Herman v. Johnson

98 F.3d 171, 1996 WL 583248
CourtCourt of Appeals for the Fifth Circuit
DecidedOctober 11, 1996
Docket96-10367
StatusPublished
Cited by11 cases

This text of 98 F.3d 171 (Herman v. Johnson) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Herman v. Johnson, 98 F.3d 171, 1996 WL 583248 (5th Cir. 1996).

Opinion

DUHÉ, Circuit Judge:

David Lee Herman, sentenced to death for the murder of Jennifer Burns, seeks to appeal the district court’s denial of his petition for writ of habeas corpus. We dismiss his appeal.

I. Background

While robbing the Lace Club in Arlington, Texas, David Lee Herman shot three people. One of the three, Ms. Bums, died. Before Herman’s trial for capital murder, his attorney asked the state trial judge to submit a fourth issue to the jury in the punishment stage of the trial. The issue asked, “Do you find any aspect pf the defendant’s character that would justify life in prison rather than death?” In the alternative, Herman’s attorney asked that the trial court inform the parties what instructions the court would give the jury regarding the application of mitigating evidence in the punishment phase. The defense argued this information would be important to it during voir dire of prospective jurors. The court denied both defense requests, and stated it would properly instruct the jury as to mitigating evidence if mitigating evidence were later submitted.

*173 At voir dire, both parties were allowed wide latitude to examine prospective jurors’ attitudes towards the death penalty, their ability to understand and answer special issues, and their ability to consider mitigating evidence. Defense counsel repeatedly asked potential jurors what standard of proof they would use to determine if mitigating evidence presented for Herman was sufficient to support a sentence of life imprisonment rather than death. The prosecution successfully objected to these questions on the ground they were irrelevant to qualification as a juror, since the standard of evidence used to evaluate mitigating evidence is a legal standard and not a factual matter appropriate for voir dire.

Herman now argues his voir dire was im-permissibly restricted so that he was deprived of his right to intelligently use his peremptory challenges. He contends this deprivation impaired his rights to due process and the effective assistance of counsel under the Fifth, Sixth, Eighth and Fourteenth Amendments.

Herman exhausted his direct appeals, was denied certiorari by the United States Supreme Court, and unsuccessfully sought relief through Texas habeas proceedings. Herman then sought federal habeas relief. The district court denied the habeas petition and denied Herman’s application for certificate of probable cause. Herman now petitions this court for that certificate.

II. Application for Certificate of Probable Cause to Appeal

Herman did not move for Certificate of Probable Cause with this court, instead filing a notice of appeal of the district court’s denial of his petition for writ of habeas corpus. In the past, a habeas petitioner sentenced to death who files a notice of appeal has had his notice treated as an application for a certificate of probable cause. Jones v. Whitley, 938 F.2d 536, 538 (5th Cir.1991). Since Herman requested a certificate of probable cause from the district court, and his appellate brief requested a certificate of probable cause to appeal, we treat his notice of appeal to this court as a request for a certificate.

III. Application of the Antiterrorist and Effective Death Penalty Act of 1996

On April 24,1996, the President signed the Antiterrorist and Effective Death Penalty Act of 1996 (“the Act”), which amends the procedures to be followed by habeas petitioners who wish to appeal denial of their application for habeas relief. 1 Previously, petitioners were required to obtain a certificate of probable cause (“CPC”) to appeal. Under the amended law, petitioners must obtain a certificate of appealability (“COA”) instead.

The Act requires an appellate court grant a COA “only if the applicant has made a substantial showing of the denial of a constitutional right.” 28 U.S.C. § 2253(c)(2) (emphasis added). A CPC could only be issued if a substantial showing of the denial of a federal right was made. Barefoot v. Estelle, 463 U.S. 880,103 S.Ct. 3383, 77 L.Ed.2d 1090 (1983). Whether the requirements for a COA should apply to pending applications for a CPC has already been the subject of some discussion in other circuits.

The Second and Tenth Circuits both recently held the Act applicable to pending applications for certificates of probable cause. Reyes v. Keane, 90 F.3d 676, 679-81 (2nd Cir.1996); Lennox v. Evans, 87 F.3d 431 (10th Cir.1996). The Reyes court explained that “the substantive standard for a COA is the same as the standard for the prior CPC.” 90 F.3d at 680.

The Ninth Circuit has stated otherwise, noting in discussion of another section of the Act that the COA standard is more demanding than that for a CPC. Williams v. Calderon, 83 F.3d 281, 286 (9th Cir.1996). However, that court has twice specifically declined to address whether the Act applies to pending applications. Id. at 286; Lowell v. Prunty, 91 F.3d 1358 (9th Cir.1996). The Lowell court noted the earlier language in Williams that commented stricter criterion exist for issuing a COA than a CPC. It then, however, refused to officially hold a COA imposed a higher standard than a *174 CPC. The court, only went so far as to accept the view that if a petitioner could not make a showing sufficient for issuance of a CPC, he could not receive a COA: “In cases such as this in which appellant does not meet the CPC standard under pre-Act law, a fortiori appellant could not meet a more demanding standard.” Id. at 1359.

While we make no determination whether the standards for issuance of a COA are higher than the standards for a CPC, nor whether COA applies to pending appeals of denial of habeas, we hold Appellant made no showing he was denied either a federal or constitutional right. He therefore failed to meet the standards for either a CPC or COA.

IV. Discussion

In Harris v. Johnson, this court set out the standards for issuance of a CPC:

To obtain a CPC, [the petitioner] must make a substantial showing of the denial of a federal right.

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Related

Davie v. Mitchell
291 F. Supp. 2d 573 (N.D. Ohio, 2003)
Soria v. Johnson
207 F.3d 232 (Fifth Circuit, 2000)
Rupert v. Johnson
83 F. Supp. 2d 801 (W.D. Texas, 1998)
United States v. Hall
Fifth Circuit, 1998
United States v. Kenneth Karl Kimler
150 F.3d 429 (Fifth Circuit, 1998)
Cordova v. Johnson
993 F. Supp. 473 (W.D. Texas, 1998)
Flores v. Johnson
957 F. Supp. 893 (W.D. Texas, 1997)
Campos v. Johnson
958 F. Supp. 1180 (W.D. Texas, 1997)

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Bluebook (online)
98 F.3d 171, 1996 WL 583248, Counsel Stack Legal Research, https://law.counselstack.com/opinion/herman-v-johnson-ca5-1996.