Humane Society of the US v. US Fish and Wildlife Service

Court of Appeals for the Fourth Circuit·Decided December 1, 2020·No. 19-1678·Unpublished

Opinion

UNPUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

No. 19-1678

HUMANE SOCIETY OF THE UNITED STATES; HUMANE SOCIETY INTERNATIONAL; CENTER FOR BIOLOGICAL DIVERSITY; BORN FREE USA,

Plaintiffs - Appellants,

v.

UNITED STATES FISH AND WILDLIFE SERVICE; UNITED STATES DEPARTMENT OF THE INTERIOR,

Defendants - Appellees.

Appeal from the United States District Court for the Eastern District of Virginia, at Alexandria. Liam O’Grady, Senior District Judge. (1:18-cv-01301-LO-JFA)

Argued: October 23, 2020 Decided: December 1, 2020

Before THACKER and QUATTLEBAUM, Circuit Judges, and Stephanie A. GALLAGHER, United States District Judge for the District of Maryland, sitting by designation.

Affirmed by unpublished per curiam opinion.

ARGUED: Neal David Mollen, Alexandria, Virginia, for Appellants. Catherine M. Yang, OFFICE OF THE UNITED STATES ATTORNEY, Alexandria, Virginia, for Appellees. ON BRIEF: Anna Frostic, THE HUMANE SOCIETY OF THE UNITED STATES, Washington, D.C.; Tanya Sanerib, CENTER FOR BIOLOGICAL DIVERSITY, Seattle,

Washington; Charles A. Patrizia, Scott M. Flicker, Noah N. Simmons, PAUL HASTINGS LLP, Washington, D.C., for Appellants. G. Zachary Terwilliger, United States Attorney, R. Trent McCotter, Assistant United States Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Alexandria, Virginia, for Appellees.

Unpublished opinions are not binding precedent in this circuit.

PER CURIAM:

This case is about the alleged failure of a government agency to post information in a public online reading room. The Humane Society of the United States, Humane Society International, Center for Biological Diversity, and Born Free USA (collectively, “Appellants”) filed the instant amended complaint (“Amended Complaint”) against the United States Fish and Wildlife Service (“FWS”) and the Department of the Interior (collectively, “Appellees”). Appellants seek to compel FWS to post permit and application documents created pursuant to the Endangered Species Act (“ESA”), 16 U.S.C. §§ 1531– 44, regarding the import of trophy heads, hides, tusks, or other parts of African lions or elephants.

The Amended Complaint is premised on three alleged shortcomings by FWS: (1)

its failure to post in an online reading room electronic copies of documents Appellants requested; (2) its “longstanding and ongoing refusal” to comply with disclosure requirements; and (3) its failure to properly index its ESA documents. J.A. 36. 1 Appellants allege that these shortcomings violate the Freedom of Information Act, 5 U.S.C. § 552 (“FOIA”) and the Administrative Procedure Act, 5 U.S.C. §§ 500, et seq. (“APA”).

The district court dismissed the Amended Complaint for two reasons. First, the district court concluded Appellants’ claims regarding failure to post materials online were moot because Appellants’ requests for posting had been fulfilled. Second, the district court concluded Appellants failed to state a claim with regard to the prospective posting of

1 Citations to the “J.A.” refer to the Joint Appendix filed by the parties in this appeal.

materials on an ongoing basis and the proper indexing of such materials. For the reasons that follow, we affirm the dismissal of the Amended Complaint.

I.

A.

Legal Background

1.

Freedom of Information Act FOIA places on federal agencies “both reactive and affirmative obligations to make information available to the public.” Citizens for Responsibility & Ethics in Washington v. U.S. Dep’t of Justice, 846 F.3d 1235, 1240 (D.C. Cir. 2017). Agencies are compelled to publish certain categories of materials in the Federal Register, 5 U.S.C. § 552(a)(1); to make other types of materials “available for public inspection in an electronic format,” id. § 552(a)(2); and to make all other records available upon request from a member of the public, id. § 552(a)(3). Under the more familiar provision of Section 552(a)(3), federal agencies must release records (with certain exceptions) upon a valid and sufficiently specific request by a member of the public. See id. § 552(a)(3)(A); Prison Legal News v. Samuels, 787 F.3d 1142, 1146 (D.C. Cir. 2015).

In subsection (a)(2), FOIA also imposes an affirmative duty on agencies to “make available for public inspection in an electronic format” the following five classes of records:

(A) “final opinions, . . . as well as orders, made in the adjudication of cases,” § 552(a)(2)(A);

(B) “those statements of policy and interpretations which have been adopted by the agency and are not published in the Federal Register,” § 552(a)(2)(B);

(C) “administrative staff manuals and instructions to staff that affect a member of the public,” § 552(a)(2)(C);

(D) “copies of all records, regardless of form or format” that

(i) “have been released to any person” pursuant to § 552(a)(3); and

(ii) “that because of the nature of their subject matter, the agency determines have become or are likely to become the subject of subsequent requests for substantially the same records” or “that have been requested 3 or more times,” § 552(a)(2)(D); and

(E) “a general index of the records” posted pursuant to subparagraph (D), § 552(a)(2)(E).

These provisions are known as FOIA’s “reading room” provisions and are also sometimes collectively referred to as “eFOIA.” See, e.g., Tax Analysts v. I.R.S., 117 F.3d 607, 609 (D.C. Cir. 1997); Gov’t Accountability Project v. U.S. Dep’t of Health & Human Servs., 568 F. Supp. 2d 55, 58 (D.D.C. 2008). “If a document does not fall within one of these categories, then the agency has no affirmative obligation to post the document.” PETA v. U.S. Dep’t of Agriculture, 285 F. Supp. 3d 307, 314 (D.D.C. 2018), aff’d in part, rev’d in part on other grounds, 918 F.3d 151 (D.C. Cir. 2019).

Upon a request for records pursuant to subsections (a)(2) or (a)(3), the agency has 20 days (absent unusual circumstances) to respond. See 5 U.S.C. § 552(a)(6)(A). If the agency decides to comply with the request, it must make the records “promptly available to such person making such request.” Id. § 552(a)(6)(C)(i).

If a requester is not satisfied with the agency’s response to its requests, it may file a complaint in “the district court of the United States in the district in which the complainant resides . . . or in which the agency records are situated.” 5 U.S.C. § 552(a)(4)(B). In such a case, “the burden is on the agency to sustain its action,” but “a court shall accord substantial weight to an affidavit of an agency concerning the agency’s determination as to technical feasibility [of disclosing the documents].” Id. The district court “has jurisdiction to enjoin the agency from withholding agency records and to order the production of any agency records improperly withheld from the complainant.” Id.

2.

Endangered Species Act

Generally, hunters wishing to import into the United States certain trophy animals from Africa, including African elephants and lions, must first submit an application to, and obtain an import permit from, FWS. The application requires information such as demographic details about the applicant, where the animal will be hunted, which safari or outfitting company will be used, and details about the fees that will be paid for the hunt.

Once an application is submitted, FWS makes certain determinations on a case-by-

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