IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT KNOXVILLE FILED OCTOBER 1997 SESSION December 18, 1997
Cecil Crowson, Jr. Appellate C ourt Clerk RANDY HENSLEY, * C.C.A. # 03C01-9703-CR-00106
Appellant, * JOHNSON COUNTY
VS. * Hon. Lynn Brown, Judge
STATE OF TENNESSEE, * (Habeas Corpus)
Appellee. *
For Appellant: For Appellee:
Randy Hensley, Pro Se John Knox Walkup # 099477 NECC Attorney General and Reporter P.O. Box 5000 Mountain City, TN 37683 Michael J. Fahey, II Assistant Attorney General 450 James Robertson Parkway Nashville, TN 37243-0493
David E. Crockett District Attorney General Route 19, Box 99 Johnson City, TN 37601
OPINION FILED:__________________________
AFFIRMED
GARY R. WADE, JUDGE OPINION
The petitioner, Randy Hensley, appeals the trial court's denial of his
petition for habeas corpus relief. The single issue presented for review is whether
his indictments for robbery and assault with intent to commit murder, both of which
led to convictions,1 were void for the failure to include all of the essential elements of
the crime. In particular, the petitioner argues that his indictments failed to assert the
requisite mens rea. It is the contention of the petitioner that, due to the faulty
indictments, the trial court lacked jurisdiction to enter a conviction or impose a
sentence.
We affirm the judgment of the trial court.
The Greene County indictments at issue provided, in part, as follows:
Count One: [D]id unlawfully and feloniously and forcibly take from the person of another ... [the victim] ... by violence or putting [the victim] in fear. The robbery was accomplished by the use of a deadly weapon.
Count Five: [D]id unlawfully and feloniously and with malice aforethought assault [the victim] with the intent to commit murder in the first degree....
A writ of habeas corpus may be granted only when the petitioner has
established lack of jurisdiction for the order of confinement or that he is otherwise
entitled to immediate release because of the expiration of his sentence. See Ussery
v. Avery, 432 S.W.2d 656 (Tenn. 1968); State ex rel. Wade v. Norvell, 443 S.W.2d
839 (Tenn. Crim. App. 1969). Habeas corpus relief is available in this state only
1 In co unt o ne, th e def end ant w as fo und guilty as char ged and r ece ived a life se nten ce; in count five, the defendant was convicted of the lesser offense of assault and battery and received a sentence of eleven m onths, twenty-nine days. Habeas corpus relief is inappropriate for count five because that sentence has already been served; the defendant is only incarcerated now for the service o f his life sente nce. See Tenn. Code Ann. § 29-21-101. We will nevertheless address the merits of the issue.
2 when it appears on the face of the judgment or the record that the trial court was
without jurisdiction to convict or sentence the defendant or that the sentence of
imprisonment has otherwise expired. Archer v. State, 851 S.W.2d 157, 164 (Tenn.
1993); Potts v. State, 833 S.W.2d 60, 62 (Tenn. 1992).
Tennessee Code Annotated § 39-11-301(c) (1989) provides that "[i]f
the definition of an offense within this title does not plainly dispense with the mental
element, intent, knowledge or recklessness suffices to establish the culpable mental
state." In State v. Roger Dale Hill, Sr., No. 01C01-9508-CC-00267 (Tenn. Crim.
App., at Nashville, June 20, 1996), rev'd, _____S.W.2d _____, No. 01-S-01-9701-
CC-00005 (Tenn., at Nashville, Nov. 3, 1997), a panel of this court ruled that the
statutory offense of rape did not "plainly dispense" with a mens rea of the crime and
thus, the indictment, which did not allege a mens rea, did not include an essential
element of the offense and was, therefore, void.
On appeal, our supreme court overruled the intermediate court
opinion, holding as follows:
[F]or offenses which neither expressly require nor plainly dispense with the requirement for a culpable mental state, an indictment which fails to allege such mental state will be sufficient to support prosecution and conviction for that offense so long as
(1) the language of the indictment is sufficient to meet the constitutional requirements of notice to the accused of the charge against which the accused must defend, adequate basis for entry of a proper judgment, and protection from double jeopardy;
(2) the form of the indictment meets the requirements of Tenn. Code Ann. § 40-13- 202; and
(3) the mental state can be logically inferred from the conduct alleged.
3 Hill, _____S.W.2d_____, slip op. at 3. The court ultimately ruled that the indictment
for aggravated rape was sufficient because "the act for which the defendant [was]
indicted, 'unlawful sexual penetration' ... is committable only if the principal actor's
mens rea is intentional, knowing, or reckless. Thus, the required mental state may
be inferred from the nature of the criminal conduct alleged." Id., slip op. at 9.
Generally, an indictment must set forth the elements of the offense.
State v. Perkinson, 867 S.W.2d 1, 5 (Tenn. Crim. App. 1992). It is settled law that
"[w]hen the indictment or presentment fails to fully state the crime, all subsequent
proceedings are void." Id. (citing State v. Morgan, 598 S.W.2d 796, 797 (Tenn.
Crim. App. 1979)). The historical significance of the indictment is well documented
in the federal courts:
The general ... and universal rule ... is that all the material facts and circumstances embraced in the definition of the offense must be stated, or the indictment will be defective. No essential element of the crime can be omitted without destroying the whole pleading. The omission cannot be supplied by intendment or implication, and the charge must be made directly, and not inferentially or by way of recital.
United States v. Hess, 124 U.S. 483, 8 S. Ct. 571, 573 (1888). The provisions of
our state and federal constitutions guarantee the criminally accused knowledge of
the "nature and cause of the accusation." U. S. Const. amend. VI; Tenn. Const. art
I, § 9. "Fair and reasonable notice of the charges against an accused is a
fundamental constitutional requirement." State v. Trusty, 919 S.W.2d 305, 309
(Tenn. 1996). To be sufficient, an indictment must "inform the defendant of the
precise charges; ... must enable the trial court upon conviction to enter an
appropriate judgment; ... and must protect [the] defendant against double jeopardy."
Id. As a matter of fairness, the constitutional requirement is designed to afford the
criminally accused with an adequate opportunity to prepare any defense before the
4 trial. See, e.g., Pope v. State, 258 S.W. 775 (Tenn. 1924); Daniel v. State, 50 Tenn.
257 (1871).
Such a rigid rule has occasionally caused harsh results from the
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IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT KNOXVILLE FILED OCTOBER 1997 SESSION December 18, 1997
Cecil Crowson, Jr. Appellate C ourt Clerk RANDY HENSLEY, * C.C.A. # 03C01-9703-CR-00106
Appellant, * JOHNSON COUNTY
VS. * Hon. Lynn Brown, Judge
STATE OF TENNESSEE, * (Habeas Corpus)
Appellee. *
For Appellant: For Appellee:
Randy Hensley, Pro Se John Knox Walkup # 099477 NECC Attorney General and Reporter P.O. Box 5000 Mountain City, TN 37683 Michael J. Fahey, II Assistant Attorney General 450 James Robertson Parkway Nashville, TN 37243-0493
David E. Crockett District Attorney General Route 19, Box 99 Johnson City, TN 37601
OPINION FILED:__________________________
AFFIRMED
GARY R. WADE, JUDGE OPINION
The petitioner, Randy Hensley, appeals the trial court's denial of his
petition for habeas corpus relief. The single issue presented for review is whether
his indictments for robbery and assault with intent to commit murder, both of which
led to convictions,1 were void for the failure to include all of the essential elements of
the crime. In particular, the petitioner argues that his indictments failed to assert the
requisite mens rea. It is the contention of the petitioner that, due to the faulty
indictments, the trial court lacked jurisdiction to enter a conviction or impose a
sentence.
We affirm the judgment of the trial court.
The Greene County indictments at issue provided, in part, as follows:
Count One: [D]id unlawfully and feloniously and forcibly take from the person of another ... [the victim] ... by violence or putting [the victim] in fear. The robbery was accomplished by the use of a deadly weapon.
Count Five: [D]id unlawfully and feloniously and with malice aforethought assault [the victim] with the intent to commit murder in the first degree....
A writ of habeas corpus may be granted only when the petitioner has
established lack of jurisdiction for the order of confinement or that he is otherwise
entitled to immediate release because of the expiration of his sentence. See Ussery
v. Avery, 432 S.W.2d 656 (Tenn. 1968); State ex rel. Wade v. Norvell, 443 S.W.2d
839 (Tenn. Crim. App. 1969). Habeas corpus relief is available in this state only
1 In co unt o ne, th e def end ant w as fo und guilty as char ged and r ece ived a life se nten ce; in count five, the defendant was convicted of the lesser offense of assault and battery and received a sentence of eleven m onths, twenty-nine days. Habeas corpus relief is inappropriate for count five because that sentence has already been served; the defendant is only incarcerated now for the service o f his life sente nce. See Tenn. Code Ann. § 29-21-101. We will nevertheless address the merits of the issue.
2 when it appears on the face of the judgment or the record that the trial court was
without jurisdiction to convict or sentence the defendant or that the sentence of
imprisonment has otherwise expired. Archer v. State, 851 S.W.2d 157, 164 (Tenn.
1993); Potts v. State, 833 S.W.2d 60, 62 (Tenn. 1992).
Tennessee Code Annotated § 39-11-301(c) (1989) provides that "[i]f
the definition of an offense within this title does not plainly dispense with the mental
element, intent, knowledge or recklessness suffices to establish the culpable mental
state." In State v. Roger Dale Hill, Sr., No. 01C01-9508-CC-00267 (Tenn. Crim.
App., at Nashville, June 20, 1996), rev'd, _____S.W.2d _____, No. 01-S-01-9701-
CC-00005 (Tenn., at Nashville, Nov. 3, 1997), a panel of this court ruled that the
statutory offense of rape did not "plainly dispense" with a mens rea of the crime and
thus, the indictment, which did not allege a mens rea, did not include an essential
element of the offense and was, therefore, void.
On appeal, our supreme court overruled the intermediate court
opinion, holding as follows:
[F]or offenses which neither expressly require nor plainly dispense with the requirement for a culpable mental state, an indictment which fails to allege such mental state will be sufficient to support prosecution and conviction for that offense so long as
(1) the language of the indictment is sufficient to meet the constitutional requirements of notice to the accused of the charge against which the accused must defend, adequate basis for entry of a proper judgment, and protection from double jeopardy;
(2) the form of the indictment meets the requirements of Tenn. Code Ann. § 40-13- 202; and
(3) the mental state can be logically inferred from the conduct alleged.
3 Hill, _____S.W.2d_____, slip op. at 3. The court ultimately ruled that the indictment
for aggravated rape was sufficient because "the act for which the defendant [was]
indicted, 'unlawful sexual penetration' ... is committable only if the principal actor's
mens rea is intentional, knowing, or reckless. Thus, the required mental state may
be inferred from the nature of the criminal conduct alleged." Id., slip op. at 9.
Generally, an indictment must set forth the elements of the offense.
State v. Perkinson, 867 S.W.2d 1, 5 (Tenn. Crim. App. 1992). It is settled law that
"[w]hen the indictment or presentment fails to fully state the crime, all subsequent
proceedings are void." Id. (citing State v. Morgan, 598 S.W.2d 796, 797 (Tenn.
Crim. App. 1979)). The historical significance of the indictment is well documented
in the federal courts:
The general ... and universal rule ... is that all the material facts and circumstances embraced in the definition of the offense must be stated, or the indictment will be defective. No essential element of the crime can be omitted without destroying the whole pleading. The omission cannot be supplied by intendment or implication, and the charge must be made directly, and not inferentially or by way of recital.
United States v. Hess, 124 U.S. 483, 8 S. Ct. 571, 573 (1888). The provisions of
our state and federal constitutions guarantee the criminally accused knowledge of
the "nature and cause of the accusation." U. S. Const. amend. VI; Tenn. Const. art
I, § 9. "Fair and reasonable notice of the charges against an accused is a
fundamental constitutional requirement." State v. Trusty, 919 S.W.2d 305, 309
(Tenn. 1996). To be sufficient, an indictment must "inform the defendant of the
precise charges; ... must enable the trial court upon conviction to enter an
appropriate judgment; ... and must protect [the] defendant against double jeopardy."
Id. As a matter of fairness, the constitutional requirement is designed to afford the
criminally accused with an adequate opportunity to prepare any defense before the
4 trial. See, e.g., Pope v. State, 258 S.W. 775 (Tenn. 1924); Daniel v. State, 50 Tenn.
257 (1871).
Such a rigid rule has occasionally caused harsh results from the
perspective of the state. At times, convictions have been set aside even though the
prosecution gains no advantage:
At common law, even the slightest technical defect might fell an indictment. Sir Matthew Hale lamented the strictness with which indictments were viewed as a "blemish and inconvenience of the law" whereby "heinous and crying offenses escape by these unseemly niceties to the reproach of the law, to the shame of the government, and to the encouragement of villainy, and to the dishonor of God." 2 Sir Matthew Hale, The History of the Pleas to the Crown, 193 (London E. Ryder 1800) (1716).
United States v. Wydermyer, 51 F.3d 319, 324 (2d Cir. 1995).
In our view, the indictments in this case satisfy all of the requirements
of Hill. Initially, the intermediate court's opinion in Hill was based in part on Tenn.
Code Ann. § 39-11-301(c) (1989), which provided that "[a] culpable mental state is
required ... unless the definition of the offense plainly dispenses with a mental
element." The 1982 Act under which the defendant was convicted contains no
similar provision. Thus, the indictment need only set forth the elements of the
offenses as they were defined at the time of the unlawful act. See Gregory L.
Hatton v. State, No. 02C01-9611-CC-00407, slip op. at 2-3 (Tenn. Crim. App., at
Jackson, Feb. 19, 1997).
Robbery was defined as the "felonious and forcible taking from the
person of another, ... by violence or putting the person in fear." Tenn. Code Ann. §
39-2-501(a) (repealed 1989). The indictment adequately sets forth those elements,
as it alleges the defendant "feloniously and forcibly [took] from the person of another
5 ... by violence or putting [the victim] in fear" and that the robbery was "accomplished
by the use of a deadly weapon ...." Moreover, under Hill, the use of force supports
the logical inference that the robbery was an intentional act; that the defendant used
a deadly weapon to accomplish the act also supports that inference.
The indictment for assault is also sufficient. Assault with intent to
commit murder occurred under the 1982 Act when a person "feloniously and with
malice aforethought assault[ed] any person, with intent to commit murder ...." Tenn.
Code Ann. § 39-2-103 (repealed 1989). This indictment charged that the defendant
"did unlawfully and feloniously and with malice aforethought assault ... with the
intent to commit murder in the first degree ...." In our view, that adequately sets
forth the elements of the offense as it was defined when the defendant committed
the crime. In the alternative, by use of the rule established in Hill, the phrases
"malice aforethought" and "with intent to commit murder" support the inference that
the act was intentional.
Accordingly, the judgment is affirmed.
________________________________ Gary R. Wade, Judge
CONCUR:
_____________________________ David H. Welles, Judge
_____________________________ Jerry L. Smith, Judge