Howkins v. Caldwell

587 F. Supp. 98
CourtDistrict Court, N.D. Georgia
DecidedJanuary 17, 1984
DocketCiv. A. C 82-2308A
StatusPublished
Cited by5 cases

This text of 587 F. Supp. 98 (Howkins v. Caldwell) is published on Counsel Stack Legal Research, covering District Court, N.D. Georgia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Howkins v. Caldwell, 587 F. Supp. 98 (N.D. Ga. 1984).

Opinion

ORDER

VINING, District Judge.

The plaintiff, John H. Howkins, brought this action against defendant Sam S. Caldwell, Commissioner of the Georgia Department of Labor (“GDL”), and J. Freeman Railey, Deputy Director of the Unemployment Insurance Division of the GDL. Howkins claims that the defendants’ decision to demote him violated his due process and equal protection rights secured by the Fourteenth Amendment and 42 U.S.C. § 1983 (1976). Pending before this court are several motions, including the defendants’ motion for summary judgment. Because this court concludes that the defendants’ motion for summary judgment should be granted, there is no need to address the remaining motions.

I. BACKGROUND

Howkins was hired by the GDL in April 1970, and on or about July 1, 1977, How-kins was promoted to “Chief Appeals Referee.” He remained in that capacity, although his position title changed to “Administrative Hearing Office IV”, until March 9, 1981, the effective date of his demotion. While serving as both the Chief Appeals Referee and the Administrative Hearing Officer IV, Howkins supervised a large professional and clerical staff.

In a letter dated February 20,1981, How-kins was notified of the GDL’s decision to demote him pursuant to O.C.G.A. §§ 45-20-8, -9, and the Georgia State Personnel Board Rules 10.302 and 15. The letter charged Howkins with insubordination and alleged that Howkins lacked the ability to *101 supervise adequately his staff. 1 Howkins appealed this adverse decision to defendant Caldwell, who, in a written letter to How-kins, affirmed the earlier decision to demote. Caldwell’s letter also notified How-kins of his right to appeal this determination to the Georgia State Personnel Board (“GSPB”). On March 19, 1981, Howkins appealed Caldwell’s decision to the GSPB, and a hearing on the appeal was held on April 30, 1981.

At the April 30 hearing, which was presided over by Hearing Officer Theus, How-kins appeared with counsel and was afforded the following rights: (1) the right to be represented by counsel; (2) the right to present evidence; (3) the right to rebut adverse evidence, including cross-examining adverse witnesses; (4) the right to have a decision based solely upon the evidence introduced at the hearing; and (5) the right to have a complete record. The hearing which commenced on April 30 continued until May 1, 1981. Of the thirteen witnesses who testified at the hearing, twelve testified on behalf of the GDL. Howkins was the sole witness who testified in his behalf.

On July 12, 1981, Hearing Officer Theus issued an Initial Decision upholding the GDL’s decision to demote Howkins. In his findings of fact Theus specifically concluded that Howkins had problems supervising his staff; that Howkins’ behavior toward the staff created attitude problems among many members; that Howkins was, at times, indecisive and argumentative towards others, and this indecisiveness and argumentative behavior created management problems for Howkins’ superiors; that Howkins had neglected some of his specified duties; that Howkins had challenged in an abrasive and disruptive manner a decision of the “Board of Review,” a precedent setting body within the GDL; and that Howkins had informed one of his subordinate hearing officers not to worry about the Board of Review, implying that it was not necessary to abide by the board’s precedential decision. Theus concluded as a matter of law that “A preponderance of the evidence shows that ... [Howkins] was in fact negligent and inefficient in the performance of his assigned duties ... [and that] Howkins committed an act of misconduct in the performance of his assigned duties by challenging the decision of the Board of Review____” Accordingly, Theus determined that this negligence, inefficiency, and misconduct were sufficient to warrant demotion as provided by Georgia State Personnel Board Rules 10.302 and 15.

On June 29, 1981, Howkins appealed Theus’ decision to the State Personnel Board (“Board”), and on July 22, 1981, the Board denied Howkins’ appeal and affirmed Theus’ decision.

On August 21, 1981, pursuant to O.C. G.A. § 45-20-9, Howkins filed a Petition for Review of Decision of the Georgia State Personnel Board in the Superior Court of Fulton County, Georgia. In his petition Howkins challenged Theus’ decision on both substantive and procedural grounds. Substantively, Howkins essentially claimed that because of certain inconsistencies in the testimony of the twelve witnesses who testified on behalf of the GDL, the evidence presented and accepted did not support Theus’ factual and legal conclusions. Procedurally, Howkins made three allegations: (1) that he was denied an opportunity to join in his own defense as co-counsel; (2) that hearsay rules were improperly applied on occasion; and (3) that *102 Theus was biased against Howkins’ case. In the petition Howkins claimed that rights secured by the Fourteenth Amendment had been violated by his unwarranted demotion; he did not claim that any other constitutional or statutory rights had been violated.

On March 2, 1982, the Superior Court issued its opinion. Regarding Howkins’ substantive claim, the court reviewed the records of the administrative proceedings and concluded that there was evidence which supported the Board’s findings. In reaching this decision the court employed the so-called “any evidence” standard of review — that is, whether there is any evidence in the record below to support the Board’s findings and conclusions. See O.C. G.A. § 45-20-9(m). With respect to How-kins’ procedural claims, the court rejected each serially. First, Howkins was not denied the right of self-representation since he was represented by counsel and since he never communicated a desire to act as his own co-counsel; he was merely restrained from engaging in inappropriate colloquy with witnesses. Second, Howkins had made an insufficient showing regarding the alleged error in the admission or exclusion of testimony subject to the hearsay rule. After reviewing the record, the court determined that on most occasions hearsay testimony was properly excluded and that on other occasions it was properly admitted for a limited purpose. Third, the court declined considering Howkins’ tenuous claims of bias and prejudice since he failed to raise them on appeal to the Board below. The Superior Court concluded its order by stating “Any and all constitutional claims having been waived by the petitioner in open court upon [the] hearing of this appeal, the same are not considered here.” Howkins v. Georgia Department of Labor, C-77783, Slip op. at 2 (Super.Ct. Fulton County March 2, 1983) (emphasis added). Howkins did not appeal the decision of the Superior Court.

On October 25, 1982, Howkins instituted this suit, claiming that the defendants’ act of demoting him denied him equal protection and due process. Jurisdiction was predicated upon the Fourteenth Amendment, 42 U.S.C. § 1983, and 28 U.S.C. §§

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849 F. Supp. 1503 (M.D. Alabama, 1994)
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617 F. Supp. 1246 (D. Puerto Rico, 1985)
Howkins v. Caldwell
749 F.2d 731 (Eleventh Circuit, 1984)

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Bluebook (online)
587 F. Supp. 98, Counsel Stack Legal Research, https://law.counselstack.com/opinion/howkins-v-caldwell-gand-1984.