Huang ex rel. Yu v. Johnson

251 F.3d 65, 2001 WL 527402
CourtCourt of Appeals for the Second Circuit
DecidedMay 17, 2001
DocketDocket No. 99-9226
StatusPublished
Cited by8 cases

This text of 251 F.3d 65 (Huang ex rel. Yu v. Johnson) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Huang ex rel. Yu v. Johnson, 251 F.3d 65, 2001 WL 527402 (2d Cir. 2001).

Opinion

WINTER, Circuit Judge:

Michelle Huang appeals from Judge Casey’s adverse grant of summary judgment in this 42 U.S.C. § 1983 action brought on behalf of her infant son, Raymond Yu. See Huang v. Johnson, No. 98 Civ. 5231, 1999 WL 760633 (S.D.N.Y. Sept.27, 1999). Huang argues that Yu’s Fourteenth and Fourth Amendment rights were violated when appellees — all New York correctional officials — imprisoned him without due process and falsely. Specifically, Huang contends that: (i) Yu had a right to a hearing before appellees placed him in a residential facility instead of the less restrictive “day placement” program to which he had previously been assigned; and (ii) appellees illegally retained Yu in custody for eighty-three days by failing to credit to his juvenile sentence time served while in pre-trial incarceration at Riker’s Island. Appellees assert that all of Huang’s claims are barred by the Eleventh Amendment. [67]*67With regard to (ii), there is a threshold issue as to whether appellant’s Section 1983 claims are barred by Heck v. Humphrey, 512 U.S. 477, 114 S.Ct. 2364, 129 L.Ed.2d 383 (1994). Heck bars Section 1983 damages actions in which a judgment in the plaintiffs favor would necessarily imply the invalidity of a conviction or sentence where such conviction or sentence has not yet been invalidated, reversed on direct appeal, or called into question by the issuance of a writ of habeas corpus.

The disti'ict court held that the governing New York statutes did not give Yu either the right to a hearing prior to his placement in the residential facility or the right to credit for the time spent in pretrial incarceration at Riker’s. The district court also held that Huang’s claims for money damages were barred under the Eleventh Amendment because it construed her claims as brought against appellees in their official, rather than individual, capacities.

We hold that appellees have been sued in their individual capacities and that the Eleventh Amendment is no bar to this action. However, we affirm the district court’s decision that Yu did not have a right to a hearing before his placement in the residential facility. With regard to the false imprisonment claim, we hold that Heck does not prevent this action. Nevertheless, whether Yu was detained beyond his statutory release date appears to turn upon whether a New York statute required appellees to credit Yu for the time he served at Riker’s. The testimony of New York’s correctional officials suggests some confusion over calculating the sentences of juveniles in Yu’s circumstances, and there is no New York caselaw establishing the proper interpretation of the governing statute. Given the number of prisoners whose prison terms might depend on that interpretation, we certify the issue to the New York Court of Appeals. We retain jurisdiction over this appeal pending a response by that court.

BACKGROUND

This appeal raises issues concerning the calculation under New York law of the term of a juvenile delinquent’s confinement with the Office of Children and Family Services (“OCFS”) when the juvenile is incarcerated in a non-OCFS correctional facility on an unrelated but pending criminal charge. Appellant contends that, under New York Executive Law § 510-b (7), time spent in a non-OCFS correctional facility on an unrelated charge must be credited against the juvenile’s sentence with OCFS, unless the juvenile has been convicted on the unrelated charge before his sentence with OCFS expires. Appellees argue, however, that as long as the unrelated charge ultimately results in a conviction — or, alternatively, even if it does not — tíme served in a non-OCFS facility cannot be credited to the juvenile’s sentence with OCFS.

The facts are essentially undisputed. Yu was adjudicated a juvenile delinquent on March 18, 1996, for attempted assault in the second degree. He was sentenced to eighteen months’ confinement with New York’s Division for Youth (“DFY”), now known as OCFS. Yu’s release date was set for September 13, 1997.1 Initially, Yu served his OCFS confinement at the Ella McQueen Residential Center, a limited secure-status facility where residents are allowed to leave the premises only for appointments relating to school, jobs, court [68]*68hearings, or medical treatment. On January 17, 1997, Yu’s guardians consented to OCFS’s suggestion that Yu be transferred from Ella McQueen to OCFS’s Brooklyn Evening Reporting Center ('“ERC”) day placement program.2 An ERC is less restrictive than a residential center in that it provides daily, evening, and weekend supervision but permits participants to live at home. The “Parental Consent” form, signed by Yu’s guardians prior to his entry in the ERC, states that “the Division of Youth may also choose to terminate this arrangement if satisfactory progress has not been made according to the Division” and confirms Yu’s “agreefment] to follow the Conditions of Participation for the program.” One of those conditions was that Yu report to the program daily. The attachment to the “Conditions of Participation” form, which also was signed by Yu, states that upon failure to comply with any of the conditions, “the Division for Youth may transfer you to a residential program” or a “different level of DFY program” and, “in addition, the Division for Youth may request that the court extend your time of placement.”

Yu was AWOL — did not report to the program — from March 22 until March 24, 1997. Consequently, his release date was set back two days, to September 15, 1997, to account for this absence. On March 28, Yu was again AWOL — this time for ninety-six days — until July 2, 1997. On that date, OCFS discovered that Yu was being held in the custody of the New York City Department of Corrections at Riker’s Island on an unrelated charge following an arrest for conduct during the AWOL period.3 Yu’s OCFS release date was set back by ninety-six days, to December 20, 1997, to reflect the AWOL period.

Yu was held at Riker’s until September 23, 1997, at which time he was returned to OCFS. On the date of his return to OCFS custody, the charge for which Yu had been held at Riker’s was still pending. Upon his return, Yu was placed in Ella McQueen, the residential center, rather than in the ERC program that had allowed him to live at home. Furthermore, OCFS set back Yu’s release date by another eighty-three days to reflect the period from July 2 to September 23, 1997, during which Yu was at Riker’s. Consequently, Yu’s new release date was March 13, 1998.

On February 11, 1998, appellee Ivan Johnson, one of Yu’s OCFS counselors, sought in New York County Family Court to extend Yu’s placement with OCFS by six months. Both Huang and Yu were served with notice of the hearing to extend placement, which was set for March 3, 1998. After the hearing, the Family Court allowed a temporary extension of Yu’s placement until April 23, 1998, at which time he was released from OCFS custody. Yu pleaded guilty to the charge for which he was incarcerated at Riker’s — second degree attempted murder — but not until May 27, 1998, a month after his release from OCFS custody.4

In July 1998, Huang filed the instant Section 1983 action, alleging that appel-lees, both in their official and individual capacities: (i) violated Yu’s Fourteenth [69]

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Huang v. Johnson
251 F.3d 65 (Second Circuit, 2001)

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Bluebook (online)
251 F.3d 65, 2001 WL 527402, Counsel Stack Legal Research, https://law.counselstack.com/opinion/huang-ex-rel-yu-v-johnson-ca2-2001.