Hess v. Johnston

2007 UT App 213, 163 P.3d 747, 2007 Utah App. LEXIS 222, 2007 WL 1775186
CourtCourt of Appeals of Utah
DecidedJune 21, 2007
Docket20060497-CA
StatusPublished
Cited by6 cases

This text of 2007 UT App 213 (Hess v. Johnston) is published on Counsel Stack Legal Research, covering Court of Appeals of Utah primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hess v. Johnston, 2007 UT App 213, 163 P.3d 747, 2007 Utah App. LEXIS 222, 2007 WL 1775186 (Utah Ct. App. 2007).

Opinion

OPINION

McHUGH, Judge:

T1 Plaintiff Layne D. Hess appeals the trial court's order dismissing his complaint, with prejudice, for failure to state a claim upon which relief can be granted, see Utah R. Civ. P. 12(b)(6). Defendant Jody Johnston cross-appeals, arguing that the trial court committed error when it denied her motion for sanctions under rule 11 of the Utah Rules of Civil Procedure, see Utah R. Civ. P. 11. We affirm.

BACKGROUND 1

12 Hess and Johnston started dating in mid-April 2004 and within three months, they decided to marry. Johnston found an engagement ring she liked, and Hess commissioned a jeweler to craft one like it. The couple planned to marry sometime in November 2004, but mutually decided that they would take their time in planning the wedding to ensure their finances were in order.

T3 About this time, Johnston told Hess that, during their engagement, she wanted to go on some trips and wanted Hess to have a vasectomy. Hess complied with these requests. Hess began by paying for the couple to take a seven-day cruise to Alaska at the end of July. In August, Hess underwent the vasectomy procedure requested by Johnston. And in September, after Johnston expressed an interest in traveling to France to introduce Hess to friends she had met while living there years earlier, Hess paid for the couple to travel to France for three weeks. Before leaving on the trip, Hess paid the balance on the custom engagement ring so that he could present Johnston with it while in France. After returning from France, Hess and Johnston twice rescheduled the wedding, first, from November 2004 to May 5, 2005, and then to July 9, 2005. In October 2004, Johnston also asked Hess to help purchase a vehicle for her son. Hess contributed $2400 toward the automobile.

14 In late April 2005, without any forewarning or explanation, Johnston returned the engagement ring to Hess and informed him that she would not be his wife. Hess attempted, numerous times, to obtain an explanation from Johnston, but she refused to offer any exeuse for breaking off the engagement.

*750 15 In November 2005, Hess brought suit against Johnston seeking restitution under four different legal theories: (1) conditional gift, (2) unjust enrichment, (8) promissory estoppel or reasonable reliance, and (4) breach of contract. Central to all the claims is the argument that but for Johnston's promise to marry him, Hess would not have paid for the engagement ring, the Alaskan cruise, the trip to France, or the vehicle for Johnston's son. Hess sought restitution in the form of reimbursement for Johnston's portion of the travel expenses, the medical costs of the vasectomy and a reversal procedure, the money given toward the vehicle, and the difference between the purchase price of the engagement ring and its eventual sale price. In response, Johnston sought sanctions under rule 11 of the Utah Rules of Civil Procedure and moved to dismiss the complaint, with prejudice, for failure to state a claim upon which relief can be granted. The trial court denied the motion for sane-tions but dismissed the complaint on the ground that Utah has abolished the common law cause of action for breach of a promise to marry. Both parties appeal.

ISSUES AND STANDARDS OF REVIEW

16 Johnston contends that it was error for the trial court to deny her motion for sanctions under rule 11 of the Utah Rules of Civil Procedure, see Utah R. Civ. P. 11.

[The standard of review for evaluating the denial or imposition of rule 11 sanctions involves a three-tiered approach: "(1) findings of fact are reviewed under the clearly erroneous standard; (2) legal conclusions are reviewed under the correction of error standard; and (8) the type and amount of sanctions to be imposed [are] reviewed under an abuse of discretion standard."

Morse v. Packer, 2000 UT 86, ¶ 16, 15 P.3d 1021 (quoting Morse v. Packer, 1999 UT 5, ¶ 10, 973 P.2d 422).

17 Hess argues that the trial court erred when it granted Johnston's motion to dismiss for failure to state a claim upon which relief can be granted under rule 12(b)(6) of the Utah Rules of Civil Procedure, see Utah R. Civ. P. 12(b)(6). "A [rlule 12(b)(6) motion to dismiss admits the facts alleged in the complaint but challenges the plaintiffs right to relief based on those facts." Oakwood Vill. L.L.C. v. Albertsons, Inc., 2004 UT 101, ¶ 8, 104 P.3d 1226 (quotations omitted). Therefore, when reviewing a trial court's grant of a 12(b)(6) motion, "we accept the factual allegations in the complaint as true and interpret those facts and all inferences drawn from them in the light most favorable to the plaintiff as the non-moving party." Id. at 19. After viewing the facts in this light, the question of whether a complaint "was properly dismissed for failure to state a claim is a question of law, which we review for correctness." Davis v. Central Utah Counseling Ctr., 2006 UT 52, ¶ 16, 147 P.3d 390.

ANALYSIS

I. Rule 11 Sanctions

T8 Johnston contends that because the Utah Supreme Court has abolished the cause of action for breach of a promise to marry, Hess's claims were frivolous and merited sanctions under rule 11. Rule 11 of the Utah Rules of Civil Procedure provides in relevant part:

(b) ... By presenting a pleading, written motion, or other paper to the court ... an attorney or unrepresented party is certifying that to the best of the person's knowledge, information, and belief, formed after an inquiry reasonable under the cireum-stances,
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(b)(2) the claims, defenses, and other legal contentions therein are warranted by existing law or by a nonfrivolous argument for the extension, modification, or reversal of existing law or the establishment of new lawl.]

Utah R. Civ. P. 11(b). However, "[rJule 11 does not impose a duty to do perfect or exhaustive research. The appropriate standard is whether the research was objectively reasonable under all the cireumstances." Barnard v. Sutliff, 846 P.2d 1229, 1236 (Utah 1992).

T9 Johnston argues that Jackson v. Brown, 904 P.2d 685 (Utah 1995), clearly *751 abolished the cause of action for breach of a promise to marry, including claims of the type asserted by Hess. Therefore, she reasons that sanctions were proper because, given the settled state of the law, Hess would not have brought his claims had he first made the reasonable inquiry required by rule 11. 2 We disagree. First, we begin by noting that "the reasonable inquiry analysis does not hinge solely on whether the law is clear. [Instead, the focus should be on what the attorney actually did in researching the law." Barnard, 846 P.2d at 1236-37. Second, and perhaps more importantly, we disagree with Johnston's contention that Jackson clearly bars Hess's claims. Instead, we read Jackson as expressly acknowledging the possibility that some economic claims arising out of a failed engagement may still be viable.

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Bluebook (online)
2007 UT App 213, 163 P.3d 747, 2007 Utah App. LEXIS 222, 2007 WL 1775186, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hess-v-johnston-utahctapp-2007.