Hopp & Flesch, LLC v. Backstreet

123 P.3d 1176, 2005 WL 3097462
CourtSupreme Court of Colorado
DecidedDecember 19, 2005
Docket04SC697
StatusPublished
Cited by10 cases

This text of 123 P.3d 1176 (Hopp & Flesch, LLC v. Backstreet) is published on Counsel Stack Legal Research, covering Supreme Court of Colorado primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hopp & Flesch, LLC v. Backstreet, 123 P.3d 1176, 2005 WL 3097462 (Colo. 2005).

Opinions

BENDER, Justice.

I. Introduction

We review the court of appeals’ decision in Backstreet v. Hopp & Flesch L.L.C., 107 P.3d 1022 (Colo.App.2004), which held that a sheriffs department advisement to its employee, Raquel Backstreet, that any statements she made during an internal civil investigation could not be used against her in subsequent criminal proceedings, constituted a grant of use immunity under the apparent authority doctrine.1 Id. at 1026. The court of appeals overturned the trial court’s ruling on summary judgment. The trial court held it was not malpractice, as a matter of law, for Backstreet’s lawyer, Kevin Flesch, to advise her that any statements she made during the internal investigation would not be protected by the Fifth Amendment of the U.S. Constitution and therefore her statements could be used against her in a pending felony prosecution. Id. at 1024. The court of appeals concluded that whether Flesch breached his duty of care to Backstreet by advising her not to make statements during the investigation was an issue to be resolved by the trier of fact and thus the malpractice claim was improperly dismissed on summary judgment. Id. at 1026.

We undertake two analyses, embodying wholly different legal principles, to determine if the trial court’s grant of summary judgment was appropriate: (1) whether the sheriffs department’s non-statutory offer of use immunity to Backstreet was effective under the apparent authority doctrine as the court of appeals held; and, if not, (2) whether Flesch’s advice to Backstreet constituted professional malpractice because the written advisement was sufficiently coercive so that any statements she made to the sheriffs department would violate her Fifth Amendment privilege against self-incrimination and thus be barred from use in later criminal proceedings.

Under these facts, we hold that Backstreet did not rely upon the sheriffs advisement that her statements could not be used in later criminal proceedings. Therefore, the apparent authority test as set forth in People v. Fisher, 657 P.2d 922 (Colo.1983), has not been satisfied. For the apparent authority doctrine to apply, the government official making the offer of immunity must in fact lack authority to grant immunity; and the person to whom the offer is made must rely upon the offer of immunity. Since Backstreet was represented by counsel who advised her that, contrary to the wording of the [1179]*1179sheriffs advisement, any statements she made in the internal investigation could be used against her in a criminal proceeding, she did not rely on the advisement. Thus, we cannot imply use immunity based on the facts here.

We further hold that Flesch did not commit malpractice by advising Backstreet not to participate in the internal investigation because her statements could be used in subsequent criminal proceedings. The sheriffs advisement here, which instructed Backstreet that she could be disciplined or terminated if she did not cooperate with the internal investigation, was ambiguous. As a matter of law, the advisement could reasonably be construed to either satisfy or not satisfy the test of whether testimony is unconstitutionally compelled, as articulated in People v. Sapp, 934 P.2d 1367 (Colo.1997). Thus, by advising Backstreet not to participate in the internal investigation, Flesch did not breach his duty to Backstreet to employ the level, of judgment ordinarily possessed by members of the legal profession. Bebo Constr. Co. v. Mattox & O’Brien, P.C., 990 P.2d 78, 83 (Colo.1999).

We therefore conclude, as a matter of law, that Flesch’s conduct did not fall below the requisite standard of care that he owed to Backstreet and reverse the decision of the court of appeals. We return this case to that court with directions to remand it to the trial court to dismiss the claim of professional negligence based on the attorney’s advice regarding the sheriffs department employment civil investigation and to comply with the court of appeals’ original remand order regarding petitioner’s other claims.2

II. Facts and Proceedings Below

Backstreet, plaintiff below, was employed by the Arapahoe Country Sheriffs Department as a nurse in the county’s detention center. During the course of her employment, Backstreet made an error in administering medication to an inmate. The inmate sued Arapahoe County, Backstreet, and others for medical malpractice. In the ensuing investigation, the inmate’s medical record was discovered to have been altered. During an interview by a criminal investigator from the sheriffs office, Backstreet, who was not then represented by counsel, stated that she might have altered the record. Backstreet was suspended with pay pending the outcome of the investigation.

Approximately six months later, the state filed felony criminal charges against Backstreet for forgery, tampering with evidence, and official misconduct. The sheriffs office changed her status to suspension without pay. Backstreet then hired the law firm of Hopp & Flesch, L.L.C. and attorney Kevin Flesch, defendants below, to defend her in the criminal case.3 Flesch also represented her in the ongoing sheriffs office internal investigation. A month later, a county official asked Backstreet to participate in an internal affairs interview as part of that investigation. However, when the sheriffs office informed Flesch that he could not be present during internal affairs interviews, he advised Backstreet not to participate.

The sheriffs office attempted several more times to schedule an internal affairs interview with Backstreet. In the course of doing so, the sheriffs office provided Backstreet and Flesch with a written advisement informing Backstreet that none of her statements could be used against her in a subsequent criminal proceeding. The advisement further stated that if she did not participate in the internal investigation, Backstreet could be disciplined or terminated. The advisement provided, in pertinent part:

You are entitled to all rights and privileges guaranteed by the laws and the Constitution of this State and the Constitution of [1180]*1180the United States, including the right not to be compelled to incriminate yourself in a criminal matter, however, this is not a criminal investigation. I further wish to advise you that if you refuse to testify or to answer questions relating to the performance of your official duties or fitness for duty, you will be subject to administrative charges which could result in your dismissal from the Sheriffs Office. If you do answer, neither your statements nor any information or evidence which is gained by reason of such statements can be used against you in any subsequent criminal proceeding.

(Emphasis added.) The advisement was accompanied by a letter informing Backstreet that any “information obtained during the internal affairs interview cannot be used in the criminal investigation,” citing Garrity v. New Jersey, 385 U.S. 493, 87 S.Ct.

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Hopp & Flesch, LLC v. Backstreet
123 P.3d 1176 (Supreme Court of Colorado, 2005)

Cite This Page — Counsel Stack

Bluebook (online)
123 P.3d 1176, 2005 WL 3097462, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hopp-flesch-llc-v-backstreet-colo-2005.