Hodgins v. United States Department of Agriculture

33 F. App'x 784
CourtCourt of Appeals for the Sixth Circuit
DecidedApril 17, 2002
DocketNo. 01-3508
StatusPublished

This text of 33 F. App'x 784 (Hodgins v. United States Department of Agriculture) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hodgins v. United States Department of Agriculture, 33 F. App'x 784 (6th Cir. 2002).

Opinion

PER CURIAM.

Defendants Fred Hodgins, Janice Hod-gins and Hodgins Kennels, Inc. appeal the Secretary of the United States Department of Agriculture’s (1) determination, on remand from this court, that they committed fifteen violations of the Animal Welfare Act, 7 U.S.C. § 2131-2159, and the regulations promulgated thereunder, 9 C.F.R. §§ 1.1-3.142, and (2) the Secretary’s accompanying assessment of a $325 penalty and issuance of a cease and desist order. Although we have some concerns regarding the necessity of a cease and desist order, we AFFIRM the Secretary’s decision.

I.

Fred and Jane Hodgins are the owners and operators of Hodgins Kennels, a licensed business that sells small animals— primarily dogs and cats—to research facilities. The Animal and Plan Health Inspection Service, an arm of the Department of Agriculture, cited the Hodgins and Hod-gins Kennels (collectively, “Hodgins Kennels”) for a variety of Animal Welfare Act violations during eight inspections from November 16, 1993 through November 22, 1994. Following these citations, the Department instituted disciplinary proceedings against Hodgins Kennels.

On May 31, 1996, an administrative law judge ruled that Hodgins Kennels committed sixty-one violations of the Animal Welfare Act, and issued a cease and desist order and imposed a $16,000 fine. On appeal, a Department judicial officer, the Secretary’s designate for adjudicatory purposes, found that Hodgins Kennels committed fifty-eight violations and assessed a $13,500 fine. The Secretary also suspended their dealer license for fourteen days and issued a cease and desist order.

[786]*786Because the record did not contain substantial evidence for the majority of the Secretary’s findings, particularly with respect to the willfulness of the alleged violations, we vacated the Secretary’s opinion and remanded the case for further proceedings. Hodgins v. United States Department of Agriculture, No. 97-3899, 2000 WL 1785733 (6th Cir. Nov.ll, 2000). We subsequently awarded Hodgins Kennels $155,384.99 in attorneys fees and costs pursuant to the Equal Access to Justice Act.

On remand, the Secretary invited the parties to submit supplemental briefs regarding the issue of an appropriate sanction. The Department submitted a Recommendation for Sanctions requesting assessment of a $2,500 fíne and issuance of a cease and desist order, but declined to submit supplemental briefing.

The Secretary concluded that there was sufficient evidence for fifteen, relatively minor, violations of the Animal Welfare Act. Emphasizing the minor nature of these violations, the Secretary imposed only a $325 fine. The Secretary also issued a cease and desist order.

II.

Hodgins Kennels’ appeal challenges the Secretary’s decision to impose a $325 fine and issue a cease and desist order. In assessing an administrative decision regarding a particular penalty or set of penalties, our review is ordinarily limited to assessing whether the penalty is either “unwarranted in law ... or without justification in fact.” Butz v. Glover Livestock Comm. Co., 411 U.S. 182, 187-88, 93 S.Ct. 1455, 36 L.Ed.2d 142 (1973). Given that the Animal Welfare Act authorizes the Secretary to impose a fine and issue a cease and desist order for any violation of the Animal Welfare Act or any regulation promulgated thereunder,1 our review in this case narrows to whether the relevant penalties are “without justification in fact.”

A. The Violations

In our prior opinion, we addressed the Secretary’s finding that Hodgins Kennels committed fifty-eight violations and the Secretary’s decision to impose a $13,500 fine, issue a cease and desist order, and suspend Hodgins Kennels’ license. While we found that the record did not support the majority of violations or a license revocation, we noted that a small fine might be appropriate for a series of relatively minor violations. While we assume familiarity with our prior opinion, we discuss relevant portions of our prior decision below.

1. Recordkeeping

In our prior opinion we summarized the facts underlying the recordkeeping violations as follows:

On January 18, 1994, Hodgins Kennels had rabbits and goats with no records. On March 1,1994, Hodgins Kennels was cited for a pig with no record of acquisition. At the next inspection, April 5, 1994, the pig’s record had been corrected, but there were five dogs and one cat on the records that were not present in the facility. On May 10 and June 23, 1994, the inspectors counted one fewer dog in the facility than the records showed.

[787]*787Hodgins, 2000 WL 1785733, at *17. We acknowledged that “a minimal fíne might be supportable” for these violations. Id. On remand, the Secretary ruled that Hod-gins Kennels committed five violations of the relevant recordkeeping provisions, 7 U.S.C. § 2140 and 9 C.F.R. § 2.75.

2. Structural Requirements

We recounted the Department’s factual findings regarding structural violations, detailing:

The November 16, 1993, inspection reportedly found some broken cement blocks, a door with a poorly-patched hole, gaps underneath two doors, and cracking concrete. The January 18, 1994 inspection allegedly disclosed that some wall panels were loose or missing, and that ceiling panels in the cat building needed repair. It also alleged that a door was falling apart. The March 1, 1994 inspection disclosed that the “main barn ceiling had missing panels” and that the roof was leaking in another building (citation omitted) .... The April 5, 1994, report stated that a barn ceiling was poorly repaired, “leaving exposed insulation and holes” .... The Hodgins were also cited several times [on September 13, 1994, and November 22, 1994] for bent or broken pen-wires, which (as Dr. Vaupel testified) is the natural and unavoidable result of keeping often-rowdy animals in cages.

Id. at *17-*18. As with the record keeping infractions, we ruled that the record did not support a license revocation, but accepted that “a minimal fine might be supportable.” Id. at *18. On remand, the Secretary concluded that the record supported a finding of six violations of 9 C.F.R. § 3.1(a), the operative structural regulation.

3. Food Storage

In our prior opinion, we also discussed the two food storage violations presently at issue. We noted that during inspections on March 1 and September 13, 1993 the Department found (1) paint stored with the animal’s feed and (2) the animal’s feed stored in the same room as gasoline. We ruled that these violations were not willful and thus could not support a license revocation, but did not question the evidence regarding the actual violation. Id.

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Related

Butz v. Glover Livestock Commission Co.
411 U.S. 182 (Supreme Court, 1973)

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Bluebook (online)
33 F. App'x 784, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hodgins-v-united-states-department-of-agriculture-ca6-2002.