Honeywell International Inc. v. United States

81 Fed. Cl. 224, 2008 U.S. Claims LEXIS 160, 2008 WL 1748172
United States Court of Federal Claims·Decided April 14, 2008·No. No. 02-1909C·Published·Cited by 5 cases

Opinion

MEMORANDUM OPINION REGARDING PLAINTIFFS’ INVENTION SECRECY ACT CLAIMS.

SUSAN G. BRADEN, Judge.

This is a case of first impression regarding the requirements of standing under the Invention Secrecy Act of 1951, 35 U.S.C. §§ 181-88 (“Invention Secrecy Act”).1

[225]*2251. RELEVANT FACTS.2

On October 10, 1985, Richard L. Cohen filed a Form PTO-426, Serial No. 06/786,269 (“the '269 Application”), but assigned the invention described therein “concerning night vision goggles compatible with full col- or display” to Allied Corporation.3 See DMX 36 at DE-1038; see also id. at DE-1039-56.4 Prosecution commenced.

Pursuant to Section 181 of the Invention Secrecy Act and implementing regulation 37 C.F.R. § 5.1, the Office of the Commissioner of the Patents and Trademarks (“PTO”) forwarded the '269 Application to each of the defense agencies. See SA TR at 27. On April 2, 1986, a Secrecy Order was issued at the request of the Department of the Navy. DMX 36. at DE-1119-20,1154-55. Prosecution of the '269 Application continued and on November 13, 1987, the PTO issued a Notice of Allowability on claims 1-5 and prosecution was closed. Id. at DE-1168. The PTO, however, continued to withhold the '269 Application from issuance, because of “national interest” concerns. Id.

On September 7, 2000, the Secrecy Order was rescinded and “[n]ormal prosecution” of the '269 Application “continued.” Id. at DE-1186. On November 15, 2000, claims 1-5 of the '269 Application, subject to the November 13, 1987 Notice of Allowability, were compared by the Patent Examiner to “a copending application [No. 09/632,760] and [a] formerly copending application not referenced in this file.” Id. at DE-1190.5 On further examination, the Patent Examiner decided to withdraw the November 13, 1987 Notice of Allowability and rejected claims 1-5 of the '269 Application, concluding that:

1. The non-statutory double patenting rejection, whether of the obvious-type or non-obvious type, is based on judicially created doctrine grounded in public policy (a policy reflected in the statute)____
2. Claims 1-5 are rejected under the judicially created doctrine of obviousness-type double patenting6 as being unpatentable [226]*226over claims of U.S. Patent No. 6,142,637 and provisionally over application Ser. No. 09/632,760.7 Although the conflicting claims are not identical, they are not pat-entably distinct from each other because the same basic invention is unequivocally claimed among the dependant claims of both the patent and application.
3. The present specification is objected for not referring to the related applications U.S. Patent No. 6,142,637 and provisionally over application Ser. No. 09/632,760 for identical subject matter.
4. Claims 1-5 of this application conflict with claims 8 and 9 of application serial number 09-632,760. 37 C.F.R. § 1.78(b) provides that when two or more applications filed by the same applicant contain conflicting claims, elimination of such claims from all but one application may be required in the absence of good and sufficient reason for their retention during pen-dency in more than one application. Applicant is required to either cancel the conflicting claims from all but one application or maintain a clear line of demarcation between the applications. See M.P.E.P. § 822.
5. Claims 1-5 are directed to the same invention as that of claims of commonly assigned U.S. Patent No. 6,142,637 and application Ser. No. 09/632,760. The issue of priority under 35 U.S.C. 102(g) and possibly 35 U.S.C. 102(f) of this single invention must be resolved.

DMX 36 at DE-1190 (citations omitted).

In response, on February 14, 2001, Honeywell submitted an amendment that properly identified the '637 patent and the '760 Application. Id. at DE-1476. The latter was characterized by Honeywell as a “continuation application” of the '637 patent. Id. In addition, Honeywell petitioned for reconsideration of the Patent Examiner’s rejection of claims 1-5 of the '269 Application and/or allowance of “new method” claims 6-7 “directed to the method of operating an aircraft using night vision goggles in accordance with applicant’s invention as described in the specification.” Id. at DE-1476.

On March 20, 2001, the Patent Examiner again rejected claims 1-7 of the '269 Application:

1. The non-statutory double patenting rejection, whether the obvious-type or non-obvious-type, is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute)____
Effective January 1, 1994, a registered attorney or agent of record may sign a Terminal Disclaimer. A Terminal Disclaimer signed by the assignee must fully comply with 37 CFR 3.73(b).
2. Claims 1-7 are rejected under the judicially created doctrine of obviousness-type double patenting as being unpatentable over claims of U.S. Patent No. 6,142,637 and as to just claims 1-5 provisionally over application Ser. No. 09/632,760. Although the conflicting claims are not identical, they are not patentably distinct from each other because the same basic invention is unequivocally claimed among the depen-dant claims of both the patent and application.
The present claims address the same invention disclosure of the patent and the application '760. Accordingly, the terms used in the claims are synonyms or are alternative expressions of the same apparatus that would have been obvious. It was noted that the “notch” filter of col. 4, line 46 of the patent is simply being claimed in '760 minus the term “notch.” In this application the same sparse disclosure is addressed by the present claims that define more of the typical color projector filters rather than just one as in '760. This constitutes grounds for obviousness, as no different invention is even technically intended.
3. Claims 1-5 of this application conflict with claims 8-11 of application serial number 09/632,760. 37 C.F.R. § 1.78(b) provides that when two or more applications filed by the same applicant contain conflict[227]

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Honeywell International Inc. v. United States, 81 Fed. Cl. 224, 2008 U.S. Claims LEXIS 160, 2008 WL 1748172 (uscfc 2008).

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