Hoerner v. ANCO Insulations, Inc.

729 So. 2d 640, 1999 WL 52971
CourtLouisiana Court of Appeal
DecidedFebruary 3, 1999
DocketNos. 98-C-1398, 98-C-1598
StatusPublished
Cited by1 cases

This text of 729 So. 2d 640 (Hoerner v. ANCO Insulations, Inc.) is published on Counsel Stack Legal Research, covering Louisiana Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hoerner v. ANCO Insulations, Inc., 729 So. 2d 640, 1999 WL 52971 (La. Ct. App. 1999).

Opinions

| iKLEES, Chief Judge.

In these two consolidated writs, we consider whether medical reports prepared by a plaintiffs physician and directed to plaintiffs counsel are discoverable under La. C.C.P. art. 1424.1

The defendant in both cases, Minnesota Mining and Manufacturing Company (3M), issued to medical doctors subpoenas seeking, inter alia, “any and all medical reports” regarding treatment administered to the plaintiffs. Counsel for the plaintiffs filed a motion to quash in each case.2

In Hoerner v. ANCO Insulations, Inc., 98-1398 (La.App. 4 Cir. 7/21/98), plaintiffs moved to quash the Subpoena Duces Tecum and Notice of Medical Records Deposition issued to four doctors: Dr. Richard Hebert, Dr. Jere D. Melilli, Dr. Alfred J. Colfrey, Jr., and, Dr. Lawrence Messina. Plaintiffs argued that expert |2reports were protected under La. C.C.P. art. 1424. The trial judge held “the records and reports of plaintiffs treating physicians, including the reports addressed to an attorney,” were discoverable and the judge denied plaintiffs’ motion to quash. This Court granted plaintiffs’ application for writs and reversed, holding that “reports prepared by (plaintiffs) physicians for his counsel in preparation for trial” were not discoverable.

In Olinde v. Allied-Signal, Inc., 98-1598 (La.App. 4 Cir. 7/30/98), the plaintiff moved to quash the Subpoena Duces Tecum and Notice of Medical Records Deposition issued to Dr. Bernard Brach. The trial judge granted plaintiffs motion to quash “as to any [642]*642expert report directed to counsel.” This Court denied defendant’s application for writs based on Hoemer.

The Supreme Court granted certiorari in both cases and remanded each to this Court for “briefing, argument, and opinion.” We consolidated these writ applications.

Facts

The trial judge in each case held a hearing on the motion to quash. In Hoemer, no evidence or testimony was taken. In Olinde, the transcript is not included in the application. The briefs and arguments of counsel indicate pertinent differences in the factual posture of each case.

Hoemer

At the hearing in Hoemer, counsel did not recite the underlying facts, and no evidence was admitted. Counsel for plaintiffs merely argued that the only items [gshe opposed producing were “consultation letters and reports of a physician directed to an attorney. It’s an expert report.”

The briefs of counsel that were filed in connection with the writ application to this Court did not provide the underlying facts, except that 3M’s brief referred to the plaintiffs physicians as “treating physicians.”

In 3M’s brief to the Supreme Court prior to remand, 3M asserted that “Drs. Messina, Hebert, Melilli and Colfrey are independent physicians, not retained by any party in this lawsuit, and all four treated Mr. Hoerner prior to his filing suit.” 3M submitted that any diagnosis and treatment rendered before suit was filed were not in anticipation of litigation.

As we understood counsel for the plaintiffs in oral argument, the plaintiff in Hoemer consulted an attorney in the 1980s, apparently regarding possible asbestos litigation. That attorney sent the plaintiff to a pulmo-nologist, Dr. Richard Hebert, who monitored the plaintiff for possible development of asbestos related illness. Dr. Hebert sent periodic reports to plaintiffs counsel. Counsel did not explain the role of the other three physicians subpoenaed in Hoemer.

Olinde

In Olinde, the transcript of the hearing is not attached to the writ application. The briefs of counsel in the writ application to this Court did not recite the underlying facts, except that 3M’s counsel referred to the physicians as plaintiffs “treating physicians.”

|4In its brief to the Supreme Court prior to remand, 3M asserted that “Dr. Brach is an independent physician, not retained by any party in this lawsuit, and treated Mr. Olinde prior to his filing this suit.”

As we understood the statement of plaintiffs counsel in oral argument, the plaintiff consulted an internist who sent him to pul-monologist, Dr. Bernard Brach. According to plaintiffs counsel, Dr. Brach performed various medical studies and prepared records and handwritten notes concerning the plaintiffs condition. As we understood oral argument, Dr. Brach sent a medical report to plaintiffs counsel solely at counsel’s request.

In both Hoemer and Olinde, “(p)laintiffs are only seeking to prevent disclosure of expert reports directed to counsel. They are not seeking to prevent disclosure of medical records.” In oral argument, all counsel declined to stipulate to any fact.

Generally, a party may obtain discovery regarding any matter, not privileged, which is relevant to the subject matter of the pending action. La. C.C.P. art. 1422. The objectives of discovery are to afford all parties a fair opportunity to obtain facts pertinent to the litigation; to discover the true facts and compel their disclosure; to assist litigants in preparing for trial; to narrow and clarify the issues; and to facilitate and expedíate the legal process by encouraging settlement or abandonment of less than meritorious claims. Hodges v. Southern Farm Bureau Casualty Insurance Co., 433 So.2d 125, 129 (La.1983). Broad |5discovery is encouraged to promote the objectives of the procedure. Id.; Moak v. Illinois Central Railroad Co., 93-0783 (La.1/14/94), 631 So.2d 401, 405.

Minnesota Mining and Manufacturing Company argues that the reports are not privileged because plaintiffs waived the health care provider-patient privilege under La. C.E. art. 510, and therefore, the reports [643]*643are discoverable; that the expert reports in these cases are not exempt from discovery under La. C.C.P. art. 1424 because they were issued by treating physicians who are not experts under Art. 1424; that 3M would be unfairly prejudiced without the medical reports; and that medical reports of treating physicians are not covered by the attorney-client privilege enunciated in La. C.E. art. 506.

Plaintiffs argue that expert reports directed to an attorney are exempt from discovery under La. C.C.P. art. 1424; and that the reports are privileged from disclosure under the attorney-client privilege.

We first address the issue whether the reports are discoverable based on waiver of the health care provider-patient privilege.

Under La. C.E. art. 510(B)(1), a confidential communication made for the purpose of advice, diagnosis, or treatment of the patient’s health condition is privileged. An exception is provided under La. C.E. art. 510(B)(2)(a) when the communication relates to the health condition of a patient who brings or asserts a personal injury claim in a judicial proceeding. In such a case, there is an implied waiver of the privilege by the patient-plaintiff as to discovery of the |6communication “by one of the discovery methods authorized by the Code of Civil Procedure Article 1421 et seq.” La. C.E. art. 510(E).

La. C.E. art. 510 provides, in pertinent part:

B. (1) General rule of privilege in civil proceedings.

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729 So. 2d 640, 1999 WL 52971, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hoerner-v-anco-insulations-inc-lactapp-1999.