay under its policy. Defendant filed an answer to the complaint and, on September 1, 1978, served written interrogatories on Humboldt.

On April 23, 1979, in response to defendant’s request for sanctions against Humboldt for its failure to answer interrogatories, the trial court ordered Humboldt to answer within 14 days. On June 25, 1979, defendant again sought sanctions for Humboldt’s failure to answer the interrogatories. Defendant’s motion recited that on December 19, 1978, and February 28, 1979, it had requested Humboldt to answer the interrogatories; and that, despite the court order of April 23, Humboldt had not answered the interrogatories, resulting in prejudice to defendant. Defendant requested dismissal of Humboldt’s complaint and entry of judgment for itself. On June 25,1979, defendant’s motion was continued by agreement of the parties to July 9,1979. On July 9,1979, the trial court dismissed the complaint because of Humboldt’s failure to answer the interrogatories.

On July 26,1979, Humboldt presented an unverified motion to vacate the order of July 9, 1979. In support of the motion, Humboldt’s counsel stated that on July 9 an ex parte order was entered dismissing the complaint, that a clerical error in his law office resulted in counsel’s absence from court on July 9, and that Humboldt was diligently attempting to compile the information requested by defendant. The trial court denied Humboldt’s motion to vacate the order of dismissal.

Thereafter, on August 6, 1979, without leave of court, Humboldt filed the answers to the interrogatories with the clerk of the court. The answers were signed by Harold Rider, an officer of Humboldt; his signature was notarized on July 6, 1979. On August 8, 1979, Humboldt filed another unverified motion asking the court to reconsider its rulings and requesting that it be allowed to file the answer to the interrogatories instanter. Humboldt’s counsel stated that on April 23, 1979, he had informed defendant’s counsel that a copy of a sworn statement made by Harold Rider was required to answer the interrogatories properly, and that defendant’s counsel promised to provide a copy of the statement. The motion further recited that on May 25 defense counsel informed Humboldt’s attorney that a copy of Rider’s statement had not been ordered, but that Humboldt’s attorney was given the name of the reporting service. The reporting service promised to furnish a copy of the statement, and the parties agreed to continue the motion for sanctions until July 9. Prior to July 9, the reporting service advised Humboldt’s counsel that the statement would not be furnished until an old reporting bill was paid. The bill was paid, but the reporting service did not provide Humboldt’s counsel with the statement until July 29, 1979. The motion stated that thereafter, Humboldt’s counsel prepared the answer to the interrogatories. Defendant did not file a responsive pleading. The trial court denied Humboldt’s motion to reconsider its earlier rulings.

Without discussion, we hold that the trial court acted well within its discretion in dismissing the complaint on July 9, 1979, for Humboldt’s failure to answer interrogatories. (Supreme Court Rule 219(c), Ill. Rev. Stat. 1979, ch. 110A, par. 219.) On July 9, Humboldt had not answered the interrogatories and was not present in court to explain its failure to do so. The order of July 9 dismissing the complaint was proper.

We find, however, that the trial court erred in denying Humboldt’s timely motion for reconsideration of the order of dismissal. In our view, the trial court was justified in imposing sanctions against Humboldt, but the sanction of dismissal of the complaint was too severe.

The imposition of sanctions for noncompliance with discovery rules and orders rests largely within the discretion of the trial court and will not be disturbed on review unless there is an abuse of that discretion. (In re Estate of Fado (1976), 43 Ill. App. 3d 759, 357 N.E.2d 195.) While courts are reluctant to impose the sanction of dismissal for noncompliance with discovery rules and orders, such drastic action is not an abuse of discretion where the offending party shows a deliberate, contumacious, or unwarranted disregard for the court’s authority. (Schwartz v. Moats (1971), 3 Ill. App. 3d 596, 277 N.E.2d 529.) The offending party has the burden of establishing by affidavit or otherwise that its failure to comply with rules or court orders was warranted by extenuating circumstances. (Savitch v. Allman (1975), 25 Ill. App. 3d 864, 323 N.E.2d 435.) Sanctions, however, should be imposed to promote discovery, not to punish the noncomplying party. (See People ex rel. General Motors Corp. v. Bua (1967), 37 Ill. 2d 180, 226 N.E.2d 6.) Thus the entry of a default or dismissal under Rule 219(c) should be employed as a last resort in order to enforce the rules of discovery, and should be set aside when a trial on the merits may be had without hardship or prejudice. Gillespie v. Norfolk & Western Ry. Co. (1968), 103 Ill. App. 2d 449, 243 N.E.2d 27; see Gray v. Yellow Cab Co. (1971), 1 Ill. App. 3d 984, 273 N.E.2d 703.

The record demonstrates that Humboldt was dilatory in complying with the discovery request as well as careless in its failure to keep the trial court advised as to why it had not complied. The record does not, however, disclose a deliberate, contumacious or unwarranted disregard for the court’s authority justifying a dismissal of the complaint. In the motion for reconsideration, Humboldt’s attorney stated that on April 23 he had informed defendant he needed a copy of Rider’s sworn statement. On May 25, Humboldt’s attorney was informed that defendant did not have a copy of the statement. Humboldt’s attorney thereupon ordered a copy of the statement and, apparently in some recognition of Humboldt’s need, defendant agreed to continue its motion for sanctions until July 9. When Humboldt did not appear, the complaint was dismissed. Within 30 days, Humboldt filed the answers to the interrogatories and sought to vacate the dismissal. In view of all the circumstances, we believe the order of dismissal should have been vacated. Dismissal of a complaint for failure to comply with discovery is drastic and should be employed only as a last resort.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Perry v. Minor
745 N.E.2d 113 (Appellate Court of Illinois, 2001)
Wegman v. Pratt
579 N.E.2d 1035 (Appellate Court of Illinois, 1991)
Shapira v. Lutheran General Hospital
557 N.E.2d 351 (Appellate Court of Illinois, 1990)
Harris v. Harris
555 N.E.2d 10 (Appellate Court of Illinois, 1990)
John Biestek & Associates, Ltd. v. Kelly
550 N.E.2d 230 (Appellate Court of Illinois, 1989)
Vortanz v. Elmhurst Memorial Hospital
534 N.E.2d 625 (Appellate Court of Illinois, 1989)
Wilkins v. T. Enterprises, Inc.
532 N.E.2d 469 (Appellate Court of Illinois, 1988)
Kubian v. Labinsky
533 N.E.2d 22 (Appellate Court of Illinois, 1988)
Benet Realty Corp. v. Lisle Savings & Loan Ass'n
529 N.E.2d 718 (Appellate Court of Illinois, 1988)
Lafin v. Allstate Insurance Co.
523 N.E.2d 106 (Appellate Court of Illinois, 1988)
Lafin v. Allstate Insurance
523 N.E.2d 106 (Appellate Court of Illinois, 1988)
Gayton v. Levi
496 N.E.2d 1045 (Appellate Court of Illinois, 1986)
Nehring v. First National Bank
493 N.E.2d 1119 (Appellate Court of Illinois, 1986)
Ralston v. Casanova
473 N.E.2d 444 (Appellate Court of Illinois, 1984)
Cronin v. Altman
428 N.E.2d 586 (Appellate Court of Illinois, 1981)
Rice v. Continental Illinois National Bank & Trust Co.
421 N.E.2d 1034 (Appellate Court of Illinois, 1981)
In Re Estate of Rice
421 N.E.2d 1034 (Appellate Court of Illinois, 1981)
Hagensee v. Jeffrey Galion, Inc.
417 N.E.2d 733 (Appellate Court of Illinois, 1981)
Consolidation Coal Co. v. Bucyrus-Erie Co.
416 N.E.2d 1090 (Appellate Court of Illinois, 1980)

Cite This Page — Counsel Stack

Bluebook (online)
408 N.E.2d 307, 86 Ill. App. 3d 888, 41 Ill. Dec. 885, 1980 Ill. App. LEXIS 3326, Counsel Stack Legal Research, https://law.counselstack.com/opinion/humboldt-armitage-corp-v-illinois-fair-plan-assn-illappct-1980.