Hornstein v. Wolf

109 A.D.2d 129, 491 N.Y.S.2d 183, 1985 N.Y. App. Div. LEXIS 47938
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJune 24, 1985
StatusPublished
Cited by32 cases

This text of 109 A.D.2d 129 (Hornstein v. Wolf) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hornstein v. Wolf, 109 A.D.2d 129, 491 N.Y.S.2d 183, 1985 N.Y. App. Div. LEXIS 47938 (N.Y. Ct. App. 1985).

Opinion

OPINION OF THE COURT

Weinstein, J.

This action emanates from a legal malpractice claim against plaintiff’s husband Richard Hornstein for his alleged negligence in handling the Petkers’ personal injury action. In the course of that action, Hornstein failed to prepare a bill of particulars which resulted in an order of preclusion which Hornstein failed to cure. Hornstein thereafter concealed this fact and led his clients to believe that the personal injury action was coming up for trial.

Aaron Petker retained defendant Nason & Cohen, P. C., to commence an action against Richard Hornstein to recover damages for breach of contract and legal malpractice. Said action resulted in the entry of a judgment in favor of Mr. Petker in the sum of $20,078. After Mr. Petker’s death, defendant Ruth Petker, duly appointed administratrix of her husband’s estate, retained Nason & Cohen, P. C., to represent her in connection with her husband’s estate. Horowitz & Wolf were subsequently retained to assist in the enforcement of the underlying judgment.

It bears noting that Richard Hornstein, against whom 17 judgments totaling in excess of $100,000 were entered, transferred title of his and his wife’s marital residence to his wife’s sole name. A proceeding was eventually commenced on behalf of Ruth Petker to set aside certain conveyances of real and personal property made by Richard Hornstein to his wife without consideration. Pending a hearing on that application, a temporary restraining order was served against designated bank accounts and a safe-deposit box held in the name of Rosalynd Hornstein. The Hornsteins interposed an answer containing a counterclaim for damages in the sum of $25,000 arising from the alleged harassment of them by Ruth Petker and her attorneys. The Supreme Court, Nassau County (Burstein, J.), ordered a [131]*131hearing as to the alleged fraudulent transfer of real property by Richard Hornstein to his wife but dismissed the counterclaim on the ground that it failed to state a cause of action.

While Ruth Petker’s proceeding relating to the alleged fraudulent conveyance of real and personal property was still pending, Rosalynd Hornstein commenced an action sounding in malicious prosecution against all of the named defendants. A motion by several defendants to dismiss the complaint was granted (per Young, J.), on the ground that the action to recover damages for malicious prosecution was premature. This court affirmed that order (Hornstein v Wolf, 78 AD2d 674).

The proceeding relating to the alleged fraudulent conveyances went to trial in April 1981: It resulted in a judgment only declaring fraudulent the Hornsteins’ conveyance of their marital residence to Rosalynd Hornstein’s sole name. Said conveyance was set aside to the extent necessary to satisfy the judgment previously entered in favor of decedent Aaron Petker. Ruth Petker’s application for a judgment directing a Sheriff’s sale of the real property and for attorney’s fees was, however, denied.

Rosalynd Hornstein commenced the instant action in or about September 1982. The two subject motions, insofar as they sought an order dismissing the first and second causes of action of the complaint on various grounds, were denied in the order .appealed from against all but Ruth Petker in her individual capacity. Special Term found that the complaint does state a cause of action to recover damages for malicious prosecution and abuse of process against the appellants.

On appeal, the primary contention of the appellants is that the complaint fails to state a cause of action sounding in malicious prosecution and abuse of process against them and that the court erred in denying §o much of their motions as sought dismissal of those claims. We agree.

“Under modern pleading theory, a complaint should not be dismissed on a pleading motion so long as, when the plaintiff is given the benefit of every possible favorable inference, a cause of action exists” (Rovello v Orofino Realty Co., 40 NY2d 633, 634).

Initially, we note that unless a motion to dismiss for failure to state a cause of action is converted by the court to a motion for summary judgment, affidavits received on the motion are not to be examined for the purpose of determining whether there is evidentiary support for the pleading (see, Guggenheimer v Ginzburg, 43 NY2d 268, 272; Rovello v Orofino Realty Co., supra, at p 635).

[132]*132At bar, the notice of motion on behalf of defendants Nason and Cohen was formally designated a motion for summary judgment as well as a motion to dismiss the first, second and third causes of action pursuant to CPLR 3211 (a) (7). The notice of motion on behalf of the other defendants, however, made no mention of summary judgment. Under the circumstances of this case, it cannot be said that the parties supplied and relied upon evidentiary material which Special Term then considered in its decision, thereby effectively treating the motion to dismiss as a motion for summary judgment (cf. De Filippo v White, 101 AD2d 801, 802). Accordingly, our review is limited to an assessment of the sufficiency of plaintiff’s pleading on its face.

We conclude that plaintiff’s cause of action sounding in malicious prosecution should be dismissed as against appellants on the ground that said cause of action is insufficient on its face. The mere bringing of a civil suit, even if groundless and ill-motivated, does not result in special damage or injury sufficient to sustain an action for malicious prosecution (36 NY Jur, Malicious Prosecution, § 10, at 263-264). The elements essential to the maintenance of a cause of action for malicious prosecution are (1) the initiation of a proceeding, (2) its termination favorably to plaintiff, (3) a lack of probable cause, and (4) malice (Colon v City of New York, 60 NY2d 78, 82, rearg denied 61 NY2d 670; Martin v City of Albany, 42 NY2d 13, 16). In the instant case, the complaint merely alleges that defendants acted “wrongfully, wilfully, recklessly, wantonly and maliciously and without just, reasonable or probable cause” in procuring the temporary restraining orders against plaintiff’s personal property. On its face, the complaint demonstrates that Horowitz & Wolf had probable cause to have plaintiff’s bank accounts restrained inasmuch as the restraining orders were issued by a court of appropriate jurisdiction, which first had to pass upon the evidence presented to it in order to ascertain whether or not a temporary restraining order was warranted. To overcome the presumption of probable cause created by virtue of any judicial determination, whether final or preliminary, fraud, peijury or the withholding of evidence in order to obtain the provisional order must be shown (see, 36 NY Jur, Malicious Prosecution, § 42, at 311-313). The mere pleading of conclusory allegations does not overcome the presumption of probable cause arising from a decree or order of a judicial officer (see, Rubin v Houbigant, Inc., 268 NY 552, affg 243 App Div 596; Hodge v Skinner, 254 App Div 42; Finsilver v Still, 240 App Div 87, 90; Cook v Dodge, 7 NYS2d 923, 925). In the instant case, plaintiff has [133]*133supplied no facts in the pleadings or otherwise to overcome the presumption of probable cause.

On the contrary, the facts reasonably support appellants’ belief that plaintiff was involved in a plan to defraud Richard Hdrnstein’s creditors.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Xydous v. The City of Utica
N.D. New York, 2025
McQueen v. City of New York
2022 NY Slip Op 05662 (Appellate Division of the Supreme Court of New York, 2022)
Perini v. Leo
2017 NY Slip Op 1012 (Appellate Division of the Supreme Court of New York, 2017)
Target Natl. Bank v. Sokoloff
Appellate Terms of the Supreme Court of New York, 2016
Liberty Synergistics, Inc. v. Microflo Ltd.
50 F. Supp. 3d 267 (E.D. New York, 2014)
Santoro v. Town of Smithtown
40 A.D.3d 736 (Appellate Division of the Supreme Court of New York, 2007)
Wilhelmina Models, Inc. v. Fleisher
19 A.D.3d 267 (Appellate Division of the Supreme Court of New York, 2005)
Williams v. Barber
3 A.D.3d 695 (Appellate Division of the Supreme Court of New York, 2004)
Pentagen Technologies International Ltd. v. United States
172 F. Supp. 2d 464 (S.D. New York, 2001)
German v. Bruins Transportation, Inc.
272 A.D.2d 438 (Appellate Division of the Supreme Court of New York, 2000)
Nineteen New York Properties Ltd. Partnership v. Uk Jee Kim
251 A.D.2d 104 (Appellate Division of the Supreme Court of New York, 1998)
Brown v. Roland
215 A.D.2d 1000 (Appellate Division of the Supreme Court of New York, 1995)
Butler v. Ratner
210 A.D.2d 691 (Appellate Division of the Supreme Court of New York, 1994)
Alexsey v. Kelly
205 A.D.2d 649 (Appellate Division of the Supreme Court of New York, 1994)
Bernard v. United States
25 F.3d 98 (Second Circuit, 1994)
Hallman v. Horowitz
160 Misc. 2d 225 (Nassau County District Court, 1994)
McGuire v. Epstein
175 A.D.2d 109 (Appellate Division of the Supreme Court of New York, 1991)

Cite This Page — Counsel Stack

Bluebook (online)
109 A.D.2d 129, 491 N.Y.S.2d 183, 1985 N.Y. App. Div. LEXIS 47938, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hornstein-v-wolf-nyappdiv-1985.