Henry v. Cockrell

327 F.3d 429, 2003 U.S. App. LEXIS 6700, 2003 WL 1798524
Court of Appeals for the Fifth Circuit·Decided April 7, 2003·No. 02-41093·Published·Cited by 80 cases

Opinion

EMILIO M. GARZA, Circuit Judge:

Texas prisoner Robert Lloyd Henry seeks a certificate of appealability (COA) to challenge the district court’s denial of his 28 U.S.C. § 2254 petition for a writ of habeas corpus. Henry contends that his conviction and death sentence should be overturned because his trial counsel rendered ineffective assistance by presenting the expert testimony of Dr. George Kramer without adequately investigating the basis for that testimony.

Henry was convicted and sentenced to death for the murders of Carol Arnold and Hazel Rumohr. Arnold and Rumohr were, respectively, the mother and grandmother of a friend from Henry’s teenage years, and Henry had been a frequent visitor to the Portland, Texas home shared by the two women. Two months after Rumohr and Arnold were brutally murdered in their home, Henry entered the Corpus Christi Police Department and made a detailed confession to the murders. This confession was later substantiated by DNA evidence matching Rumohr’s blood to blood found in Henry’s car and Henry’s blood to blood found in the victims’ home. At trial, Henry’s defense counsel presented the expert testimony of Dr. Kramer in an attempt to explain why Henry, who claimed to be innocent, had confessed to the murders. Dr. Kramer opined that Henry’s obsessive-compulsive anxiety disorder, combined with his high intelligence, led him to fantasize that he was responsible for the murders and that, once the police began to interrogate him, a panic attack caused him to say whatever he believed would end the questioning quickly. Dr. Kramer further testified that Henry’s performance on certain psychological tests did not suggest that Henry was capable of committing the murders.

According to Dr. Kramer, this opinion was based on his own examination and testing of Henry as well as his review of evaluations and tests performed by others. Specifically, he reviewed a letter written to defense counsel by Dr. Joel Kutnick, a psychiatrist retained to evaluate Henry’s competency to stand trial. In this letter, Dr. Kutnick expressed doubts about Henry’s claim that he could not remember the events surrounding the murders and suspected that Henry was malingering, a conclusion which Dr. Kramer ultimately rejected. Dr. Kramer also re *431 viewed the results of tests performed by Jim Williams, a contractor who held a master’s degree in psychology. In his evaluation, Williams concluded that Henry might have been capable of committing the murders. Although Dr. Kramer incorporated much of Williams’ evaluation into his own report, he omitted any reference to this conclusion. The materials prepared by Dr. Kutnick and Williams were used to impeach Dr. Kramer and were introduced into evidence without objection as bases for Dr. Kramer’s expert opinion. These materials were also discussed by the State’s expert at sentencing. 1

Henry’s conviction and sentence were affirmed on direct appeal. In his state habeas petition, Henry argued, inter alia, that his trial counsel should have objected to the admission of the documents prepared by Dr. Kutnick and Williams. The state trial court concluded that Henry’s trial counsel did not render ineffective assistance. The Texas Court of Criminal Appeals adopted the trial court’s findings and conclusions and denied relief. Henry then filed an application for federal habeas relief in which he reasserted his failure to object claim and argued for the first time that trial counsel was ineffective in relying on Dr. Kramer’s testimony without adequately investigating the basis for his opinion. Henry contended that defense counsel should have discovered that Dr. Kramer’s opinion was based on materials that contained damaging statements. After ordering additional briefing and holding a hearing on Henry’s ineffective assistance claims, the district court concluded that the failure to investigate claim was not presented to the state courts and, thus, was procedurally barred. The court denied Henry’s failure to object claim on the merits and refused to grant a COA.

Under the Antiterrorism and Effective Death Penalty Act (AEDPA), a petitioner must obtain a COA before he can appeal the district court’s decision. 28 U.S.C. § 2258(c)(1). A COA will be granted only if the petitioner makes “a substantial showing of the denial of a constitutional right.” 28 U.S.C. § 2253(c)(2). In order to make a substantial showing, a petitioner must demonstrate that “reasonable jurists would find the district court’s assessment of the constitutional claims debatable or wrong.” Slack v. McDaniel, 529 U.S. 473, 484, 120 S.Ct. 1595, 146 L.Ed.2d 542 (2000). When the district court has denied a claim on procedural grounds, however, the petitioner must also demonstrate that “jurists of reason would find it debatable whether the district court was correct in its procedural ruling.” Id. As the Supreme Court made clear in its recent decision in Miller-El v. Cockrell, 537 U.S. 322, 123 S.Ct. 1029, 1039, 154 L.Ed.2d 931 (2003), a COA is “a jurisdictional prerequisite,” and “until a COA has been issued federal courts of appeals lack jurisdiction to rule on the merits of appeals from habeas petitioners.” When considering a request for a COA, “[t]he question is the debatability of the underlying constitutional claim, not the resolution of that debate.” Id. at 1042.

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Henry v. Cockrell, 327 F.3d 429, 2003 U.S. App. LEXIS 6700, 2003 WL 1798524 (5th Cir. 2003).

327 F.3d 429 (Henry v. Cockrell) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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