Henry v. Marshall

CourtDistrict Court, M.D. Alabama
DecidedMarch 31, 2021
Docket2:17-cv-00638
StatusUnknown

This text of Henry v. Marshall (Henry v. Marshall) is published on Counsel Stack Legal Research, covering District Court, M.D. Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Henry v. Marshall, (M.D. Ala. 2021).

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF ALABAMA NORTHERN DIVISION

WILLIAM E. HENRY, ) ) Plaintiff, ) ) v. ) ) Case No. 2:17-cv-638-RAH-JTA STEVEN T. MARSHALL, in his official ) (WO) capacity as Attorney General of the ) State of Alabama, ) ) Defendant. )

MEMORANDUM OPINION AND ORDER The question before the court is what a former Alabama grand jury witness may publicly speak about, after having testified before a grand jury, without violating the Alabama Grand Jury Secrecy Act, see Ala. Code § 12-16-214, et seq. (“the Act”). The Plaintiff here, William Edgar “Ed” Henry, is a former member of the Alabama House of Representatives who testified on January 24, 2014, before a Lee County grand jury that later indicted former Alabama House Speaker Mike Hubbard for violations of the state’s ethics laws. Now, Henry wants to speak publicly about the proceedings, including the details of his grand jury testimony, his 1 observations and opinions of the proceeding, those involved in it, and what transpired therein.1

Henry filed this suit claiming the secrecy provisions of the Act unconstitutionally deprive him of his First Amendment right to free speech. This case examines whether those secrecy provisions run afoul of the Constitution in

preventing Henry from discussing: (1) information he knew prior to testifying before the grand jury (“prior knowledge”) and (2) what transpired in the grand jury room, including testimony Henry gave and did not give, his personal observations of the proceeding, and his opinions regarding perceived prosecutorial misconduct (“grand

jury proceeding”). As explained herein, the court finds that the Act, by virtue of its overbreadth, does impermissibly violate Henry’s First Amendment right to speak to facts and

matters known to him before he testified before the grand jury—a result compelled by the United States Supreme Court’s decision in Butterworth v. Smith, 494 U.S. 624 (1990). However, the court also concludes that the Act does not otherwise violate Henry’s First Amendment rights by prohibiting Henry from publicly

discussing what transpired in the grand jury room, including his testimony before

1 In 1999, Brad Pitt, Edward Norton, and Helena Bonham Carter starred in the movie Fight Club. One of the central themes throughout the film was the rule that participants in “Fight Club” could “not talk about Fight Club.” In a sense, Henry wishes to do just that–talk about his participation in a secret proceeding; here, the grand jury. the grand jury, the questions asked of him, the questions not asked of him, the actions and discussions of the prosecutor, and his personal opinions and observations of the

proceeding and those involved. I. BACKGROUND

A. Mike Hubbard and Ed Henry

Much ink has been spilled in the press and in judicial opinions concerning the prosecution of Mike Hubbard, the former Speaker of the Alabama House of Representatives. See generally Ex parte Hubbard, No. 1180047, 2020 WL 1814587 (Ala. Apr. 10, 2020). In October of 2014, a Lee County grand jury indicted Hubbard on twenty-three counts of violating the Alabama Ethics Act, Ala. Code § 36-25-1, et seq., and after a four-week trial, a Lee County jury convicted Hubbard on twelve of those counts. 2020 WL 1814587, at *2. On appeal, the conviction was affirmed on

six of the twelve counts. Id. at *21. Pertinent to Hubbard’s ethics issues as they involved Henry, Hubbard owned an interest in Craftmasters, Inc. (“Craftmasters”), a printing business located in Auburn, Alabama; Hubbard’s hometown. Of his many alleged transgressions,

Hubbard was accused of using his political power to gently suggest that state house representatives use Craftmasters to print their campaign materials. This, of course, was violative of the Ethics Act, so the theory went.2

Ed Henry represented Morgan County, Alabama in the state house during the time period at issue in this case. Henry was elected in 2010, despite Hubbard’s apparent opposition to his candidacy.

Henry entered the ethics mix involving Hubbard because, following his 2010 victory, Henry’s campaign consultant recommended that Henry use Craftmasters for his future printing needs. Following this recommendation, Henry retained Craftmasters, although Henry vehemently contested that this was a quid-pro-quo or

that improper pressure was used. B. The Lee County Grand Jury

A few years later, the Alabama Attorney General’s Office began investigating Hubbard for potential ethics code violations, including issues involving Craftmasters. A special grand jury in Lee County was empaneled on August 19, 2013, and a twenty-three-count indictment returned against Hubbard on October 17, 2014. Hubbard v. State, Appeal No. CR-16-0012, 2018 WL 4079590, at *4 (Ala.

2 Hubbard ultimately was found not guilty of a crime for these actions, but instead, was convicted for, inter alia, obtaining the assistance of a former Business Council of Alabama lobbyist in acquiring investments in Craftmasters (which was experiencing financial difficulties), also an apparent criminal violation of the Ethics Act. Crim. App. Aug. 27, 2018). Leading the grand jury endeavor was Matt Hart, a prosecutor with the Attorney General’s office.

C. The Leaks

Like any scandal involving elected officials, intrigue and innuendo abounded, and those with the inside-know were in short supply due to the confidential nature associated with an on-going grand jury proceeding. One person claiming inside knowledge of the grand jury proceeding was an Alabama state representative, who would occasionally call Henry to discuss the happenings inside the grand jury room. Believing that this representative—and others—were receiving information

via improper leaks from Matt Hart as a means of undermining Mike Hubbard, Henry spoke with Mike Hubbard’s criminal defense attorney about the leaks. Hubbard’s counsel then notified the U.S. Attorney’s Office and told Matt Hart about it as well.

Following Henry’s conversations with Hubbard’s attorney, Henry was subpoenaed to appear before the grand jury. D. Henry’s Grand Jury Testimony

Henry appeared before the grand jury on January 24, 2014. At the outset of Henry’s testimony, Hart warned Henry about the need to tell the truth and emphasized the secrecy of the proceeding itself and of Henry’s testimony. Aside from testifying to subject matters related to Hubbard’s ultimate indictment, near the

end of Henry’s testimony, Hart gave Henry warnings about the Alabama Grand Jury Secrecy Act, again reinforcing the secrecy of the proceedings and of Henry’s testimony. Hart also warned Henry of the criminal penalties associated with

violations of the Act. Henry claims that the tone of Hart’s warnings was very imposing and ominous. Henry also alleges that Hart acted in an intimidating manner.

E. Events After Henry’s Grand Jury Testimony

After his testimony before the grand jury, Henry learned of a recording, released on www.al.com, of a conversation between Hart and radio host and local attorney, Baron Coleman, that occurred on January 23, 2014. In that conversation, Hart apparently told Coleman that “we are on utterly solid ground shutting people up” by bringing witnesses before the grand jury, due to the Act’s “very broad prohibition” on disclosure of information from inside the grand jury room.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Stevens
559 U.S. 460 (Supreme Court, 2010)
Stewart v. Happy Herman's Cheshire Bridge, Inc.
117 F.3d 1278 (Eleventh Circuit, 1997)
Socialist Workers Party v. Leahy
145 F.3d 1240 (Eleventh Circuit, 1998)
Florida Right to Life v. Lawson Lamar
273 F.3d 1318 (Eleventh Circuit, 2001)
Larry Horton v. City of St. Augustine
272 F.3d 1318 (Eleventh Circuit, 2001)
Solantic, LLC v. City of Neptune Beach
410 F.3d 1250 (Eleventh Circuit, 2005)
American Bankers Insurance Group v. United States
408 F.3d 1328 (Eleventh Circuit, 2005)
United States v. Procter & Gamble Co.
356 U.S. 677 (Supreme Court, 1958)
Branzburg v. Hayes
408 U.S. 665 (Supreme Court, 1972)
Broadrick v. Oklahoma
413 U.S. 601 (Supreme Court, 1973)
Young v. American Mini Theatres, Inc.
427 U.S. 50 (Supreme Court, 1976)
Landmark Communications, Inc. v. Virginia
435 U.S. 829 (Supreme Court, 1978)
Douglas Oil Co. of Cal. v. Petrol Stops Northwest
441 U.S. 211 (Supreme Court, 1979)
Brockett v. Spokane Arcades, Inc.
472 U.S. 491 (Supreme Court, 1985)
Anderson v. Liberty Lobby, Inc.
477 U.S. 242 (Supreme Court, 1986)
United States v. Salerno
481 U.S. 739 (Supreme Court, 1987)
Butterworth v. Smith
494 U.S. 624 (Supreme Court, 1990)

Cite This Page — Counsel Stack

Bluebook (online)
Henry v. Marshall, Counsel Stack Legal Research, https://law.counselstack.com/opinion/henry-v-marshall-almd-2021.