Howard W. Heck & Associates, Inc. v. United States

37 Fed. Cl. 245, 44 ERC (BNA) 1642, 1997 U.S. Claims LEXIS 26, 1997 WL 50612
CourtUnited States Court of Federal Claims
DecidedFebruary 6, 1997
DocketNo. 95-275L
StatusPublished
Cited by7 cases

This text of 37 Fed. Cl. 245 (Howard W. Heck & Associates, Inc. v. United States) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Howard W. Heck & Associates, Inc. v. United States, 37 Fed. Cl. 245, 44 ERC (BNA) 1642, 1997 U.S. Claims LEXIS 26, 1997 WL 50612 (uscfc 1997).

Opinion

[247]*247OPINION

WIESE, Judge.

Introduction

Plaintiff Howard Heck and Associates, Inc. has brought this Fifth Amendment takings claim against the United States Government stemming from its thus-far unsuccessful application to the Army Corps of Engineers for a permit to develop protected wetlands. The Government, as one of its defenses, alleges that plaintiffs takings claim is not ripe, and thus that this suit is not within the court’s jurisdiction.

The case is now before the court on plaintiffs motion to strike defendant’s ripeness defense, and on defendant’s motion to dismiss the complaint for lack of jurisdiction. The parties have filed written briefs in support of their respective positions and oral argument on the matter was heard on January 28, 1997. At the conclusion of the argument, the court issued a bench ruling in defendant’s favor and explained that a formal, written decision would follow. This opinion fulfills that purpose. Based on the reasons developed in this opinion, the court holds that plaintiffs claim is not ripe for adjudication and, therefore, must be dismissed.

Factual History

Plaintiff Howard Heck and Associates, Inc. owns an undeveloped 24-acre parcel of land in Monmouth County, New Jersey (“the Property”). On May 27, 1986, plaintiff obtained approval from the Farmingdale Borough Planning Board to permit development of the Property into a 45-lot housing subdivision to be known as “Brookside IV.” In order to develop the subdivision, plaintiff needed to introduce clean fill and to grade the property. Nearly 21 of the Property’s 24 acres consist of federally regulated waters and wetlands, and just over 13 of these acres would have to be filled as part of the proposed development.

Before proceeding with the development, plaintiff was required to obtain a permit for the discharge of dredged and fill material into the wetlands from the Army Corps of Engineers (“the Corps”) pursuant to section 404 of the Clean Water Act, 33 U.S.C.A. § 1344 (West 1986).1 The Corps’ granting of the section 404 permit was conditioned, under section 401 of the Act, 33 U.S.C.A. § 1341 (West 1986), upon plaintiff first obtaining a Water Quality Certificate (“WQC”) from the state in which the discharge would originate — in this case, approval was needed from the New Jersey Department of Environmental Protection (“NJDEP”).2

The WQC Application

On January 3, 1989, plaintiff submitted its application to NJDEP for a WQC. By letter dated February 16, 1989, NJDEP indicated that, before the application could be reviewed, the State Bureau of Freshwater Wetlands needed to determine whether or not “Brookside IV” was exempt from the Freshwater Wetlands Protection Act (“Wetlands Act”). NJDEP also indicated that plaintiff would be required to supplement the application with additional information, including a “complete discussion of alternatives.”

Plaintiff provided information addressing several of NJDEP’s concerns in its October 1989 response to the Agency. Most pertinent to the issue now before the court was its discussion of alternatives, as requested by the Agency. On this point, plaintiffs response, in full, was as follows:

Item number 4 of your letter requests a complete discussion of alternatives. In this regard, please be advised that the [248]*248property is zoned for the intended use by the Borough of Farmingdale the developer [sic] has invested a considerable amount of time and effort in gaining approvals on this site which is an extension of adjacent similar residential development also owned by the applicant. In addition, the property could not physically be developed without removal of vegetation, grading and fill for proper drainage purposes. Accordingly, there is no other alternative to the approved residential project, other than to allow the land to remain idle and vacant.

Defendant’s App. at 10. NJDEP, in December 1989, notified plaintiff that the Agency’s request for additional information “was not sufficiently responded to,” and that the alternatives analysis, in particular, was lacking:

Item number 5 of your letter did not adequately address alternatives to this project. Alternatives are to include both on and off-site considerations. On-site alternatives would include minimizing water quality impact through the minimization of discharge and fill, and/or total avoidance of wetland impact. The consideration of off-site alternatives must also be demonstrated. The Division does not consider ownership of a particular property as reason to reject alternative sites. A complete alternatives analysis must be submitted prior to further review of this application.

Defendant’s App. at 11.

At this point, plaintiff stopped substantively responding to NJDEP’s requests for additional information, and instead began to challenge the Agency’s legal basis for making the requests in the first place. In a letter dated July 31, 1990, counsel for plaintiff informed NJDEP that, because plaintiffs application had been filed 18 months previously, the WQC requirement should be presumed waived. This argument was based on section 401 of the Clean Water Act, which presumes a waiver when a state does not act upon a WQC application within one year. See 33 U.S.C.A. § 1341(a)(1) (West 1986). In addition to the claimed waiver, plaintiff further argued that “there is no basis in law for the Department to require a consideration of alternatives in reviewing a water quality certificate” in light of the fact that “the project in question is exempt from the New Jersey Freshwater Wetlands Act.”3 Defendant’s App. at 13-14.

Two weeks later, NJDEP responded to plaintiffs contentions by reiterating that plaintiffs application remained deficient. While not specifically addressing the one-year waiver presumption, the Agency pointed out that its requirement of an alternatives analysis for WQC applications was based on the federal 404(b)(1) guidelines, not the state Wetlands Act. In October 1990, counsel for plaintiff again wrote to NJDEP, this time invoking a recent state court decision— N.A.I.O.P. v. New Jersey Dep’t of Environmental Protec., 241 N. J.Super. 145, 574 A.2d 514, 519 (App.Div.1990) — which held, according to plaintiff, that the Wetlands Act offered the only statutory authority for administering wetlands protection in New Jersey. Relying on this understanding of the court’s decision, plaintiff wrote that “there is no basis whatsoever for the Department to continue to utilize wetland protection as a means to measure issuance of a Water Quality Certificate.” “Thus,” plaintiff concluded, “the lack of relevance of the numerous requests for information made to the applicant is clear.” Defendant’s App. at 16.

Over two years later, in November 1992, NJDEP rejected plaintiffs legal attack, reasoning that “[w]etlands are part of the waters of the United States and are therefore subject to the Clean Water Act antidegradation goals and objectives.” Defendant’s App. at 17. As such, the Agency continued to utilize the 404(b)(1) guidelines, including the alternatives analysis requirement. NJDEP informed plaintiff that if the requested information was not submitted within 30 days, the [249]*249application would be canceled.

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37 Fed. Cl. 245, 44 ERC (BNA) 1642, 1997 U.S. Claims LEXIS 26, 1997 WL 50612, Counsel Stack Legal Research, https://law.counselstack.com/opinion/howard-w-heck-associates-inc-v-united-states-uscfc-1997.