Holtzman v. Zimmerman

47 Pa. D. & C.3d 608, 1988 Pa. Dist. & Cnty. Dec. LEXIS 276
CourtPennsylvania Court of Common Pleas, Cumberland County
DecidedMarch 9, 1988
Docketno. 2982 Civil 1986
StatusPublished

This text of 47 Pa. D. & C.3d 608 (Holtzman v. Zimmerman) is published on Counsel Stack Legal Research, covering Pennsylvania Court of Common Pleas, Cumberland County primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Holtzman v. Zimmerman, 47 Pa. D. & C.3d 608, 1988 Pa. Dist. & Cnty. Dec. LEXIS 276 (Pa. Super. Ct. 1988).

Opinion

BAYLEY, J.,

This is a motion for a protective order in a medical malpractice action pursuant to Pennsylvania Rule of Civil Procedure 4012. Defendant, Dr. Zimmerman, is a family practitioner who maintains an office at Seidel Memorial Hospital, Mechanicsburg, Pa. Suit was commenced against him and Seidel Memorial Hospital by complaint on October 14, 1986.1

From the complaint and the record to date, it appears that plaintiff, Anna Holtzman, became a patient of defendant in May, 1980. On January 14, 1985, she complained to him of pain and hearing loss in her left ear. In the course of his examination, defendant syringed her left ear with warm water in order to remove wax. Her immediate physical reaction to this treatment was “some pain and slight dizziness.” Defendant prescribed an antibiotic and instructed her to return if the problem persisted. As a result of continued pain and dizziness, she contacted Dr. Kwan Won on January 16, 1985. Dr. Won di[610]*610agnosed her as having a perforation of the left tympanic membrane and an accompanying middle ear infection. Dr. Won thereafter performed two tympanoplasty procedures in order to surgically reconstruct the left ear drum.

A documented medical history existed at the time defendant rendered treatment. This documentation involved the medical treatment plaintiff received from other physicians prior to becoming defendant’s patient. Plaintiff contends that defendant knew, or should have known, that she had been previously diagnosed as having a perforated left tympanic membrane and that defendant was negligent in syringing the ear with water. She alleges that a permanent hearing loss was caused by defendant’s negligent treatment. .

Plaintiff’s medical history involving her left ear includes an examination by Dr. Norman Woldorf in February, 1977. This examination revealed a dry perforation of the left tympanic membrane. Dr. Woldorf recommended a tympanoplasty procedure but plaintiff declined to undergo the surgery. Deciding that no further medical therapy was indicated at that time, Dr. Woldorf discharged her from follow up care. Dr. Woldorf has not rendered any further treatment to plaintiff since the February, 1977 examination.

After this suit was instituted defense counsel for Dr. Zimmerman contacted Dr. Woldorf, ex parte, and requested that he review and evaluate the treatment rendered by defendant. Dr. Woldorf agreed to review the case materials and further agreed to render an opinion on behalf of defendant. Thereafter, defense counsel informed plaintiff’s counsel that Dr. Woldorf had agreed to testify as a defense expert and that he wanted to perform a hearing test on plaintiff. Plaintiff’s counsel registered an initial ob[611]*611jection to Dr. Woldorf serving as an expert witness. Defense counsel subsequently wrote to plaintiffs’ counsel designating Dr. Woldorf as a defense expert witness for trial and requesting that a hearing test be scheduled. Plaintiff’s counsel responded by filing this motion for a protective order.

Plaintiff seeks an order prohibiting defendant from engaging in further ex parte discussions with any of plaintiff’s treating physicians, including Dr. Woldorf, and prohibiting the defense from calling any of plaintiff’s treating physicians, including Dr. Woldorf, as defense expert witnesses at trial. The motion has been briefed and argued and is ready for disposition.

DISCUSSION

When a civil suit has been instituted may defense counsel conduct ex parte discussions with any of plaintiff’s prior treating physicians and/or retain them as defense expert witnesses? No Pennsylvania appellate court has ever precisely addressed these issues. However, the United States District Court for the Middle District of Pennsylvania in Manion v. N.P.W. Medical Center of N.E. Pennsylvania Inc. et al., no. 86-0717, December 8, 1987, as well as several Pennsylvania trial courts, have addressed these issues.

A number of jurisdictions have allowed defense counsel to engage in ex parte discussions with plaintiffs’ treating physicians. These courts have concluded that this informal method of discovery was permissible based upon the following considerations: decreased litigation costs; early evaluation and settlement of claims; elimination of non-essential witnesses; desirability of the voluntary exchange of medical information; greater spontaneity and candor in interviews than in depositions; and [612]*612easier scheduling of interviews versus depositions. See Green v. Bloodsworth, 501 A.2d 1257 (Del. Super. 1985); State ex rel. Stufflebaum v. Applequist, 694 S.W.2d 882 (Mo. Ap. 1985); Doe v. Eli Lilly & Co. Inc., 99 F.R.D. 126 (D.D.C. 1983); Arctic Motor Freight Inc. v. Stover, 571 P.2d 1006 (Alaska 1977); Trans-world Investments v. Drobny, 554 P.2d 1148 (Alaska 1976). Additionally, these courts have held thát once a patient places, his physical condition in issue, any right of nondisclosure that he may have retained against his physician as part of the physician-patient relationship is forfeited; in other words, the physician becomes available for an ex parte interview just like any other person. See Green; Arctic Motor Freight; Lazorick v. Brown, 195 N.J. Super. 444, 480 A.2d 223 (1984); Sklagen v. Greater Southwest Community Hospital, 625 F.Supp. 991 (D.D.C. 1984); Lind v. Canada Dry Corp., 283 F.Supp. 861 (D.Minn. 1968); Gailitis v. Bassett, 5 Mich.App. 382, 146 N.W.2d 708 (1966); Hague v. Williams, 37 N.J. 328, 181 A.2d 345 (1962). As set forth in Doe, supra, “As a general proposition, however, no party to litigation has anything resembling a proprietary right to any witness’s evidence. Absent a privilege no party is entitled to restrict an opponent’s access to a witness, however partial or important to him, by insisting upon some notion of allegiance.” 99 F.R.D. at 128.

Another rationale relied upon in those jurisdictions that allow for ex parte discussions is that such interviews are not prohibited by the rules of discovery. These courts take the position that discovery rules do not purport to set forth the only methods by which relevant information may be obtained, i.e., the rules were never conceived as exclusive modes of discovery, investigation and preparation for trial. These courts view the ex parte interview as an ef[613]*613fective discovery procedure which operates outside of and is not precluded by the rules of discovery. See Green; Lazorick; Sklagen; Stempler v. Speidell, 100 N.J. 368, 495 A.2d 857 (1985); Coralluzzo v. Fass, 450 So.2d 858 (Fla. 1984). They note that one attorney should not be permitted to overhear his opponent’s interrogation of a witness as that could invade the work product of the opponent and reveal trial strategy, mental impressions and legal theories, while their own preparation would be under no such scrutiny. See Stufflebaum; Doe.

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Bluebook (online)
47 Pa. D. & C.3d 608, 1988 Pa. Dist. & Cnty. Dec. LEXIS 276, Counsel Stack Legal Research, https://law.counselstack.com/opinion/holtzman-v-zimmerman-pactcomplcumber-1988.