Heywood-Wakefield Co. v. Small

87 F.2d 716, 32 U.S.P.Q. (BNA) 265, 1937 U.S. App. LEXIS 2565
CourtCourt of Appeals for the First Circuit
DecidedJanuary 26, 1937
Docket3177
StatusPublished
Cited by9 cases

This text of 87 F.2d 716 (Heywood-Wakefield Co. v. Small) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Heywood-Wakefield Co. v. Small, 87 F.2d 716, 32 U.S.P.Q. (BNA) 265, 1937 U.S. App. LEXIS 2565 (1st Cir. 1937).

Opinions

WILSON, Circuit Judge.

This is an appeal by the defendant from a decree of the District Court holding claims 1, 3 and 7 of a patent, No. 1,826,532, issued to the plaintiff, Small, valid and infringed, and dismissing defendant’s counterclaim for an assignment of the patent to the defendant, or, in the alternative, for a “shop right” in the defendant under the patent. We shall refer to the parties, plaintiff and defendant, as they appeared in the trial court.

The suit below was brought by the plaintiff for infringement of his patent which covered a base for a reversible car seat for use in trolley cars and railroad coaches. Infringement of claim 7 of plaintiff’s patent was admitted; and the court found that claims 1 and 3 were also infringed. In the court below the defendant contended that the patent was invalid, but this contention is no longer insisted upon.

The real grounds raised by the defendant’s appeal are that it was entitled, either to an assignment of the patent, or at least to a “shop right” amounting to an exclusive license under it, and that the judgment against it on these points was wrong. The basis on which the defendant’s contention rests is that the plaintiff was employed by it, and a part of his duties as such employee was to invent new devices or new methods or improve those in vogue in the defendant’s business; or that, apart from his regular duties, he invented a car seat base and developed it in the defendant’s factory and at the defendant’s expense. On the first alternative the defendant would be entitled to an assignment of the patent; on the second alternative, to a “shop right” under it.

The defendant has a large factory in which it manufactures, inter alia, car seats for trolley cars and railroad coaches. It first employed the plaintiff in the fall of 1927 as a draftsman. This employment continued until March, 1928, when Small was promoted and made a “checker.” It was while employed as a checker in July, August, and September, 1928, that Small invented the car seat base for which the patent in suit was issued.

The defendant contends that the plaintiff was employed to invent improvements in its line of goods and that the results of his efforts at invention belong to his employer. Houghton v. United States (C.C. A.) 23 F.(2d) 386, 390; United States v. Dubilier Condenser Corp., 289 U.S. 178, 53 S.Ct. 554, 77 L.Ed. 1114, 85 A.L.R. 1488. The plaintiff says that his employment was not of that character. There was some conflict of testimony as to what duties were involved in plaintiff’s work as “checker.” The defendant’s contention was that if the plaintiff “saw, as he checked through the work, that improvements could be made on it, * * * he could offer these suggestions and have changes made in the [718]*718drawings” that such duties “went with the position of checking.” The plaintiff testified that his duties were “to check every part of the car seat, and all parts of the car seat,- — reed furniture shop, machine shop, wood shop, upholstery shop, cutting room, and paint shop. My work was entirely on car seats. * * * It was my job to see that the goods were made according to the orders.” The plaintiff’s immediate superior, a Mr. Eichel, testified that: “The duties of checker were to look over the products of manufacture whenever it was requested from the shop, the foreman or the superintendent. We generally went down, looked them over and passed on them. And then before the article went through to another department that was going to use it, they would request a check on it. The checker would change the orders, would check the drawings in the drafting room and check the work in the shop from those drawings.”

Eichel further testified that he did not recall ever having given the plaintiff definite orders to design a rotating car seat base; and no such instructions appear to have been given to the plaintiff by anybody else. Nor does it appear that the plaintiff was ever assigned to the work of inventing improvements on the company’s products.

In finding that “originating new developments was not part of the plaintiff’s duties in this capacity (as checker),” it certainly cannot be said that the District Judge was clearly in error. It follows that the defendant was not entitled to an assignment of the patent.

On the question of whether the defendant was entitled to a “shop right”- either upon the basis of a contract on the ground that the work of invention was on the defendant’s time and at its expense, or on the ground of estoppel, that he saw his invention being used by the defendant without protest on his part, none of the cases cited supports the defendant’s contention.

The cases of McClurg v. Kingsland, 1 How. 202, 11 L.Ed. 102; Solomons v. United States, 137 U.S. 342, 346, 11 S.Ct. 88, 34 L.Ed. 667; Lane & Bodley Co. v. Locke, 150 U.S. 193, 14 S.Ct. 78, 37 L. Ed. 1049; Keyes v. Eureka Mining Co., 158 U.S. 150, 15 S.Ct. 772, 39 L.Ed. 929; Gill v. United States, 160 U.S. 426, 16 S.Ct. 322, 40 L.Ed. 480, all differ widely from the facts in this case. In these cases either the plaintiff made the invention on his employer’s time and at his employer’s expense and it was a part of his duty to improve the methods used by his employer, or he stood by for a long period and permitted his employer to use his invention without .protest before making any claim.

Nor do we think the case of John M. Burton v. Burton Stock-Car Co., 171 Mass. 437, 50 N.E. 1029, has any bearing on the issues in this case. In that case there was an assignment of an invention with .the stipulation that the plaintiff reserved the right to royalties in the future and was assured by the defendant that that would be adjusted later. The court said, at page 440 of 171 Mass., 50 N.E. 1029, 1030:

“There was no evidence, so far as appears, that the plaintiff agreed to license the' use of his improvements gratuitously, and in the absence of such an agreement an implied promise to pay might be inferred from the above facts. Walk. Pat. (3d Ed.) § 312.”

Certain facts in this case are not in dispute. The plaintiff knew that the car seat 'base then manufactured by the defendant was unsatisfactory. The plaintiff’s invention, however, was suggested to him by the mechanism of an electric toaster at his home. He worked on his idea at his home out of working hours and finally evolved what he confidently believed to be a satisfactory reversible car seat base. He made a blueprint and a cardboard model of his invention which he brought in and showed to Mr. Eichel, the head man in the checking department. Eichel, a witness for the defendant, testified .that the plaintiff said to him “I have got it,” referring to the car seat base. “I told him I felt pretty sure he did have it, because it met the require-, ments that I figured should be in a base.” Eichel also testified that the plaintiff appeared excited, which was indicated by his statement on showing his model: “I told Mr. Eichel I had the best God damn base which was ever invented.”

Eichel suggested to him that he ought to have a wooden model, but stated that his.

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Cite This Page — Counsel Stack

Bluebook (online)
87 F.2d 716, 32 U.S.P.Q. (BNA) 265, 1937 U.S. App. LEXIS 2565, Counsel Stack Legal Research, https://law.counselstack.com/opinion/heywood-wakefield-co-v-small-ca1-1937.