Hoffman v. Batridge

155 Misc. 2d 862, 590 N.Y.S.2d 676, 1992 N.Y. Misc. LEXIS 506
CourtNew York Supreme Court
DecidedOctober 19, 1992
StatusPublished
Cited by2 cases

This text of 155 Misc. 2d 862 (Hoffman v. Batridge) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hoffman v. Batridge, 155 Misc. 2d 862, 590 N.Y.S.2d 676, 1992 N.Y. Misc. LEXIS 506 (N.Y. Super. Ct. 1992).

Opinion

OPINION OF THE COURT

Marvin E. Segal, J.

The petitioners propose to commence an action against their former employer Dean Witter Reynolds, Inc. for discrimina[863]*863tian and/or tortious interference with their employment. They seek an order pursuant to CPLR 3102 (c) permitting them to depose their former supervisor, James Batridge, to aid them in framing a complaint and in bringing the action.

The petitioners were computer programmers employed by First Jersey Bank, Jersey City, New Jersey. In 1988, the data processing unit, consisting of approximately 60 employees, was sold to National Westminster Bank. James Batridge was the supervising vice-president of the computing unit. On October 1, 1989, National Westminster Bank sold the computing unit to Dean Witter Reynolds, Inc. Dean Witter installed two new supervisors, James Scanlon and Paul O’Brien, in the data processing department. The petitioners and five other employees of the data processing unit were all discharged by Dean Witter. The petitioners claim that these eight employees were targeted for termination because "they did not fit the Dean Witter image”; that the employees who were discharged were all either over 40 years of age, of foreign ancestry, Jewish or Muslim, non-caucasian or female. The petitioners assert that each of the above categories constitute minority groups protected by Federal antidiscrimination statutes including the Federal Age Discrimination in Employment Act of 1967 (29 USC §§ 621-634); the Civil Rights Act of 1866 (42 USC § 1981) and the Civil Rights Act of 1871 (42 USC § 1983); Title VII of the Civil Rights Act of 1964, as amended by the Equal Employment Opportunity Act of 1972 (42 USC § 2000e et seq.); Equal Pay Act of 1963 (29 USC § 206 [d], [1]); and Executive Order 11246, as amended by Executive Order 11375 under Federal Government contract (reprinted at 42 USC § 2000e et seq.).

The petitioners contend that they were discharged because of their age, sex, race, religion or national ancestry and that they were replaced by younger persons who fit the Dean Witter image. They contend that their discharges are actionable under both Federal and State law but that they lack information sufficient to frame a complaint. Petitioners seek to determine the race, sex, religion and national origin of the replacement employees. They further seek to confirm that their former supervisor, James Batridge, who was also eventually discharged, was forced to falsify job performance evaluations of the petitioners in order to establish justification for the terminations. The petitioners move for an order of preaction discovery granting them leave to depose Mr. Batridge [864]*864concerning the dates, nature, motivation and substance of the alleged false job performance evaluations.

The respondent, James Batridge, has not opposed the motion for pre-action discovery. Dean Witter has opposed the application by affidavit of Paul Murray, an assistant vice-president of Dean Witter Trust Company, a wholly owned subsidiary of Dean Witter Reynolds, Inc. Dean Witter contends (1) that it has standing to oppose the instant application, and (2) that the application should be denied on the ground that it has already supplied "a substantial amount of information” in the context of certain administrative proceedings, conducted by the Equal Employment Opportunity Commission Division of Civil Rights, and that said information is sufficient to enable petitioners to frame a complaint. Dean Witter further points out that if the motion is granted, Mr. Batridge will be inconvenienced in that he will have to appear for a second deposition subsequent to the commencement of the action, as Dean Witter will not be present at any pre-action deposition.

Petitioners’ motion was originally granted as an unopposed motion by order dated September 21, 1992. Dean Witter’s opposition papers were received in chambers after execution of the order although same were apparently timely filed with the court. The motion returnable on September 18, 1992 was adjourned by the court, on the court’s own motion, together with all other motions appearing on the court’s calendar on September 18, 1992 to September 21, 1992 due to the court’s attendance at a seminar on September 18, 1992. The instant motion was not adjourned pursuant to any ex parte request by Dean Witter, nor did the court hear or grant any ex parte application by Dean Witter for leave to serve and file any papers beyond the return date of the motion. As Dean Witter timely served and filed papers in opposition to the instant motion, the order dated September 21, 1992 is hereby vacated.

CPLR 3102 (c) provides for pre-action disclosure by court order, but sets forth no procedural requisites governing service of a motion seeking disclosure prior to the commencement of an action. While the law is clear that deposition testimony, taken without affording an opposing party notice and an opportunity to cross-examine, may not be admitted into evidence at trial (CPLR 3117 [a] [3]; Tieman v Davies, Turner & Co., 261 App Div 376; Simpson v Johnson, Drake & Piper, 249 App Div 827; Allen v Allen, 225 App Div 873), there is authority which holds that pre-action disclosure may be [865]*865ordered upon an ex parte application (see, Matter of Affiliated Distillers Brands Corp. v Metropolitan Package Stores Assn., 23 AD2d 650; Matter of Schellings & Co., 284 App Div 1050; Matter of Richey v Coleman, 218 App Div 732; Allen v Allen, supra; Eastman Kodak Co. v Fotomat Corp., 62 Misc 2d 1025; New York Times Co. v Givens, 61 Misc 2d 339; Matter of Ram v Ram, 54 Misc 2d 704). Dean Witter has presented no authority which holds that a potential defendant is entitled to a notice of a motion seeking pre-action discovery from a nonparty witness. Further, petitioner herein proceeded by order to show cause, rather than notice of motion, and was directed by order dated August 21, 1992 granted by the Honorable George A. Murphy, to proceed upon personal service of the application upon James Batridge. Justice Murphy did not direct service upon Dean Witter.

Nevertheless, Dean Witter apparently received notice of the application and has asserted opposition thereto. The petitioners demand that the court disregard the opposition submitted by Dean Witter on the ground that Dean Witter lacks standing to contest petitioners’ right to conduct a pre-action deposition of Dean Witter’s former employee.

The concept of standing is not an inflexible one. Generally, standing should be "expanded rather than contracted” on the condition that the parties to the proceedings have an interest in the outcome sufficient to lead to a full and vigorous presentation and explanation of the issues involved. (Matter of Burke v Sugarman, 35 NY2d 39, 44-45; Boryszewski v Brydges, 37 NY2d 361.) Clearly, as Dean Witter is the subject of the preaction discovery it has an interest in the outcome of the instant application sufficient to confer standing upon it to contest petitioners’ right to pursue said pre-action discovery. Despite the fact that CPLR 3102 (c) does not mandate service upon a potential defendant, the court will consider the opposition papers submitted by Dean Witter (see, New York Times Co. v Givens, supra).

CPLR 3102 (c) provides that "[b]efore an action is commenced, disclosure to aid in bringing an action * * * may be obtained, but only by court order.” The assessment of the propriety of prelitigation discovery lies within the broad discretion of the court.

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Bluebook (online)
155 Misc. 2d 862, 590 N.Y.S.2d 676, 1992 N.Y. Misc. LEXIS 506, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hoffman-v-batridge-nysupct-1992.