Hultberg v. Anderson

214 F. 349, 131 C.C.A. 125, 1913 U.S. App. LEXIS 983
Court of Appeals for the Seventh Circuit·Decided November 21, 1913·No. No. 1970·Published·Cited by 5 cases

Opinions

SEAMAN, Circuit Judge.

The appellant, Hultberg, is the complainant in a creditor’s bill, filed in the District Court of the United States for the District of Kansas, against the Andersons, husband and wife, wherein that court appointed a special examiner to take testimony in the cause. Such examiner was proceeding to take testimony in Chicago, when the appellee (one of the attorneys for the Andersons) was [350]*350called as a witness on behalf of the appellant. On questions propounded to the witness, in reference to the present whereabouts of the An-dersons, he refused to answer, stating two grounds of objection: (a) That of privilege as their attorney, and (b) immateriality of the questions. The examiner certified the matter to the District Court of the United States for the Northern District of Illinois, and the appellant petitioned that court for ancillary relief in the premises, which was granted, after a hearing, in the entry of a rule against the witness to -answer the questions certified. Recalled before the examiner, the witness persisted in his refusal, and the District Court, on petition filed by the appellant, entered a rule against the witness to show cause why he should not be punished for contempt. The hearing, however, upon the petition and an answer filed on the part of the witness, resulted in an order that the rule be “discharged at the costs of the petitioner”; .'and this appeal is brought by the petitioner from the order so made, with the right of appeal seemingly unquestioned.

On the hearing of the appeal in this court, the arguments of counsel, both oral and printed, were entirely directed to their respective controversies upon the merits of the proceeding, without reference to the question of appealability of the order, until attention was called to that feature by inquiries from the bench. Pursuant to direction of the court, however, briefs have been submitted thereupon, and we take up the jurisdictional inquiry, which can neither be waived by counsel nor disregarded by the court, as appears to be suggested in both briefs. Without appellate jurisdiction over the subject-matter in controversy, no ruling or intimation of opinion upon the merits involved therein is authorized.

The right of review by writ of error or appeal is prescribed by acts of Congress, and from the earliest Judiciary Acts such review by the Supreme Court has been limited to the final judgments or decrees of trial courts. In the act creating the Circuit Court of Appeals “final decisions” were named as the limitation; but its meaning is well settled to be identical with the terms final judgments or decrees above mentioned, so that, with the exception of appeals authorized therein from specified interlocutory orders for injunctions and receiverships, this fundamental requirement of finality is alike in both appellate jurisdictions, and the tests of finality as settled for review by the Supreme Court are equally applicable to this court. Loveland’s App. Jur. Fed. Courts, § 39. The main difficulty, if not the only one, in the way of its ascertainment, has arisen in equity and admiralty causes, wherein decrees are commonly granted for various purposes during the progress oi^the cause, in advance of complete relief, and the decisions have been numerous and not entirely harmonious (McGourkey v. Toledo & O. Ry., 146 U. S. 536, 545, 13 Sup. Ct. 170, 36 L. Ed. 1079), upon the question whether various decrees so entered were in reality final, within the meaning of the limitation, or merely interlocutory and thus not appealable. All the authorities, however, concur in the elementary rule that appeals are not entertainable from such orders or decrees when they are distinguishable as merely interlocutory. We do not understand counsel for the appellant to controvert this undoubted general rule, [351]*351but that the contention is, in effect, that proceedings to punish for contempt, however interlocutory in their inception, are excepted from such rule, and that the ultimate order thereupon is recognized by the authorities as a finalty for the purposes of review. So, if it appears that both the proceedings and the order sought to be reviewed are unmistakably interlocutory, and thus not within the exceptional character of commitments for contempt, no doubt is entertainable that this appeal must be dismissed.

That the proceedings before the examiner and in the District Court were interlocutory in their entire nature is unquestionable. As aptly defined (see 2 Daniell’s Chancery PI. & Pr. c. 35):

“An interlocutory application is a request made to the court for its interference in a matter arising in the progress of a cause, * * * and may relate to any matter upon which the interference of the court or judge is required, before or in consequence of a decree or order” in the cause.

Thus the appellant’s successive applications to the District Court invoked its exercise of jurisdiction, purely ancillary, for the single purpose of interlocutory relief in aid of the bill filed in the Kansas district to require the witness to answer the questions submitted. It may be conceded that inconsistency appears between the ruling upon the one branch, requiring the answers, and the other denying enforcement of the prior order, but we believe both to be alike interlocutory of the single suit; and, furthermore, were such characterization of either order deemed otherwise questionable, we understand the rule of Alexander v. United States, 201 U. S. 117, 121, 26 Sup. Ct. 356, 50 L. Ed. 686, and other references in proceedings to charge contempt, to be decisive thereof. The order appealed from not only constitutes a refusal to exercise the power to punish the witness for contempt, but has the effect of overruling the first order, on reconsideration of the application for intervention, and must be so construed, notwithstanding recitals in the order which may indicate that the presiding judge entertained some other view for his ruling.

[1, 2] The decisions upon reviewability of orders punishing for contempt are numerous — mainly arising during the past twenty years, after appellate jurisdiction was conferred over criminal cases — and all are instructive in marking their distinction from orders which are merely interlocutory, although most if not all of these contempt orders arose through interlocutory proceedings, and in several of the cases the contempt also arose in such proceedings. In the early cases of Ex parte Kearney, 7 Wheat. 39, 5 D. Ed. 391, and New Orleans v. Steamship Co., 20 Wall. 387, 22 D. Ed. 354, review of contempt orders was .denied, because “contempt of court is a specific criminal offense,” and no review of criminal cases was then authorized. The doctrine is now established, however, that punitive contempt orders are criminal in their nature, arising in the exercise of the inherent power of the court to preserve its authority and punish violations thereof — either by parties to the suit or third parties withjn cognizance of the court — and are thus independent and final, not interlocutory, and subject to review in matters of law alone, by writ of error. Bessette v. W. B. Conkey Co., 194 U. S. 324, 326, 335, 24 Sup. Ct. 665, 48 L. Ed. 997; Matter of [352]*352Christensen Eng. Co., 194 U. S. 458, 24 Sup. Ct. 729, 48 E.

Free access — add to your briefcase to read the full text and ask questions with AI

Hultberg v. Anderson, 214 F. 349, 131 C.C.A. 125, 1913 U.S. App. LEXIS 983 (7th Cir. 1913).

214 F. 349 (Hultberg v. Anderson) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

United States v. Tinkoff
211 F.2d 892 (Seventh Circuit, 1954)
Fenton v. Walling
139 F.2d 608 (Ninth Circuit, 1943)
Tucker v. Peiler
297 F. 570 (Second Circuit, 1924)
Fries v. United States
284 F. 825 (Ninth Circuit, 1922)