Hiatt v. Clark

194 S.W.3d 324, 2006 WL 1886254
CourtKentucky Supreme Court
DecidedJuly 5, 2006
Docket2005-SC-000455-MR
StatusPublished
Cited by10 cases

This text of 194 S.W.3d 324 (Hiatt v. Clark) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hiatt v. Clark, 194 S.W.3d 324, 2006 WL 1886254 (Ky. 2006).

Opinions

[326]*326SCOTT, Justice.

I. INTRODUCTION

Appellant, Victor E. Hiatt, was convicted of wanton murder and tampering with evidence in 2001 and received a life sentence. In February 2004, Hiatt filed a pro se RCr 11.42 motion, alleging ineffective assistance of trial counsel. In pursuing this claim, Hiatt requested but was denied access to his entire trial file from Keith Eardley, a staff attorney for Fayette County Legal Aid who had represented Hiatt during his trial. Eardley withheld certain materials from the file, which he claimed to be “work product.” Hiatt then filed a petition for writ of mandamus in the Court of Appeals, which denied the writ. Hiatt now appeals to this Court as a matter of right, seeking a writ to compel production of his entire trial file for use in his pending RCr 11.42 motion.

For the reasons set forth herein, we reverse the ruling of the Court of Appeals and remand with instructions for the Court of Appeals to grant the writ of mandamus.

II. FACTS

Appellant Hiatt was convicted in September 2001 for wanton murder and tampering with physical evidence. He received a life sentence, and both the conviction and sentence were affirmed on direct appeal in an unpublished opinion by this Court, Hiatt v. Commonwealth, 2003-SC-000902-MR (rendered September 13, 2003, designated “Not to be published”). On February 2, 2004, Appellant filed a pro se motion under RCr 11.42, alleging ineffective assistance of his trial counsel, Hon. Keith Eardley, a staff attorney for Fayette County Legal Aid. Shortly thereafter, the trial court appointed an attorney with the DPA to represent Appellant Hiatt in his post-conviction proceeding.

On March 9, 2004, Hiatt, through counsel, requested that Eardley produce Appellant’s entire file. Initially, Eardley informed Appellant’s post-conviction counsel that the file had been lost. Appellant claims that, as a result, his post-conviction counsel had to recreate as much of the original file as possible through other means and also had to file for and receive an extension of time from the circuit court to supplement any claims. However, in attempting to recreate the file, Appellant’s counsel discovered that most of the witnesses had moved and the police records at the time were incomplete. Five days before Appellant’s deadline to file a supplement and almost five months after the initial request for the file, Eardley informed Appellant’s new counsel that the file may exist, which prompted Appellant’s counsel to file a Notiee-Motion-Order for Trial Counsel to Produce File on August 17, 2004. In response, Eardley found the file and granted Appellant access to part of the file, but retained the rest, which he characterized as work product.

On September 15, 2004, Eardley submitted a memorandum to the trial court, claiming to be a client of the Commonwealth. Apparently, Eardley reasoned that the request for his work product constituted discovery to which Appellant was not entitled in an RCr 11.42 motion. Eardley further argued that to grant Appellant access to the work product would violate defense counsel’s right to keep secret from his client negative comments he may have written about his client, Appellant Hiatt.

During a hearing held by the trial court on September 17, 2004, Eardley asserted the attorney-client privilege when Appellant’s counsel asked the trial court to inquire into whether Eardley had shared the work product or discussed the case with the Commonwealth. The trial court did [327]*327not resolve this issue1 and questioned Appellant’s post-conviction counsel as to how it could make an allegation of ineffective assistance in RCr 11.42 proceedings when it had conducted no investigation. Indeed, that question is central to Appellees’ argument as to why it needed the work product contained in Appellant’s file. In denying Appellant’s motion, the trial court relied on several Kentucky Bar Association ethics opinions dealing with client files in civil matters in holding that the work product did not have to be turned over to Appellant.

Then, on March 22, 2005, Appellant filed a writ of mandamus with the Court of Appeals in which he sought to have the Court of Appeals compel the trial judge to order Eardley to produce the work product. On May 11, 2005, the Court of Appeals denied the writ on two grounds. First, the Court of Appeals found that Appellant was not entitled to the work product, reasoning that a request for work product in an RCr 11.42 motion was equal to a request for discovery, which is not authorized in post-conviction proceedings. See Haight v. Commonwealth, 41 S.W.3d 436, 445 (Ky.2001). Second, it found that a writ was inappropriate in this circumstance because an adequate remedy existed on appeal.

III. ANALYSIS

A. A writ of mandamus was an appropriate remedy.

Initially, we must address the correct standard by which a writ in this instance is to be analyzed by the court in which such relief is sought. In Hoskins v. Maricle, 150 S.W.3d 1, 10 (Ky.2004), this Court stated the rule, in pertinent part, to be: “A writ of prohibition may be granted upon a showing that ... the lower court is acting or is about to act erroneously, although within its jurisdiction, and there exists no adequate remedy by appeal or otherwise and great injustice and irreparable injury will result if the petition is not granted.” (Emphasis in original).

In its order, the Court of Appeals stated that “it is clear Hiatt is unable to demonstrate that he satisfies the criteria for obtaining a writ of mandamus.” The Court of Appeals found that Hiatt was “simply requesting discovery from Eardley concerning the actions Eardley had undertaken in representing Hiatt before and during the September 2001 jury trial.” Although the Court of Appeals is correct that discovery is not authorized under Kentucky law in an RCr 11.42 action (or other post-conviction proceeding for that matter), we note that Appellant is not seeking discovery. Rather, Appellant is seeking to obtain that which is his in the first place — his file.

Furthermore, the Court of Appeals concludes that a writ of mandamus is the “incorrect vehicle” for presenting these issues and that Appellant Hiatt has an adequate remedy by appeal by stating that “[i]f Hiatt is ultimately unsuccessful in his post-conviction proceeding, he can appropriately present the issues contained in this petition to this Court by means of a direct appeal.” We do not agree.

If Appellant were forced to make these arguments in a direct appeal, he will not have the benefit of being able to present the information contained in the “work product” to the Court of Appeals as the trial court will be unable to preserve this in the record for appellate review. Thus, [328]*328the only appropriate remedy available for Appellant in this situation is to seek a writ in order to compel the trial court to order Eardley to divulge the entire contents of Appellant’s file. Appellant correctly assumes that even if a writ is inappropriate in this instance, the trial court should still be compelled to review, in camera, the substance of Appellant’s file that Eardley has characterized as work product. This is the only way in which the issue may be properly preserved for appellate review.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Robert Schierer v. Commonwealth of Kentucky
Court of Appeals of Kentucky, 2021
People v. Dixon
2019 IL App (1st) 160443 (Appellate Court of Illinois, 2019)
Polly v. Commonwealth
527 S.W.3d 48 (Court of Appeals of Kentucky, 2017)
Harvey v. State
285 P.3d 295 (Court of Appeals of Alaska, 2012)
O'CONNELL v. Cowan
332 S.W.3d 34 (Kentucky Supreme Court, 2010)
Courier-Journal, Inc. v. Lawson
307 S.W.3d 617 (Kentucky Supreme Court, 2010)
Hiatt v. Clark
194 S.W.3d 324 (Kentucky Supreme Court, 2006)

Cite This Page — Counsel Stack

Bluebook (online)
194 S.W.3d 324, 2006 WL 1886254, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hiatt-v-clark-ky-2006.